- Truist (Charlotte, NC)
- …met and that there is active collaboration between team members. 6. Assist the Regulatory Reporting Governance Managers and Directors in providing leadership ... management and remediation. 9. Ensure consistency in the documentation maintained by Regulatory Reporting Governance teammates in accordance with business… more
- Wells Fargo (Charlotte, NC)
- … control environment, including internal control over the Company's financial and regulatory reporting environment + Development, governance and oversight ... Fargo is seeking a highly motivated individual with a strong understanding of financial reporting governance and controls to join our Governance and… more
- Deloitte (Charlotte, NC)
- Banking Regulatory Reporting Transformation Senior Consultant Our practitioners help organizations identify the regulatory and industry changes impacting ... and risk reporting frameworks and processes including regulatory reporting , reporting governance...programs, measures, and tools with a specific focus on regulatory , risk, and data processes. As a Senior… more
- Wells Fargo (Charlotte, NC)
- …against: + RCSA Policy + Data Management Policy and Procedures + COSO Policy + Regulatory Reporting Governance & Oversight Policy + Records and Information ... lifecycle management; records management; access management; information security; risk & regulatory reporting ; business continuity; and RCSA policies. The DIA… more
- Truist (Charlotte, NC)
- …materials, prep meetings, action item tracking, and minutes. + Lead reporting governance / QA process for committee and regulatory materials. + Manage risk ... GCO Program Office and Risk Management organizations. + Serve as backup to the Sr . Governance and Reporting Manager as needed + Special Projects for the GCO… more
- City National Bank (Charlotte, NC)
- …and legal entities * Minimum 5 years of Audit experience (strategic planning through reporting ) in a senior leadership role * CISA - Certified Information ... * SR . AUDIT MANAGER- INFRASTRUCTURE & SERVICE MANAGEMENT* WHAT IS THE OPPORTUNITY? The Senior Audit Manager (SAM) for Infrastructure & Service Management will… more
- Bank of America (Charlotte, NC)
- …liquidity risks driven by climate change and climate related events **Analytics and Reporting ** + Works with senior management and other team members to ... implement enhancements to reporting and analysis packages for senior management...stress and back testing and responds to ad hoc reporting and analysis requests ** Governance and Business… more
- Bank of America (Charlotte, NC)
- …and evaluates data and information relevant to inspection metrics to support governance activities for dashboard reporting **Skills:** + Controls Management + ... Sr . Business Controls Specialist - AML QA/QC Oversight...QA activities including executing on controls, managing cases, and reporting results + Executes initiatives by identifying areas of… more
- Bank of America (Charlotte, NC)
- …programs underway including ensuring all communications are managed centrally + Provide regular reporting to senior leadership on status and ongoing planning for ... Sr Operations Consultant - Business Controls AML Operations...clients. The role is working within High-Risk Detection Controls, Reporting & Testing team who manage our Portfolio Risk… more
- Citigroup (Charlotte, NC)
- …to RWA risk stripes. * Develop concise presentation materials on RWA risk stripe governance topics for communication to senior audiences. * Partner with key ... Head of Regulatory Capital RWA Risk Stripe Engagement (C15) This...leading and managing all aspects of risk stripe specific governance engagement. This role will manage a team that… more
- Bank of America (Charlotte, NC)
- …and evaluates data and information relevant to inspection metrics to support governance activities for dashboard reporting **Required Qualifications:** + 3+ ... Sr Business Control Specialist - Quality Assurance Sanctions...QA activities including executing on controls, managing cases, and reporting results + Executes initiatives by identifying areas of… more
- Lilly (Concord, NC)
- …Processes, Practices, training, and implementation tools are designed according to regulatory , industry and company expectations. + Driving governance of ... to deliver value-added business results. + Strong capabilities in establishing governance structures and proactively addressing quality and regulatory risks.… more
- Truist (Charlotte, NC)
- …Truist Business Units through the effective identification, mitigation, monitoring and reporting of technology risk and other related risks (eg, operational, ... and partnership routines with technology teams and internal partners. Interface with senior leaders and key partners across the organization. 5. Review and challenge… more
- TD Bank (Charlotte, NC)
- …this role. **Line of Business:** Governance & Control **Job Description:** The Senior Governance & Control Specialist is the leading expert for a significant ... multiple deadlines **Preferred Qualifications** + Experience in AML, Sanctions or ABAC governance reporting and routines. + Experience serving as secretary for… more
- US Bank (Charlotte, NC)
- …oversight on critical data and ensuring compliance with regulations. The Enterprise Data Governance (EDG) Senior Lead will support one of the key capabilities: ... discover what you excel at-all from Day One. **Job Description** Enterprise Data Governance (EDG) team works with all Business Lines to protect the company's data… more
- Bank of America (Charlotte, NC)
- …agents + Creates reports and liaises with internal partners to ensure proper client reporting and assist with regulatory reporting + Escalates potential ... Recon Governance Control Reporting Analyst Charlotte, North...opportunities. + Compile and present GMO breaks metrics for senior management* Oversee operational controls and produce analysis of… more
- Truist (Charlotte, NC)
- …execution of assigned processes consistent with Truist risk programs, regulatory and compliance requirements, and applicable enterprise policies. + Administer ... and/or leverage respective risk governance framework to report on and escalate identified top...teammate training and communication for significant people, process, system, regulatory , and/or policy and procedural changes. + Maintain productive… more
- Synchrony (Charlotte, NC)
- …+ Proficient in Microsoft applications, including Excel Macros + Strong knowledge of Regulatory requirements for Model Risk (eg SR 11-7/OCC 2011-12) with proven ... Job Description: **Role Summary/Purpose:** Reporting to the SVP, Model Risk, this role...manage the model risk management framework and overall model governance process and oversight for Synchrony Financial. **_Our Way… more
- Synchrony (Charlotte, NC)
- …first line surveillance to ensure control compliance. + Provide issue status and reporting to senior leaders. Drive issue/action quality and timely completion ... program and compliance efforts. + Develop and present regular reports on governance performance, metrics, and improvement opportunities to senior leadership. +… more
- Bank of America (Charlotte, NC)
- …data and that relevant information is captured for inspection metrics to support governance for dashboard reporting **Required Skills and Experience** + 3+ years ... cause analysis for underperforming processes, corrective action plans, and reporting . + Analysis of quality results to pinpoint trends,...+ Risk Management + Quality Assurance + AML + Governance + Regulatory Requirements + Problem Solving… more