- Vanguard (Malvern, PA)
- …90 professionals who support a range of risk management activities across the global investment management ecosystem. In this role, you will serve as the ... key risk partner, provides risk oversight and guidance for Global Investment Service and Operations across US, Europe, and Australia. + Leads and works… more
- Vanguard (Malvern, PA)
- …investors, to treat them fairly, and to give them the best chance for investment success. Known for our strong ethical business practices and client focus, Vanguard ... initiatives and new product launches. The ideal candidate will have Investment Advisers Act, Regulation Best Interest experience, including experience with ERISA/DOL… more
- JPMorgan Chase (Newark, DE)
- …the broader Operations Control Management (OCM) team, you will report to the Global Head of Securities Services Operations Governance and Controls Management, ... Join the Operations Control Management (OCM) team at a senior global level, offering operational, regulatory, and governance support for our global Client Tax… more
- Vanguard (Malvern, PA)
- As the Head of Enterprise Compliance, this individual will provide strategic leadership and direction on non-product specific compliance risks that can impact ... included under the remit of this role are Fiduciary Risk , Human Resources, IT, Finance, Data, and Vanguard's exemptive...+ Maintain an expert knowledge and awareness of the investment industry. Stay abreast of current market, regulatory and… more
- BlackRock (Wilmington, DE)
- …of the Record Management/Record Retention program across the organization + Support the Global Head in implementing the Global Records Management Policy ... **About this role** The successful candidate will be involved in global records governance framework initiatives, interacting on a regular basis with colleagues… more