- City of New York (New York, NY)
- …and building owners. Your Team: Reporting to the Chief Compliance Officer , the Lead Compliance Officer , will be a key member of the agency's new ... laws (federal, state, and city), regulatory requirements, policies, and procedures. The Lead Compliance Officer may have the opportunity to help strengthen… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Management Information (MI) AND Governance Reporting Lead - Legal & Compliance Bloomberg's Legal & Compliance Department ... and highlight areas of focus for our stakeholders (including our Chief Compliance Officer and Executive Management). The successful candidate will develop… more
- International Rescue Committee (New York, NY)
- Requisition ID: req56541 Job Title: Program Officer , US Partnerships and Compliance Sector: Grants Employment Category: Fixed Term Employment Type: Full-Time ... Arrangement:Fully Remote Job Description SCOPE OF WORK: Reporting to the Senior Program Officer , US Partnerships and Compliance on the RAI Resource Acquisition &… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...team and other legal entities in the Americas to lead a coordinated effort throughout the organization. + Collaborates… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR* WHAT IS THE OPPORTUNITY? The Senior Compliance Officer within the Fair and Responsible Banking Department is responsible for ... managing and maintaining assigned areas of the compliance program covering Fair and Responsible Banking including monitoring business area compliance with… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...team and other legal entities in the Americas to lead a coordinated effort throughout the organization. + Collaborates… more
- City of New York (New York, NY)
- …and building owners. Job Description: Reporting to the First Deputy Commissioner, the Chief Compliance Officer (CCO) will lead the Office of Compliance ... of ethics and accountability within the agency, helping program areas manage compliance autonomously. The Chief Compliance Officer 's responsibilities will… more
- City of New York (New York, NY)
- … team. The selected candidate will report to an Assistant Agency Chief Contracting Officer , and lead a team of six contract managers, procurement analysts and ... MAY APPLY. The Bureau of the Agency Chief Contracting Officer within the Division of Finance is primarily tasked...areas within the agency to ensure procurements are in compliance with, Local Law 63 and Local Law 1,… more
- Citigroup (New York, NY)
- Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... include participating in senior business risk and control forums, monitoring compliance risk behaviors, providing day-to-day Compliance advice relating to… more
- Citigroup (New York, NY)
- **Job Description** Serves as a Senior Compliance Risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing and ... the Citi program framework. **Responsibilities:** + Coverage of the Compliance Data & Systems Transformation Workstream focusing on the...ability to navigate a complex organization; to influence and lead people across cultures at a senior level +… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... be part of the Global Privacy and Responsible Data compliance team covering the North America Cluster. It will...ability to navigate a complex organization; to influence and lead people across cultures at a senior level +… more
- Citigroup (New York, NY)
- The Business Risk and Control Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by ... execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in performing a… more
- Neuberger Berman (New York, NY)
- …Assist in analyzing, developing, and implementing policies and procedures to ensure compliance with global regulations. + Lead and drive cross-functional ... other specialty alternatives. AMGO Collaborates with NB Alternatives to oversee compliance and guideline monitoring across these private market strategies. **Primary… more
- City National Bank (New York, NY)
- *CREDIT OFFICER LEAD CORPORATE BANKING - Food and Beverage * WHAT IS THE OPPORTUNITY? Participates in the loan management process by providing credit and loan ... >$10 million of EBITDA and $100 million-$2 billion of revenue. * Lead the wing-to-wing underwriting process including proposal letter preparation, due diligence,… more
- Citigroup (New York, NY)
- …applicable) and that early warning signs are established and proactively addressed. A Credit Officer can advise or lead strategic projects for US or Global ... Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer , Asset Management Companies, VP** **Description** Citi's Commercial Bank (CCB)… more
- Citigroup (New York, NY)
- …with Business Leaders in the Citi Global Wealth businesses, Independent Compliance Risk Management (ICRM), Legal, Operations, Technology, Independent Risk, Internal ... + Manage and monitor assigned regulatory examinations to achieve full compliance ; requires directing a cross-functional team including, but not limited to,… more
- City of New York (New York, NY)
- …that is mission-driven and committed to continuous improvement. The Deputy Chief People Officer - People and Culture reports directly to the Chief People Officer ... and leads the People and Culture team. The Deputy Chief People Officer - People and Culture will oversee critical functions such as Internal Communications, Talent… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...in the evaluation of the quality of the collateral, compliance of the borrowing entity structure, creditworthiness of its… more
- Rising Ground (New York, NY)
- …is headquartered in New York City . About the Role The Assistant Chief Program Officer (ACPO) will work closely with the Chief Program Officer and the ... in a mission-driven culture . The Assistant Chief Program Officer will support the work of the O rganization...divisions . This includes ensuring that programs are in compliance and prepared for reviews as well as working… more
- Morgan Stanley (New York, NY)
- …influencing and coaching behavioral change with a focus on consistency, quality, and compliance with Firm policies and procedures * Lead , mentor, and supervise ... our client experience through an elevated standard of care. The Business Service Officer (BSO) will report directly to the Complex Business Service Officer … more