- ManpowerGroup (Charlotte, NC)
- Our client, a leading organization in the export compliance industry, is seeking a Sr Export Compliance Officer to join their team. As a Sr Export ... of State, ITAR and Department of Commerce, EAR regulations. **Job Title:** Sr Export Compliance Officer **Location:** Charlotte, NC **Pay Range:** $35-38 per… more
- Fifth Third Bank, NA (Charlotte, NC)
- …Discover a career in banking at Fifth Third Bank. GENERAL FUNCTION: Chief Compliance Officer , this position is responsible for ensuring policies and procedures ... Develop and report findings to the Registered Investment Adviser's Senior Management regarding compliance with regulations. +...+ 5+ years as a Registered Investment Adviser Chief Compliance Officer or equivalent experience at a… more
- Truist (Charlotte, NC)
- …No additional locations will be considered. Responsible for conducting and directing compliance risk oversight of assigned business units and/or functions. Leads and ... executes compliance risk management activities to reasonably ensure ...and Analysts. + Partner with LOB leaders and other senior Truist teammates to execute on key strategic initiatives… more
- Truist (Charlotte, NC)
- …**Please review the following job description:** Responsible for conducting and directing compliance risk oversight of Sales & Trading business units such as ... issues of regulatory concern, inappropriate behavior and market manipulation. Executes compliance risk management activities to reasonably ensure compliance with… more
- KPMG (Charlotte, NC)
- **Business Title:** Senior Associate, Consumer Compliance **Requisition Number:** 118208 - 51 **Function:** Advisory **Area of Interest:** **State:** NC ... a career in Advisory. KPMG is currently seeking a Senior Associate in Consumer Compliance for our... and safety and soundness regulations, (such as a compliance manager and/or officer , auditor, examiner, advisor,… more
- Deloitte (Charlotte, NC)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... world in our world! What you'll do As a Senior Consultant on our Global Trade Advisory team, you...Responsibilities include: + Helping importers and exporters achieve worldwide compliance and realize efficiencies in their global supply chain.… more
- Deloitte (Charlotte, NC)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... US and foreign multinational companies on global import and export strategies, compliance , and trade automation. Our team focuses on advising, implementing and… more
- TD Bank (Charlotte, NC)
- …to guidelines and regulatory requirements under control partner direction (eg, Privacy, Legal, Compliance , Office of the Chief Data Officer , etc.) + Accountable ... review/pRCSA) and ensure adherence to guidelines and regulatory requirements under Privacy, Legal, Compliance , and Office of the Chief Data Officer + Oversees… more
- Bank of America (Charlotte, NC)
- Enterprise Financial Risk Sr . Specialist Charlotte, North Carolina;Jersey City, New Jersey; New York, New York; Chicago, Illinois **Job Description:** At Bank of ... the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer...trading desk and other risk and support groups (ie, Compliance , Finance, Operations, etc.) + Review and Challenge of… more
- ManpowerGroup (Charlotte, NC)
- **Job Title: Sr . Risk Consultant (RCSA- Business/Operations)** **Location:** Charlotte, NC (Hybrid) **Pay Range:** $58.29 per hour **About the Role** We are seeking ... a ** Sr . Risk Consultant (RCSA- Business/Operations)** to join a leading...financial services industry. As part of the Chief Operating Officer (COO) department, this role will provide crucial support… more
- Bank of America (Charlotte, NC)
- Sr Quantitative Finance Manager New York, New York;Jersey City, New Jersey; Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a ... models with global portfolio exposure covering several model purposes requiring compliance with US and international regulations (IFRS9, CECL, EBA stress testing).… more
- Lowe's (Mooresville, NC)
- …tax, SEC and accounting laws and trends to ensure internal program compliance . * Supports all internal and regulatory reporting requirements for executives. * ... with a focus on executive market competitiveness. * Works directly with senior management, the Compensation Committee of the Board and compensation consultants to… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Enterprise Risk Officer to lead Consumer Lending (CL) Chief Risk Officer (CRO) risk oversight and ... in risk committees, councils, cabinets, and other engagement routines. Additionally, the Senior Lead Enterprise Risk officer will be responsible for identifying… more
- US Bank (Charlotte, NC)
- …or related field + FINRA licenses 7, 24, and 63 required; Series 14 ( Compliance Officer Exam) recommended + Knowledge and experience with various types of ... broker-dealer subsidiaries in areas such as strategy, risk management, compliance , operations, finance, employee relations, and regulator relations. Specific… more
- Truist (Charlotte, NC)
- …Board of Directors, Investor Relations, and various regulatory agencies. + Senior Financial Manager role that coordinates financial analysis and reporting process ... and spirit of applicable corporate policies, procedures, processes, standards and regulatory/ compliance requirements. + Takes a new perspective on existing solutions… more
- Truist (Charlotte, NC)
- …Board of Directors, Investor Relations, and various regulatory agencies. + Senior Financial Manager role that coordinates financial analysis and reporting process ... and spirit of applicable corporate policies, procedures, processes, standards and regulatory/ compliance requirements. + Take a new perspective on existing solutions… more
- TIAA (Charlotte, NC)
- …and advises senior management to ensure the company remains in compliance with all rules and regulations. **Key Responsibilities and Duties** + Oversee the ... + Applies advanced knowledge and presents reports of findings and recommendations to senior management to ensure compliance with internal controls across the… more
- JPMorgan Chase (Charlotte, NC)
- …our most complex Commercial Bank clients across the country. As a Client Success Officer within the Commercial Bank, you will serve as a key liaison for Commercial ... valued relationships and newly acquired clients being implemented. The Client Success Officer plays an important role in the execution of the firm's retention,… more
- Fox Rothschild LLP (Charlotte, NC)
- **Description** **SUMMARY:** The Chief Human Resources Officer (CHRO) will act as a key advisor to Firm leadership and a valued contributor on the executive team ... human resources. The CHRO will report directly to the Chief Talent Officer (CTO) with accountability to the Firmwide Managing Partner. **ESSENTIAL FUNCTIONS:** +… more
- Truist (Charlotte, NC)
- …strategies and action plans for emerging risk, and elevate to Senior Credit Officer **QUALIFICATIONS** **Required Qualifications:** The requirements listed ... loan portfolio by maintaining proper balance among quality, profitability and compliance in the assigned portfolio. Partner with LOB segment leadership team… more