- Bank of America (Stamford, CT)
- Audit Director - Regulatory Reporting Atlanta, Georgia;Stamford, Connecticut; East Hartford, Connecticut; Dallas, Texas; Providence, Rhode Island; ... Minimum 5-7 years at large financial institutions with subject matter expertise in US regulatory reporting (eg Y-14, Y-9C, 009, Y-15, 031), broker dealer … more
- AIG (Wilton, CT)
- …Footnotes and Investment MD&A + Support the review and preparation of NAIC statutory reporting and other regulatory reporting requirements + Lead the ... for investments (10Q/K, Financial Supplement, STAT Audited Financials, Investment NAIC reporting and various government regulatory reports). AIG has multiple… more
- NatWest Markets (Stamford, CT)
- Director , Electronic Trading Risk & Control (1LOD), US...such as market, conduct risk & algorithmic trading risk. Reporting to the US Head of Risk and Control ... and supporting the global Director of Algorithmic Risk Control, you will have full...foreign exchange businesses + Monitor and understand changes to regulatory requirements and make necessary updates to internal policies… more
- Community Housing Innovations (Fishkill, NY)
- …to ensure files are in compliance with HUD. Observe all regulatory and reporting requirements to ensure all files are audit ready* Create a client/case ... purchase contract is signed; affordability may be reviewed by Director * Collect and review all required pre closing documents:...year's grant recipients;* Observe all regulatory and reporting requirements to ensure all files are audit… more