- TD Bank (Charlotte, NC)
- …Banking, US Commercial Banking and US COO Group businesses. The First Line Compliance Governance and Control Specialist - 1B QC Testing Team Support will ... more specific details for this role. **Line of Business:** Governance & Control **Job Description:** This position...**Job Description:** This position is part of the 1B First Line Compliance Center of Excellence ("Compliance COE"). The… more
- Bank of America (Charlotte, NC)
- Sr Business Control Specialist - Global Payment Operations Business Risk and Controls Charlotte, North Carolina;Scranton, Pennsylvania **Job Description:** At ... Global Economic Sanctions Compliance team. **Line of Business Description:** The Senior Business Control Specialist (SBCS) is an important part of the internal … more
- Bank of America (Charlotte, NC)
- Senior Business Control Specialist Charlotte, North Carolina;Plano, Texas **Job Description:** At Bank of America, we are guided by a common purpose to help make ... control risk, and ensure we have proper Risk Governance in place to communicate, escalate, and debate risks....+ BS or BA, Masters degree a plus **Shift:** 1st shift (United States of America) **Hours Per Week:**… more
- Bank of America (Charlotte, NC)
- Sr Business Control Specialist - Quality Assurance Sanctions Richmond, Virginia;Charlotte, North Carolina; Scranton, Pennsylvania **Job Description:** At Bank of ... **Job Description:** This job is responsible for driving and executing on internal control discipline and operational excellence within a Line of Business (LOB) or… more
- Bank of America (Charlotte, NC)
- Business Control Specialist - Global Operations Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make ... Join us! **Job Description:** This job is responsible for executing on internal control discipline and operational excellence within a Line of Business (LOB) or… more
- Bank of America (Charlotte, NC)
- Sr. Business Controls Specialist - AML QA/QC Oversight (M&I) Charlotte, North Carolina;Fort Worth, Texas; Pennington, New Jersey; Plano, Texas **Job Description:** ... **Job Description:** This job is responsible for driving and executing on internal control discipline and operational excellence within a Line of Business (LOB) or… more
- Bank of America (Charlotte, NC)
- Enterprise Financial Risk Sr. Specialist Charlotte, North Carolina;Jersey City, New Jersey; New York, New York; Chicago, Illinois **Job Description:** At Bank of ... Providing independent risk oversight of front-line units, lines of business, and control functions + Execution of BAC risk framework activities commensurate with… more
- Bank of America (Charlotte, NC)
- …Skills** + Bachelor's degree or equivalent work experience + 4+ years experience of governance , control , risk, financial or process oversight in a role crossing ... GCIB / GM KYC Support Specialist Charlotte, North Carolina;Fort Worth, Texas **Job Description:** The Client Outreach team are the front line unit who work with… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Specialist - Credit Risk Charlotte, North Carolina;Dallas, Texas; Newark, Delaware; Plano, Texas **Job Description:** At Bank of ... defense compliance and operational risk oversight for a Front-Line Unit, Control Function, and/or Third Parties. Key responsibilities include ensuring requirements… more
- Truist (Charlotte, NC)
- …**Regular or Temporary:** Regular **Language Fluency:** English (Required) **Work Shift:** 1st shift (United States of America) **Please review the following job ... partners across the organization. 5. Review and challenge outcomes of first -line-of-defense risk program execution. 6. Monitor legal, regulatory, compliance and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Business Accountability Specialist - Third Party Risk Primary Business Liaison in legal as part of the Third Party Risk ... contact with third party service providers, acting as the first line of defense + Liaison between multiple LOBs...for process improvements within the scope of defined business control responsibilities + Review and analyze basic business challenges… more
- TD Bank (Charlotte, NC)
- …in compliance with KYC policy and regulatory requirements. The team engages with the 1st line of defense on the outcomes of EDD reviews, management of issues, and ... customer types and associated activity. **Depth & Scope:** + Specialist level professional role requiring in-depth knowledge/expertise in AML/ATF/Sanctions/ABAC and… more