- Citigroup (Tampa, FL)
- …Support teams in the quality, completeness, and accuracy of the implementation of the Control Framework, including Risk Control Policy, Control Standard, ... the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in… more
- Citigroup (Tampa, FL)
- …in Finance or related control discipline (ie, Risk Management, Reporting , Financial Control , Compliance , Audit, Operations, etc.) + Experience in ... management, regulators, auditors, etc. that detail the state of compliance with risk reporting and...committee, and Board presentations. + Design and implement effective control processes to ensure accurate and timely reporting… more
- Citigroup (Tampa, FL)
- …the design and effectiveness of key controls designed to address compliance risk ; reporting and escalating control issues and any violations of laws ... finance risk officer responsible for assessing compliance risks and controls implemented by the...behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. + Qualifications:… more
- USAA (Tampa, FL)
- …access control policies, and access compliance regulations. + Experience producing compliance and risk reporting and trending to various partners + ... of what makes us so special! **The Opportunity** An exciting opportunity awaits for a Risk and Compliance Risk Manager Senior to join the dynamic Information… more
- Citigroup (Tampa, FL)
- …the design and effectiveness of key controls designed to address compliance risk ; reporting and escalating control issues and any violations of laws ... Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of… more
- Citigroup (Tampa, FL)
- …potential risks. + Analyzes comparative data, prepares and maintains regional / global reporting related to compliance risk assessments and monitoring of ... the Operational Risk Management (ORM) and Independent Compliance Risk Management (ICRM) frameworks, we aim...to regulatory inquiries, and maintaining associated data for executive reporting . + Helps to appropriately assess risk … more
- Citigroup (Tampa, FL)
- …Assess and strengthen the control environment by working closely with Payment Controls Operations team, as well as Operational Risk Management (ORM), ... The Risk & Control lead for Cash...necessary. **Responsibilities:** + Work with business/functional leaders in Payment Controls to ensure compliance with applicable regulatory… more
- Citigroup (Tampa, FL)
- …+ Accountable for the quality, completeness, and accuracy of the implementation of the Control Framework, including Risk Control Policy, Control ... regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively… more
- JPMorgan Chase (Tampa, FL)
- …industry regulatory requirements + Proficient knowledge and expertise in data security, risk assessment & reporting , control evaluation, design, and ... required by regulatory authorities (eg, plan remediation, testing requirements, compliance reporting ). + Ensure effective identification, quantification,… more
- JPMorgan Chase (Tampa, FL)
- …gaps, and recommend enhancements to strengthen risk posture and regulatory compliance + Preparing monthly governance committee reporting materials on the ... industry regulatory requirements + Proficient knowledge and expertise in data security, risk assessment & reporting , control evaluation, design, and… more
- JPMorgan Chase (Tampa, FL)
- …industry regulatory requirements + Proficient knowledge and expertise in data security, risk assessment & reporting , control evaluation, design, and ... innovation in risk management. As a Tech Risk & Controls Lead in Enterprise Technology,...technical guidance to technology-aligned process owners, ensuring that implemented controls are operating effectively and in compliance … more
- JPMorgan Chase (Tampa, FL)
- …Operational Risk Management Lead for the Governance, Risk and Controls (GRC) team within Compliance , Conduct and Operational Risk Technology ... management & controls framework and integration, risk treatment & analytics, and governance and reporting...control findings for Global Technology, along with action-oriented reporting to support operational risk decisions. +… more
- PNC (Tampa, FL)
- …corrective action plans. Reviews and reports on assessments of AML and Sanctions compliance risk and internal controls , as appropriate. Monitors regulatory ... needed to be successful in this position. **Preferred Skills** Compliance Reporting , Customer Risk , Decision..., Customer Risk , Decision Making, Regulatory Requirements, Risk Assessments, Risk Control , Strategic… more
- Citigroup (Tampa, FL)
- …monitoring of all key controls executed by RII functions; analyze control measures and recommend enhancements to reporting capabilities and process ... to perform various ad hoc reviews to assess specific risk exposures, control designs and control...expertise in AML Regulatory Reporting and AML controls program preferred. Governance and control experience… more
- PNC (Tampa, FL)
- …certifications/licensures needed to be successful in this position. **Preferred Skills** Compliance Reporting , Customer Risk , Decision Making, Regulatory ... Requirements, Risk Assessments, Risk Control , Strategic Objectives **Competencies** Accuracy and...to Detail, Anti-money Laundering Policies and Procedures, Audit And Compliance Function, Auditing, Fraud Management, Internal Controls ,… more
- Citigroup (Tampa, FL)
- …experience in controls execution & monitoring; MCA, Issue Management, risk identification, assessment and reporting + Experience managing large projects ... quality, completeness, and accuracy of the implementation of the Control Framework, including Risk Control ...process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy… more
- Citigroup (Tampa, FL)
- …and external deliverables across the Markets Assessment and Testing team. The Markets - Compliance Risk Control Assessment Lead directs a team of ... materials. + Works with colleagues in other areas of Risk Management, Compliance / Control , and the...behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well… more
- Citigroup (Tampa, FL)
- …in Operational Processing/ Risk / Compliance /Audit or other risk and control disciplines. + Experience in Regulatory Reporting a plus. + Willingness to ... behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. + Timeliness,...after the execution of a process (QA). + Exercise control over Operational and Compliance Risk… more
- Citigroup (Tampa, FL)
- …escalation of issues; establishing predictive controls ; executing on Basel Risk & Control ; reviews deliverables, partnering with key stakeholders including ... Internal Audit, Compliance , Risk , and other control ...responsible for driving projects to strengthen the Global Financial Controls - Risk & Control … more
- Citigroup (Tampa, FL)
- …**Qualifications:** + 2-5 years relevant experience + Experience in working with the various risk and control systems and reporting requirements + Project ... quality, completeness, and accuracy of the implementation of the Control Framework, including Risk Control ...a process (QA). + Provide analysis of Operational and Compliance Risk in accordance with established Policy… more