- Santander US (New York, NY)
- …, SDN list , etc.). Proven track record of managing a sanctions compliance programs, including risk assessments, training, and policy development. Strong ... and controls to ensure compliance with US sanctions laws, including OFAC regulations and other...accurate screening of customers, transactions, and counterparties against relevant sanctions lists (eg, SDN list ). Monitors and… more
- CH Robinson (New York, NY)
- …following: + Create, maintain, and update program documentation for both global and OFAC compliance initiatives + Oversee the implementation of compliance ... risk analyses to identify vulnerabilities in global operations and OFAC compliance + Develop and standardize Standard...+ Foster awareness of US and global trade laws, OFAC sanctions , and regional regulatory requirements +… more
- MUFG (New York, NY)
- …with Relationship Managers/Product Groups to enable more enriched discussions on risk/AML/ Sanctions compliance issues, while managing the progress of KYCs ... from an end to end basis for an assigned list of clients; + Monitor/review business activities across various...Final CDD Rule + Understanding of rules involving BSA/AML, OFAC & Sanctions + Exhibit culture of… more
- Mizuho Corporate Bank (New York, NY)
- …+ Work closely with key stakeholders to identify and maintain a comprehensive list of all data sources and relevant data for the Transaction Monitoring, Transaction ... appropriate configuration settings and thresholds values while consideration AML and OFAC Risk Assessments. + Maintain and update model documentation, standards,… more
- Mizuho Corporate Bank (New York, NY)
- …appropriate configuration settings and thresholds values while consideration AML and OFAC Risk Assessments. + Execute a periodic Transaction Monitoring (TM) Risk ... & Typology Coverage Assessment, including maintaining a list of risks and typologies identified by regulators, standard-setters (FATF), and law enforcement,… more