- Tris Pharma (Monmouth Junction, NJ)
- …Leadership team including insights on financial performance, capital allocation, and risk management ; Directs cost monitoring and reporting activities; Drives ... In depth knowledge of corporate financial law, compliant financial reporting and risk management practices Excellent knowledge of data analysis and forecasting… more
- JPMorgan Chase (Jersey City, NJ)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Officer Associate within JPMC's Risk ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... risk appetite and protects the franchise. This compliance risk officer role is...Risk Assessments are a key component of Citi's Compliance risk management framework. **Responsibilities:**… more
- Bloomberg (New York, NY)
- …ability to identify, and escalate top and emerging risks to Senior Management and Risk / Compliance Management . **We'll Trust You To:** + Contributeto a ... Shared Services team. **What's The Role?** As the Risk and Compliance Policy Officer ,...the ability to convey complexrisk concepts clearly + Understandingof risk management , internal controls, and root cause… more
- Citigroup (New York, NY)
- …as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... preferred **Job Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:** Full time **Primary Location:** New York… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance ... design and effectiveness of key controls designed to address compliance risk ; reporting and escalating control issues...CIA teams on a regular basis. + Informing CIA management of significant compliance matters that require… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorganChase. As part of Risk Management and Compliance , you are at the center of keeping JPMorganChase strong and resilient. You ... impact our company, customers and communities. Our culture in Risk Management and Compliance is...and custody activity. You will serve as the Credit Officer and primary coverage for those credit relationships. **Job… more
- Citigroup (New York, NY)
- …audit), 2nd line of defense (eg, compliance functions, legal and enterprise risk management , Financial and Regulatory Risk Management , etc.), ... matters across functions and products. **Job Purpose:** The Business Risk and Control Officer reports into the...The team enables Markets Operations to comply with Enterprise risk management policies and standards. The incumbent… more
- Citigroup (New York, NY)
- …process (QA). + Assist management in exercising control over Operational and Compliance Risk in accordance with established Policy requirements. + Help ... The Business Risk and Control Sr Officer I...meeting, management speaking points for Global Business Risk Controls Committee (GBRCC). + Support compliance … more
- Arena Investors LP (New York, NY)
- In this role, you will be directly reporting to the Chief Risk Officer , who is responsible for overseeing and managing the organization's risk management ... framework. This position requires close collaboration with the Chief Risk Officer , where you will provide vital...and special opportunities activities and the growing third-party asset management + Monitor and enforce compliance with… more
- Citigroup (New York, NY)
- …Job ID #25826577. EO Employer. Wage Range: $207,875 to $250,000 Job Family Group: Risk Management Job Family: Regulatory Risk **Job Family Group:** **Job ... Citibank, NA seeks a Regulatory Risk Senior Officer for its New...supportive analysis, storyboard results, and lead discussions with senior management , Finance heads, Independent Risk to conduct… more
- MUFG (New York, NY)
- …REQUIRED QUALIFICATIONS + Bachelor's degree is required in technology, engineering, risk management , computer science, information systems, or equivalent field. ... businesses, processes, products, and risk preferred FUNCTIONAL SKILLS + Risk management exposure including evaluating the adequacy and efficiency of… more
- Citigroup (New York, NY)
- …performed. Other job-related duties may be assigned as required. **Job Family Group:** Risk Management **Job Family:** Credit Decisions **Time Type:** Full time ... The Credit Risk Senior Officer I is a...of client, competitor/ industry risks and trends for senior management and/or the Senior Credit Officer +… more
- Citigroup (New York, NY)
- Opening is for a Market Risk Officer focused on North America NAM G10 Linear Rates desk. Successful candidate would join an existing team based in NYC focused on ... and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to...duties may be assigned as required. **Job Family Group:** Risk Management **Job Family:** Market Risk… more
- Citigroup (Jersey City, NJ)
- …and procedures that conform to enterprise requirements and support sound operational and compliance risk management . + Apply knowledge of the business, ... the execution of a process (QA). + Exercise control over Operational and Compliance Risk in accordance with established Policy requirements. + Allocate resource… more
- Santander US (New York, NY)
- VP, Regulatory Examination Management Compliance Officer New York, United States of America USA Job Family Description: The VP, Regulatory Examination ... Management Compliance Officer follows industry...ability to be adept in identifying and resolving complex risk management problems. + Excellent project … more
- Bloomberg (New York, NY)
- …+ UseGovernance Risk and Compliance (GRC) tools to evidence risk management ,monitoring, measurement, and reporting within the division + Followup on ... is to address risks and related issues by providing risk management as a service, focusing on...The CRO collaborates with other functions, including Legal and Compliance , Finance, Operational Resilience and Internal Audit, to provide… more
- TD Bank (New York, NY)
- …more specific details for this role. **Job Description:** **Preferred Qualifications:** The Senior Compliance Officer TDS - Compliance within Core ... and ad hoc Compliance reporting and metrics. + Assist with the management and tracking of regulatory inquiries. + Support the development of US policies and… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** **Preferred Qualifications:** TD Securities' Regulatory Compliance Management Framework (RCM) is implementing new programs ... risk culture and strategic approach to managing regulatory compliance risk . This is a newly created...newly created role on the TD Securities US Core Compliance team that will oversee issues management ,… more
- City of New York (New York, NY)
- …a timely manner, ensuring accurate documentation and meeting go-live conditions. Third-party Risk Management : Stay abreast of the latest security, privacy, and ... regulatory concerns, ensuring a proactive approach to third-party risk management . Advise the organization on security and privacy provisions within agreements… more
