• Advisor , Compliance

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …drive key business decisions. Works closely with manager on developing and improving compliance monitoring by analyzing trends and identifying risk related to ... identify, research, and resolve problems. Serves as a technical advisor to the Registrations department for certain...operations. + Financial markets and products. **Skill in:** + Monitoring compliance programs. + Integrating and aligning… more
    Raymond James Financial, Inc. (01/22/25)
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