- USAA (Tampa, FL)
- …special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a hybrid schedule ... rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the Second Line of… more
- JPMorgan Chase (Tampa, FL)
- …within the firm's Second Line of Defense and provides Compliance , conduct, and operational risk testing coverage aligned to the Firm's lines of business ... qualifications, capabilities, and skills + Five or more years of relevant compliance / operational risk testing , regulatory, examination, or Internal Audit… more
- Citigroup (Tampa, FL)
- …Regulatory requirements etc. + Work closely with the business, as well as Operational Risk Management (ORM), Compliance , Internal Audit, Legal, Operations ... adequately controlled (if applicable). + Support operational risk scenario analysis and stress testing for...procedures that conform to enterprise requirements and support sound operational and compliance risk management.… more
- MUFG (Tampa, FL)
- …reviewer for Product & Services risk assessments 2) Perform sample-based framework compliance testing (e,g, QA, testing or monitoring) 3) Support ... in control testing techniques and documentation * Strong understanding of operational risk management programs and practices, including third party risk… more
- JPMorgan Chase (Tampa, FL)
- Join our team to play a pivotal role in mitigating tech risks and upholding operational excellence, driving innovation in risk management. As a Tech Risk & ... Corporate Control Testing , you will be responsible for identifying, and mitigating compliance and operational risks in line with the firm's standards. You… more
- JPMorgan Chase (Tampa, FL)
- …used. Our team is responsible for the successful implementation and execution of the Compliance , Conduct and Operational Risk (CCOR) Tech & Cyber framework ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...quo and striving to be best-in-class. As a Technology Operational Risk Management Lead within the Tech… more
- USAA (Tampa, FL)
- …knowledge of the business, its products, and processes, to identify, work, and escalate operational risk and compliance issues. + Supports and contributes to ... guidance regarding business products, services, and processes through a risk and compliance framework to ensure they...in the business to identify, assess, aggregate and document operational and compliance risks and controls, including… more
- Citigroup (Tampa, FL)
- …controls after the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...adequately controlled (if applicable). + Support operational risk scenario analysis and stress testing for… more
- Citigroup (Tampa, FL)
- …as a compliance conduct risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... compliance with various regulatory expectations to ensure compliance & operational risks are appropriately identified...Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time… more
- MUFG (Tampa, FL)
- …control environment is monitored through relevant KRI/KPIs + Monitor and evaluate emerging risk , internal operational trends, and external risk events for ... Expert in program management with a focus on executing information security risk assessment/ testing methodologies, evaluating the adequacy and efficiency of… more
- Citigroup (Tampa, FL)
- …deliverables across the Markets Assessment and Testing team. The Markets - Compliance Risk Control Assessment Lead directs a team of approximately six ... The role is focused on Markets controls to manage Compliance and Operational Risks but will operate...in support of the business's strategy. + Represents control testing in Operational Risk Forums… more
- Citigroup (Tampa, FL)
- …controls after the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...adequately controlled (if applicable). + Support operational risk scenario analysis and stress testing for… more
- Citigroup (Tampa, FL)
- …through controls after the execution of a process (QA). + Provide analysis of Operational and Compliance Risk in accordance with established Policy ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...adequately controlled (if applicable). + Support operational risk scenario analysis and stress testing for… more
- Citigroup (Tampa, FL)
- …the execution of a process (QA). + Assist management in exercising control over Operational and Compliance Risk in accordance with established Policy ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...(if applicable). + Support management on operational risk scenario analysis and stress testing for… more
- Citigroup (Tampa, FL)
- …controls after the execution of a process (QA). + Support and contribute to Operational and Compliance Risk in accordance with established Policy ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...controlled (if applicable). + Support on operational risk scenario analysis and stress testing for… more
- JPMorgan Chase (Tampa, FL)
- …detailed compliance testing review reports. + Foster collaboration with Compliance and Operational Risk Officers on various engagements. This ... risk ; you have found the right team. The Testing CoE (Center of Excellence) team is responsible for...the business control environment through recommended updates to the Compliance and Operational Risk Evaluation… more
- JPMorgan Chase (Tampa, FL)
- … and control environment. Working closely with our partners across Risk Management, Compliance , Operational Risk and Control Management, our goal is to ... Risk and Control framework. The CIB Payments Controls Testing Lead oversees a global team of individuals who... testing team effort in assessing and monitoring compliance and operational risks, ensuring compliance… more
- JPMorgan Chase (Tampa, FL)
- Join our team to play a pivotal role in mitigating tech risks and upholding operational excellence, driving innovation in risk management. As a Tech Risk & ... & Network Services (CPNS), you will be responsible for identifying, and mitigating compliance and operational risks in line with the firm's standards. You… more
- JPMorgan Chase (Tampa, FL)
- …detailed compliance testing review reports. + Foster collaboration with Compliance and Operational Risk Officers on various engagements. This ... and committed to the continued advancement of the Firm's Risk and Control framework. The Testing CoE...the business control environment through recommended updates to the Compliance and Operational Risk Evaluation… more
- Citigroup (Tampa, FL)
- …the design of in-scope controls. + Establishes and oversees the application of operational risk policies, technology and tools, and governance processes to ... is a strategic- and execution-oriented leadership role accountable for end-to-end control testing for the Services Segment - ie, operational controls performance… more