- Bank of America (Dallas, TX)
- Audit Director - Regulatory Reporting Atlanta, Georgia;Stamford, Connecticut; East Hartford, Connecticut; Dallas, Texas; Providence, Rhode Island; ... Minimum 5-7 years at large financial institutions with subject matter expertise in US regulatory reporting (eg Y-14, Y-9C, 009, Y-15, 031), broker dealer … more
- USAA (Plano, TX)
- …part of what truly makes us special and impactful. **The Opportunity** As a dedicated ** Director , Audit - Regulatory Issue Validation** , you will manage the ... effectively responds and interacts with regulators. Provides oversight to multiple audit engagements, engagement planning, fieldwork and reporting . Manages… more
- Citigroup (Irving, TX)
- The Audit Director is a senior level management...+ Contribute to the delivery of reports and oversee audit 's coverage and reporting on common high risk ... area, at a global or regional level + Ensure timely delivery of comprehensive regulatory and internal audit issue validation, including issues arising from other… more
- US Bank (Irving, TX)
- … audit policies and procedures. Responsibilities * Completing or assisting the Senior Audit Manager and Audit director in developing the risk-based ... when appropriate. * Supervising audit staff in the completion of audit engagements and regulatory validations, ensuring the highest quality work delivered… more
- Molina Healthcare (Dallas, TX)
- …to ensure processes and reporting exists to demonstrate compliance to regulatory requirements. * Supports Manager and Director with developing the ... Operational Oversight Work Plan, monitoring and reporting status of audit project...support health plans and MHI Business Owners with external regulatory audit requests including the completion of… more
- Baylor Scott & White Health (Dallas, TX)
- JOB SUMMARY Director Billing, Regulatory , and Provider Coding Compliance is responsible for planning, developing, and enforcing compliance programs for Baylor ... verifies that compliance deficiencies have been corrected. Provides key support and regular reporting to the Audit and Compliance Committee of the BSWH Board.… more
- Capital One (Plano, TX)
- …by peers for accuracy and adherence to test procedures + Evaluate Internal Audit , Regulatory Exam and self-identified issues and events for compliance impacts ... Compliance Advisory Director The Compliance Advisor Director performs...line of business by:** + Providing input on business regulatory requirements + Providing guidance on business policies, standards,… more
- Cushman & Wakefield (Dallas, TX)
- **Job Title** Sr. Account Director **Job Description Summary** The Senior Director IFM will manage and direct activities for the delivery of hard services, ... and project management + Complete understanding of contract obligations by initiating audit & control systems to ensure statutory, policy and contractual commitments… more
- Citigroup (Irving, TX)
- …appropriate management of Operational Risk processes: + Facilitates accurate and appropriate reporting of operational risks to senior management and the Board of ... situations that pose excessive risk(s). + Facilitates adherence to specific regulatory requirements + Interfaces with Regulators on Operational Risk matters. +… more
- Molina Healthcare (Dallas, TX)
- …and abuse. Responsibilities may include data mining and data analysis, developing audit tools based on regulatory and contractual requirements, summarizing and ... Attends professional conferences as assigned to ensure ongoing knowledge of regulatory guidance * Maintains professional and technical knowledge through appropriate… more
- MUFG (Irving, TX)
- …QA Methodology. + Supporting the drive for central coordination, governance, and reporting , leveraging regional structures and best practices of GFCD. + Reviewing QA ... overview of the financial crime control effectiveness and facilitating the periodic reporting to the appropriate regional governing bodies. + Escalating errors and… more
- Marriott (Dallas, TX)
- …property's strategies and to lead own team. * Oversees internal, external and regulatory audit processes. * Provides excellent leadership by assigning team ... team goals, etc. * Improves profit growth in operating departments. * Reviews audit issues to ensure accuracy. **Managing Projects and Policies** * Generates and… more
- Charles Schwab (Westlake, TX)
- …employee trade monitoring solutions; and (vi) middle and back office operational functions. Reporting to a Director or Senior Manager in the Broker-Dealer/Asset ... with growing responsibility. Broker Dealer/Asset Management experience specific to internal audit and/or similar Big 4 accounting or regulatory experience… more
- Baylor Scott & White Health (Dallas, TX)
- …and compliance audit processes to ensure timely completion in line with regulatory requirements and the Corporate Compliance audit plan. + Provide written ... The Corporate Compliance Manager works under the direction of the HBCRC Director to manage ongoing activities related to the development, implementation, maintenance… more
- Charles Schwab (Southlake, TX)
- …timely document issue validation and QC peer issue validations as needed. **Committee/ Regulatory Reporting :** Follow internal procedures to create initial draft ... and executes objective and thematic evaluations of risk management activities across the Company. Reporting to the Director of the EORT team, the Manager, EORT… more
- Dart Container (Waxahachie, TX)
- …in managing/handling compliance issues, permitting for all media, OSHA/EPA programs, regulatory reviews, permit preparation, reporting and record keeping. + ... federal regulations + Conduct Corporate Safety Assessment as an audit team member for all plants within region and...region + Support and participate in all Regional Manufacturing Director Quarterly Safety Reviews for region + Develop and… more
- Santander US (Dallas, TX)
- …within the Technology and Information Risk Management organization reports to the Director - Emerging Technology Risk and is responsible for ongoing oversight, ... assessment, management and reporting of technology and cybersecurity risks associated with the...collaboration across IT, CISO, Data Office, Operational Risk, Internal Audit , and other relevant functional stakeholders within the organization… more
- TIAA (Frisco, TX)
- …through the use of automated monitoring systems. Responsibilities may also include other reporting requirements and analysis as directed by the FIU Sr. Director ... as needed basis. + Other duties as assigned, which may include reporting requirements and analysis, testing, and/or training, as directed by leadership.… more
- DriveTime (Dallas, TX)
- …types. Additionally, you will be responsible for delivering high-quality support, tracking and reporting on relevant metrics, and helping to drive results as well as ... and public relations matters. + Assisting on corporate governance and Board of Director matters. + Providing support on internal and external audit matters.… more
- US Anesthesia Partners (Dallas, TX)
- …generate optimal cash flow to support operations and strategic initiatives. + Supervise director level staff within Charge Entry and Accounts Receivable as well as ... ensure alignment of process and desired business outcomes. + Develop and maintain reporting of key performance indicators, such as DSO and on-hold A/R, and maintain… more