- TD Bank (Tampa, FL)
- …for this role. **Line of Business:** TD Wealth **Job Description:** The Principal Review Analyst II is a FINRA and SEC regulatory supervisory principal position with ... Management Services Inc.(TDWMSI), with a focus on new account review and suitability for and trades executed in the...executed in the TDPCW Broker Dealer and Registered Investment Advisor , as well as our fixed annuity insurance platforms.… more
- Citigroup (Tampa, FL)
- …secured and unsecured lending, syndicated loan documentation, and cash management and trade and finance products. The candidate will have numerous opportunities to ... activities in areas of responsibility and as a legal advisor to business partners + Appropriately assess risk when...diverse, environment + Confidence to work without regular day-to-day supervision and to manage outside counsel on a broad… more