- Bank of America (Plano, TX)
- Global Cyber Defense Compliance and Operational Risk Executive New York, New York;Charlotte, North Carolina; Pennington, New Jersey; Plano, Texas **Job ... for leading and executing the second line of defense compliance and operational risk oversight...escalating, and mitigating risks in a timely manner. **The Executive Leader Must:** + Demonstrate the stature required to… more
- Wells Fargo (Irving, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... this role:** Wells Fargo is seeking a Senior Lead Operational Risk Officer within the Consumer Lending...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Charles Schwab (Southlake, TX)
- …related area of study. + 3+ years of experience in audit, SOX testing, compliance testing, and/or enterprise/ operational risk management. + Self-motivated ... and transform the finance industry together. The Enterprise and Operational Risk Testing (EORT) team is part...write a complete and accurate report that documents the executive summary, background, and scope. Draft clear and concise… more
- USAA (Plano, TX)
- … with policies, procedures, and processes established by the front-line units and Independent Risk Management to ensure ongoing compliance with the Risk ... business processes and risk management framework (including risk profile, risk appetite, and compliance...results to Vice President, Chief Audit Executive , executive management, Audit Committees, and Risk committees… more
- Public Storage (Plano, TX)
- …be responsible for our ERC programs, including periodically conducting enterprise and compliance risk assessments, identifying and evaluating enterprise risk ... Stock Exchange. **Job Description** Our Company is searching for an experienced Enterprise Risk and Compliance (ERC) Director, who will be responsible for… more
- USAA (Plano, TX)
- …assurance services regarding the effectiveness and efficiency of the Association's governance, risk management, compliance and control processes, and in the ... us special and impactful. **The Opportunity** As the Audit Executive , Enterprise Digital and Corporate Functions, you will be...of a degree. + 10 years of internal audit, risk management, compliance , other control partner experience… more
- Wells Fargo (Addison, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... Wells Fargo is seeking a Data Analytics Audit Manager, Executive Director as part of our Wealth and Investment...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Irving, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Westlake, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- JPMorgan Chase (Plano, TX)
- Join our team to play a pivotal role in mitigating tech risks and upholding operational excellence, driving innovation in risk management. As a Tech Risk & ... Lead in Infrastructure Platforms, you will be responsible for identifying, and mitigating compliance and operational risks in line with the firm's standards. You… more
- Wells Fargo (Irving, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Capital One (Plano, TX)
- …division partnering closely with senior business and risk office leaders, technology, compliance , legal, and Operational Risk Management. In your role, ... policies and programs; + Drive collaboration between the risk , compliance , legal, and other business support...other business support functions; + Ensure independent escalation of risk management gaps, issues, and concerns to executive… more
- JPMorgan Chase (Plano, TX)
- Join our team to play a pivotal role in mitigating tech risks and upholding operational excellence, driving innovation in risk management. As a Tech Risk & ... & Technology Controls organization, you will be responsible for identifying, and mitigating compliance and operational risks in line with the firm's standards.… more
- Citigroup (Irving, TX)
- …Operations process design and execution across the disciplines with active engagement with Risk , Operations and Operational Risk Management teams across ... first line of defense processes and controls to identify risk exposures and non- compliance with Retail Credit...order to influence a wide range of audiences. Senior executive presence. Ability to communicate complex issues in concise… more
- TIAA (Frisco, TX)
- …controls across TIAA. Fraud Risk Management is part of the organization's Enterprise Operational Risk . This role is centered on the execution of fraud ... with other TIAA teams in the development of Fraud Risk module in TIAA Governance Risk and Compliance system + Develop and monitor fraud risk KRIs and… more
- USAA (Plano, TX)
- …performing internal audits, external audits, or applying audit, risk , or compliance acumen in a complex operational and regulatory environment. + Broad ... us special and impactful. **The Opportunity** Our **Senior Audit Manager - Model Risk ** , manages audit engagements, varying in complexity, and often participates in… more
- Deloitte (Fort Worth, TX)
- …align with policies, identify potential risks, and develop mitigation strategies to reduce risk of non- compliance . + Lead efforts to streamline processes and ... achieve successful outcomes, leading to improved policy comprehension and compliance among professionals. + Oversee and collaborate with other...improve systems and operational efficiency, resulting in cost savings for the firm.… more
- USAA (Plano, TX)
- …industry and regulatory authorities, as appropriate. + Implements tactical and operational business compliance requirements. + Identifies and implements ... Opportunity** We are seeking a dedicated Manager of Anti-Money Laundering Compliance specializing in Currency Transaction Reports (CTR). The ideal candidate must… more
- Wells Fargo (Addison, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Addison, TX)
- …communication skills. + Experience in Risk and Controls activities such as Compliance , Operational Risk or Fraud. + Experience with Issue Validation ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more