- Fidelity TalentSource LLC (Alpharetta, GA)
- …every single day.\u00A0 The Expertise We re Looking ForFINRA Series 7 & 63 licensed ; Series 65 or 66 licensed and appropriate state registrations OR ... contact strategyBuilding long-lasting meaningful relationships with clientsCertifications:Series 07 - FINRA , Series 66 - FINRACompany Overview Fidelity… more
- Truist (Atlanta, GA)
- …the Compliance Risk Management Policy and Framework. **Candidate will already need to have: FINRA Registrations 7 , 24 and 66 or equivalent, and applicable ... 5. Compliance testing background 6. Compliance/risk management experience 7 . FINRA Registrations 7 , 24 and 66 or equivalent 8. Applicable Life, Variable… more
- Wells Fargo (Alpharetta, GA)
- …complex to complex client needs + May study and test for additional licenses (Series 7 and Series 66 ) once the minimum licensing requirements are met + This ... role you will:** + Employees who are not fully licensed at the time of hire will participate in...recommending financial services products and services + Successfully completed FINRA Series 6 and 63 exams (or recognized … more
- Truist (Atlanta, GA)
- …Region. + Other activities and special projects, as deemed required. **Required Qualifications:** + FINRA Series 7 , 24, and 66 licenses (Series 63&65 can ... in coordination with Compliance. + Supervisory responsibility for all licensed client facing teammate Social Media activity. The Marketing...be used in lieu of Series 66 ) + Three or more years related retail brokerage… more
- Thrivent Financial (Peachtree Corners, GA)
- …obtain your state insurance licenses (life, health & variable contracts), Series 7 and 66 registrations, and complete Thrivent's comprehensive advisor onboarding ... Military veterans are encouraged to apply. + Attainment of FINRA SIE, life and health licenses ( licensed ...of FINRA SIE, life and health licenses ( licensed role only) before contracting. + Satisfactory background check,… more
- Edward Jones (Dacula, GA)
- …career progression **Licensing:** + SIE (which can be obtained without Firm sponsorship), Series 7 and Series 66 will be required; if not currently registered, ... way, providing:** + Paid training - Get registered and licensed and learn how to be a financial advisor...Edward Jones during the assigned paid study period. + FINRA registrations required within three months. State insurance licenses… more