- Capital One (Charlotte, NC)
- Senior Audit Manager , Financial Crimes Compliance (Hybrid) **Capital One's Audit function is a dedicated group of professionals focused on delivering ... personal growth and professional opportunity.** **Capital One is seeking an energetic, self-motivated Audit Manager interested in becoming part of our Audit … more
- US Bank (Charlotte, NC)
- …credit rating assignments, problem loan management, etc.). This role also supports the CAS Senior Audit Manager - Credit Risk and CAS Senior ... excel at-all from Day One. **Job Description** The Corporate Audit Services (CAS) Audit Project Manager...Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE… more
- Regions Bank (Charlotte, NC)
- …of business. Associates at this level are responsible for ensure our company's compliance with Bank Secrecy Act ( BSA ), Anti-Money Laundering (AML), and ... section of the system. **Job Description:** At Regions, the BSA AML and OFAC Compliance Analyst is a second...requirements + Gather information requested by regulatory agencies, internal audit , senior leadership, or third parties +… more
- Wells Fargo (Charlotte, NC)
- …with their activities and operations. The group is responsible for complex business-specific Bank Secrecy Act ( BSA ), Anti-Money Laundering (AML) ... Financial Crimes Product Risk related activities in CL. + Act as primary point of contact for CL Financial...Program teams, and FCRM partners. + Responsible for the BSA /AML and reviews of products in FCRM's Product Inherent… more
- Truist (Charlotte, NC)
- …and influence over the establishment and maintenance of a robust Bank Secrecy Act /Anti-Money Laundering ( BSA /AML) risk management program. This position ... Recommend solutions to management to strengthen the department and overall BSA /AML Bank program. **ESSENTIAL DUTIES AND RESPONSIBILITIES** Following is… more
- PNC (Charlotte, NC)
- …management. May lead or oversee direct or indirect execution of activities to comply with the Bank Secrecy Act , AML, USA PATRIOT ACT and Sanctions ... to the company's success. As an AML Sanctions Group Manager for the Know Your Customer (KYC) team within...providing subject matter expertise and guidance related to corresponding Bank Secrecy and Anti-Money core Laundering Regulations… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...will report to the Fair and Responsible Banking Analytics Manager and supports the US Bancorp's Company's Fair and… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...Description** Partners with their assigned Line of Business, other Risk/Compliance/ Audit (RCA) professionals, and RCA Managers to, depending on… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... alignment with industry practices. We are seeking an experienced senior manager that has strong knowledge of...+ Interact effectively with treasury, risk management, model governance, audit , regulators, and senior management and develop… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...+ **Experienced in developing and maintaining strategic partnership with Senior Business unit management, business partners and project sponsors**… more
- TD Bank (Charlotte, NC)
- …products and services. + Knowledge of AML typologies and AML regulations, including BSA , USA PATRIOT Act , and OFAC requirements. + Strong organizational skills ... + Participates in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA /FCRM compliance + Contributes to… more
- City National Bank (Charlotte, NC)
- … Bank Compliance policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Community Reinvestment Act , Fair Lending ... will do * Reviews/challenges compliance risk assessments, analyzing the Bank 's compliance risk; determine if current processes control risk....* Works with Senior Compliance Officer, Compliance Manager to maintain audit tracking logs and… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... experience **Preferred Skills/Experience** + Significant understanding of the Community Reinvestment Act (CRA) and related federal bank regulatory agency… more
- Bank of America (Charlotte, NC)
- …leads to both answer and manage the communication with Global Regulators and internal Audit Partners. + Provide regular reporting to senior leadership on status ... Sr Operations Control Manager - Global Operations Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help… more