- Elevance Health (Tampa, FL)
- ** Compliance Manager ** **Location:** Elevance Health operates in a Hybrid Workforce Strategy, providing various levels of flexibility while also ensuring that ... onsite will be discussed as part of the hiring process. The ** Compliance Manager ** is responsible for managing foundational and strategic compliance … more
- KBR (Clearwater, FL)
- Title: Senior Government Compliance Manager Belong, Connect, Grow, with KBR! Program Summary KBR's Global Asset Management (GAM) group provides comprehensive ... our clients' enterprises across diverse locations. Job Summary The Senior Government Compliance Manager is responsible for ensuring adherence to government laws… more
- KPMG (Tampa, FL)
- **Business Title:** Manager / Senior Manager , Compliance & Reporting Specialist **Requisition Number:** 113212 - 27 **Function:** Tax Services **Area of ... a firm KPMG is currently seeking a Manager / Senior Manager to join our Global Compliance Management Services (https://tax.kpmg.us/services/ compliance… more
- Acosta Group (Tampa, FL)
- **DESCRIPTION** The Program Manager , HR Compliance - Employee Relations is a pivotal role focused on safeguarding Acosta Group's integrity by ensuring adherence ... role will build and maintain a comprehensive view of the HR compliance and employee relations landscape related to investigations, grievances, corrective action,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …procedures, as required. * Provides escalated support and guidance to compliance efforts. * Researches application issues. * Develops training/help programs related ... to the various Compliance systems overseen by our department. * Reports compliance program status and activities to compliance and business management. *… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …obtained through education and experience to support the operation of all compliance functions covering the Financial Holding Company requirements that apply across ... significant business impact involving cross-functional teams. Works with members of the Compliance , Legal and business teams to develop tactical plans for … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …as it related to all communication activities. Uses knowledge of compliance monitoring, testing, audit practices and applicable US broker-dealer and registered ... and controls to work closely with senior members of Compliance and business management in a compliance ...of Compliance and business management in a compliance risk management capacity. May supervise others to perform… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …identifies corresponding client disclosures. * Provides support to business, compliance , and legal stakeholders on disclosure inventory questions, disclosure ... and streamline functions that improve the operational efficiency of compliance program and processes. * Ensures that compliance... compliance program and processes. * Ensures that compliance activities are commensurate with the level of risk… more
- MUFG (Tampa, FL)
- …controls; and identifying issues resulting from internal and/or external compliance examinations. + Experience with process documentation and designing/executing ... in Risk and Information Systems Control (CRISC), Certified Information Systems Manager (CISM), Certified in the Governance of Enterprise Information Technology… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …uses knowledge and skills obtained through education and experience to ensure compliance of investment advisory business practices with Advisers Act, state laws, and ... initiatives that have significant scope and impact which support the firm's compliance monitoring of fee-based advice in accordance with the Investment Advisers Act… more
- Regions Bank (Tampa, FL)
- …to a line of business **Preferences** + Master's degree + Certified Regulatory Compliance Manager (CRCM) **Skills and Competencies** + Ability to learn ... the system. **Job Description:** At Regions, the Business Unit Compliance Analyst is a first line of defense risk...as a subject matter expert on issues related to compliance + Conducts research of laws and regulations that… more
- Citigroup (Tampa, FL)
- …area of focus + Related certifications desirable, such as Certified Regulatory Compliance Manager (CRCM) **Education:** + Bachelor's degree or equivalent ... Serves as a function/business/product compliance risk officer for Independent Compliance ...a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …education, experience, specialized training and/or certification in securities industry compliance or supervision to lead a team of geographically-dispersed branch ... achieving specified results. Maintains extensive contact with internal customers and compliance partners to identify, research, analyze, and resolve complex issues.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …specialized training, and/or certification in financial services or banking industry compliance to administer and manage an assigned compliance function. ... needs. **Essential Duties and Responsibilities** * Performs RJ Bank fair lending compliance reviews and analyzes the fair lending risk within various business units.… more
- Citigroup (Tampa, FL)
- Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks ... of defense. Also responsible for performing risk assessments of Citi's compliance risks; performing independent testing activities (testing and on-going monitoring)… more
- Citigroup (Tampa, FL)
- The Audit Manager is an intermediate level role responsible for managing a team that is performing complex and critical audits and assessments of Citi's risk and ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Anywhere Real Estate (Tampa, FL)
- … compliance with regulatory IT control standards. The role reports to the Senior Manager , TPRM compliance , and is forward-facing to the full GIS team. They ... will be provided with on-the-job training and will be important contributors to various data privacy and risk initiatives. The ideal candidate can manage their time and several deliverables in a fast-paced environment. The role will serve as business liaison,… more
- Citigroup (Tampa, FL)
- Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... + Directing the design, development, delivery and maintenance of best-in-class Compliance , programs, policies and practices for ICRM. + Translating ICRM strategy… more
- TD Bank (Tampa, FL)
- …will execute surveillance procedures, including addressing flags within the FIS Supervision Compliance Manager (FIS SCM) automated surveillance system. Depth & ... and/or satisfy regulatory requirements Addresses items within the FIS Supervision Compliance Manager (FIS SCM) automated surveillance system to ensure… more
- Stantec (Tampa, FL)
- …years of relevant professional experience as a lead environmental inspector/environmental inspector/FERC compliance monitor or manager on natural gas or other ... spreads and associated above ground facility construction sites to evaluate compliance and implementation of Federal Energy Regulatory Commission (FERC) required… more