- USAA (Tampa, FL)
- …special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing (ECORT)Analyst Lead-CFO to work a hybrid ... + 8 or more years of relevant work experience (internal/external audit, operational risk / compliance testing , quality assurance). + Expert knowledge of… more
- USAA (Tampa, FL)
- …special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a hybrid schedule ... rules, regulations, policies, and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the Second Line of… more
- USAA (Tampa, FL)
- …position. As a member of the second line of defense, the Compliance and Operational Risk Testing Analyst drives independent testing under the ... papers to support conclusions. + Completes assigned compliance and operational risk testing activities in accordance with established timelines and high… more
- Citigroup (Tampa, FL)
- The Technology and Cyber Compliance and Operational Risk Office (TCCORO) at Citi is the firm's reliable second set of eyes. Our mission is to drive ... the bank. In line with the Operational Risk Management (ORM) and Independent Compliance ...to assess areas of concern including substantive and controls testing . + Supports the monitoring, evaluation, and challenge of… more
- Citigroup (Tampa, FL)
- …preparing and hosting working groups forums and identifying escalations + Drive MCA monitoring/ testing , Issue and Operational Risk Event mapping to controls, ... team reporting to this role delivers centralized monitoring / testing of controls' performance as well as guidance, reporting,...of relevant work experience in Risk in Compliance , Operational Risk , Legal or… more
- Citigroup (Tampa, FL)
- …Operations responsibility to review & redesign in scope Controls & monitoring in compliance with the Citi Operational Risk Policy, procedural requirements ... Experience:** + Education: Bachelor's Degree is required. + 10+ years expertise in Compliance , Operational Risk Management, Legal or other control related… more
- Citigroup (Tampa, FL)
- …risk in adherence to the strict standards specified by Citi's principal Regulators, Compliance Testing , and Internal Audit. + Act as the Subject Matter Expert ... interacts at the senior executive level within and outside Citi, including Global Compliance leaders, Global Business leads, Independent Audit, Risk , as well as… more
- MetLife (Tampa, FL)
- …highly collaborative team. The Senior Auditor is responsible for performing audits of financial, operational , and compliance risk management as well as legal ... issues management). . Prepare audit deliverables (planning memos, walkthroughs, testing workpapers, and issues testing ) that meet...key audit principles and methodology * Experience in model risk , operational risk , compliance… more
- JPMorgan Chase (Tampa, FL)
- …As a Compliance Risk Management Senior Officer within the Compliance , Conduct and Operational Risk (CCOR) organization, you will effectively ... and global/regional Compliance teams; including Internal Audit, Operational Risk and other Control functions. You...+ Professional certification a plus + Audit, Regulatory &/or Testing experience a plus JPMorganChase, one of the oldest… more
- MUFG (Tampa, FL)
- …control environment is monitored through relevant KRI/KPIs + Monitor and evaluate emerging risk , internal operational trends, and external risk events for ... Expert in program management with a focus on executing information security risk assessment/ testing methodologies, evaluating the adequacy and efficiency of… more
- JPMorgan Chase (Tampa, FL)
- …implemented by the LOBs/Corporate Functions for reviews performed; + Collaborates with the Compliance and Operational Risk Officers on engagements including ... status quo and striving to be best-in-class. As a Compliance - Monitoring and Testing Senior Officer...partner with Line of Business (LOB), including Internal Audit, Operational Risk and other Control functions. You… more
- Citigroup (Tampa, FL)
- …controls after the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...adequately controlled (if applicable). + Support operational risk scenario analysis and stress testing for… more
- Citigroup (Tampa, FL)
- …controls after the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...adequately controlled (if applicable). + Support operational risk scenario analysis and stress testing for… more
- Citigroup (Tampa, FL)
- …controls after the execution of a process (QA). + Support and contribute to Operational and Compliance Risk in accordance with established Policy ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...controlled (if applicable). + Support on operational risk scenario analysis and stress testing for… more
- Citigroup (Tampa, FL)
- …through controls after the execution of a process (QA). + Provide analysis of Operational and Compliance Risk in accordance with established Policy ... assess, escalate, and manage risk exposures across Risk Categories ( Operational Compliance , Strategic,...adequately controlled (if applicable). + Support operational risk scenario analysis and stress testing for… more
- JPMorgan Chase (Tampa, FL)
- Join our team to play a pivotal role in mitigating tech risks and upholding operational excellence, driving innovation in risk management. As a Tech Risk & ... & Network Services (CPNS), you will be responsible for identifying, and mitigating compliance and operational risks in line with the firm's standards. You… more
- JPMorgan Chase (Tampa, FL)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about...operational functions through a series of monitoring and testing activities across the organization. + Partner with key… more
- Citigroup (Tampa, FL)
- …controls after the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. ... the process to identify, assess, record and response to Operational and Compliance Risk events,...8 years of experience in Operations, Internal Audit, and/or Compliance Testing + Consistently demonstrates clear and… more
- Citigroup (Tampa, FL)
- …the design of in-scope controls. + Establishes and oversees the application of operational risk policies, technology and tools, and governance processes to ... is a strategic- and execution-oriented leadership role accountable for end-to-end control testing for the Services Segment - ie, operational controls performance… more
- Citigroup (Tampa, FL)
- …performance assessments and continuing planning. **Qualifications:** + Experience in Operational Risk Management, Manager's Control Assessment, Controls ... integrated into the sectors and functions. + **CISO Governance, Risk & Control, and Policy** is responsible for providing...ensure key IS metrics are in place to determine compliance with Citi's standards. In addition, the team is… more