- TD Bank (New York, NY)
- …lead position on the audit, providing supervision and assignments to team members as Auditor In Charge as well as reviewing work papers completed by staff and ... receives assistance/coaching from the audit manager + May be Auditor in Charge on an Audit + May participate...Preferred experience: CAMS or CFE certification Financial Crimes or AML audit experience **Who We Are:** TD is one… more
- Mizuho Corporate Bank (New York, NY)
- …with particular emphasis on Bank Secrecy Act (BSA), Anti-Money Laundering ( AML ), and Sanctions compliance. Contribute to the group's strategic planning, process ... risk management, supervisory examinations, or their equivalent.Demonstrates experience with BSA/ AML /OFAC laws, transaction monitoring, Know-your Customer (KYC), and guidelines… more
- Bank of America (New York, NY)
- …is responsible for overseeing assigned areas of audit work acting as an Auditor -in-Charge (AIC), and executing on the audit strategy for Lines of Business (LOBs). ... build working relationships with internal and external management; + Perform AML risk assessments of business activities, potential risks exposures, and materiality… more
- Scotiabank (New York, NY)
- …to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not limited to responsibilities under ... the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook, and the Guidelines for Business Conduct. **What… more