- Arena Investors LP (New York, NY)
- In this role, you will be directly reporting to the Chief Risk Officer , who is responsible for overseeing and managing the organization's risk management ... framework. This position requires close collaboration with the Chief Risk Officer , where you will provide vital...in managing Arena's risks; main focus on the firm's investment portfolio, which consists of the established distressed credit… more
- Santander US (New York, NY)
- US Control Room Officer - Associate, Corporate & Investment Banking (CIB) New York, United States of America USA Job Family Description: The Santander CIB (US) ... identify and manage potential transactional conflicts of interest. The Associate, Control Room officer is responsible for working with the US Head of the Control… more
- Santander US (New York, NY)
- US Control Room Officer - Vice President, Corporate & Investment Banking (CIB) New York, United States of America USA Job Family Description: The Santander CIB ... potential transactional conflicts of interest. The VP, Control Room officer is responsible for working with the US Head...compliance issues and actions are taken to mitigate compliance risk . USA Job Function Description: The Santander CIB (US)… more
- Citigroup (New York, NY)
- … Officer , Data Analytics Reporting & Technology, and CBNA Chief Risk Officer organizations. + Coordination activities include project management of ... Independent Risk Management perspective. + Produce thematic summaries to Senior Management on regulatory interactions and developments to provide insight and… more
- HSBC (New York, NY)
- …our investors, our communities and the planet we all share. As our Equities Non-Financial Risk Officer , you will oversee the non-financial risk and conduct ... non-financial risk standards As our Equities Non-Financial Risk Officer you will: + Conduct: -...within Global Markets + Ability to engage and influence senior business and functional stakeholders + Experience in working… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... world. Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and… more
- City National Bank (New York, NY)
- *CREDIT OFFICER SENIOR , Entertainment* *Beverly Hills, CA., Los Angeles (DTLA), CA., NYC., NY. - Hybrid Schedule * WHAT IS THE OPPORTUNITY? Participates in the ... all due diligence and background evaluation is complete and thorough before Credit Risk Recommendation ("CRR") is submitted What you will do * Reviews loan requests,… more
- TD Bank (New York, NY)
- …help manage regulatory risk . **Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual contributor role ... more specific details for this role. **Job Description:** **Preferred Qualifications:** The Senior Compliance Officer TDS - Compliance within Core Compliance… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US ... Core Compliance and covers the TDS US businesses. This Senior Compliance Officer will also support other...from scoping to final report issuance. + Assist with Risk Assessment process for each registered and non-registered location… more
- Bloomberg (New York, NY)
- …and controls. It would help to have experience with regulation of investment advice, alternative data, ESG and/or Artificial Intelligence. Strong interpersonal and ... issues related to products and information offered for purposes of supporting investment decisions. - Excellent written and verbal communication skills, and strong… more
- Citigroup (New York, NY)
- …as well as lead quarterly competitor reviews, quarterly annotated supplement, and quarterly investment reports + Lead the estimation of risk capital and embed ... The Financial Planning and Analysis Group Manager is a senior management level position responsible for providing management with an analysis and insight of Citi's… more
- MTA (New York, NY)
- Cybersecurity Officer - Application Security Job ID: 9939 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: Regular Department: ... IT CISO Date Posted: Jan 15, 2025 Description JOB TITLE: Cybersecurity Officer - Application Security SALARY RANGE: $144,450.00 - $191,000.00 HAY POINTS: 805… more
- MTA (New York, NY)
- Cybersecurity Officer - Manager Cloud Security Job ID: 9705 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: Regular ... IT CISO Date Posted: Mar 11, 2025 Description JOB TITLE: Cybersecurity Officer - Manager Cloud Security SALARY RANGE: $144,450.00 - $191,000.00 HAY POINTS: 805… more
- City National Bank (New York, NY)
- …training for new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer , and Risk Assessment team with the evaluation ... to various conflict of interest functions * Review/challenge compliance risk assessments, analyze the Bank's compliance risk ;...line of business QA testing results. * Work with Senior Compliance Officer , Compliance Manager to maintain… more
- Santander US (New York, NY)
- …on investment banking advisory engagements and lending services. Compliance Officer implements a comprehensive and sustainable compliance framework to ensure the ... on investment banking advisory engagements and lending services. Compliance Officer implements a comprehensive and sustainable compliance framework to ensure the… more
- City National Bank (Trenton, NJ)
- …and all parties in the transaction, and notification to the senior loan officer of all progress and/or risk items.Must be in good standing under "The ... *EXTERNAL LOAN OFFICER ASSISTANT- MORTGAGE BANKING* WHAT IS THE OPPORTUNITY?...2024. Founded in 1954, City National provides personalized banking, investment and trust services in select markets including Los… more
- Truist (New York, NY)
- …1st shift (United States of America) **Please review the following job description:** Senior Compliance Control Group Officer is a subject matter expert within ... the Compliance group supporting Investment Banking and Capital Markets ("IBCM") who will be...provide guidance in time critical situations. In addition, the Senior Compliance Control Group Officer will be… more
- Citigroup (New York, NY)
- Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk… more
- Santander US (New York, NY)
- VP, Regulatory Examination Management Compliance Officer New York, United States of America USA Job Family Description: The VP, Regulatory Examination Management ... Compliance Officer follows industry regulatory developments, applying this expertise when...and responses to regulatory inquiries for Santander Corporate and Investment Banking ("SCIB") businesses, including swaps, securities-based swaps, futures,… more
- Wells Fargo (New York, NY)
- …Join us! **About this role:** Wells Fargo is seeking a Lead Control Management Officer within FICC Trade Surveillance. Learn more about our career areas and lines of ... business at wellsfargojobs.com. The Corporate & Investment Banking Control organization serves as the front line...Banking Control organization serves as the front line of risk management and is accountable for assessing and effectively… more