- Nuveen Investments (Chicago, IL)
- …The position will be responsible for supporting aspects of the Nuveen Securities Compliance Program relating to distribution activities and expected to provide ... This position reports to the VP, Compliance Officer who has oversight responsibilities for Nuveen...knowledge to provide guidance to the business and identify compliance program implications. + Assist with document production with… more
- Manulife (Chicago, IL)
- …with the Public and Private Market CIOs, and the Head of Distribution , North America to support portfolio managers, business development, and investor relations ... agreed processes and in line with within corporate branding, messaging, governance, and compliance guidelines. + Work closely with the analytics team to ensure all… more
- Loyola University Chicago (Chicago, IL)
- …other Associate Directors in formulating and evaluating policies and procedures for the distribution of financial aid in compliance with all state, federal, and ... problems. -Coordinate new staff training -Coordinate on-going training and compliance review -Provides direct support for the AVP... compliance review -Provides direct support for the AVP on compliance reviews and ensures staff… more