- US Bank (New York, NY)
- …One. **Job Description** US Bank is seeking a highly skilled **IS Governance Risk & Compliance Specialist ** specializing in **federal audits** and **v** ... **ndor compliance ** to drive our audit initiatives, ensuring full compliance with applicable federal regulations and internal risk management standards.… more
- BMO Financial Group (New York, NY)
- …governance structures inclusive of risk management frameworks. The CM Governance Specialist role will operationalize and sustain the frameworks to monitor ... the world. #bmocapitalmarkets **Job Summary:** The VP - CM Governance Specialist role is responsible for ensuring...applicable ensuring clear and accurate communication and escalation of governance , risk , and compliance issues… more
- New York State Civil Service (New York, NY)
- …HELP No Agency Financial Services, Department of Title Virtual Currency Data Governance Senior Analyst (Financial Services Specialist 2 (Policy Analysis), SG-23) ... style guides;* Provides training and support to dashboard users and ensures compliance with governance policies and procedures;* Participates in the development… more
- Bank of America (Pennington, NJ)
- Compliance and Operational Risk Specialist - Global Compliance and Operational Risk Charlotte, North Carolina;Dallas, Texas; Pennington, New Jersey; ... actions to address the root causes that lead to compliance risk issues and/or operational risk...Degree or equivalent experience **Desired Skills:** + Knowledge of governance and reporting practices including escalation best practices and… more
- TD Bank (New York, NY)
- …are not considered models. The role will support the governance of Non-Model/EUC risk to the bank by executing compliance and control testing to validate ... Business:** Risk Management **Job Description:** The Group Risk Specialist provides a comprehensive and diverse... management/ governance experience + Knowledge of Non-Model/EUC governance , risk , and compliance +… more
- SMBC (New York, NY)
- …(RMDAD) Market Risk . The role's primary function is to execute a Market Risk Governance framework across both Group Companies and also to manage projects to ... of benefits to its employees. **Role Description** The Market Risk Management Specialist at DIR level reports...Management. - Assists Group Head in managing the market risk governance framework to meet regulatory requirements… more
- Bank of America (New York, NY)
- Enterprise Financial Risk Sr. Specialist Charlotte, North Carolina;Jersey City, New Jersey; New York, New York; Chicago, Illinois **Job Description:** At Bank of ... reports, and interfacing with the trading desk and other risk and support groups (ie, Compliance , Finance,... and Business Controls** + Establish and oversee the risk management governance structures + Establish … more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Business Accountability Specialist - Third Party Risk Primary Business Liaison in legal as part of the Third Party ... issues, and/or escalate the issue, per the Operational Risk and Compliance Escalation policy + Third...governance programs as front line liaison to Independent Risk Management area + Collaborate and consult with Control… more
- Hackensack Meridian Health (Edison, NJ)
- …HMH Enterprise. **Responsibilities** A day in the life of a **Clinical Risk and Loss Prevention Specialist ** at **Hackensack Meridian** **_Health_** includes: ... and Clinical Leadership to create a sustainable culture of risk prevention to reduce harm for both patients and...understand harm within their business unit. + Leads the governance structure to lead decisions and engage stakeholders in… more
- SMBC (New York, NY)
- …its employees. **Role Description** The role's primary function is to execute a Market Risk Governance framework across both Group Companies and also to manage ... projects to ensure the firm's compliance with regulatory requirements such as CFTC, NFA, FRB,...as CFTC, NFA, FRB, and FRTB requirements. The Market Risk Management Specialist will participate in various… more
- TD Bank (New York, NY)
- …contact for key internal partners including Algo Risk Control (ARC), Model Risk , Model Validation, Compliance , Audit, and regional leadership. The purpose of ... with Algo/eTrading businesses globally while partnering with 2nd Line functions including Algo Risk Control (ARC), Compliance , Operational Risk , and Model… more
- Xerox (Trenton, NJ)
- …processes, and roles. **Qualifications and Experience:** + Proven experience in governance , process management, or risk management, preferably within AI, ... 23, 2024 Working time Full-time Ref# 20034719 Job Level Specialist Job Type Experienced Job Field IM BUSINESS OPERATIONS...Bachelor's degree in a related field required; certifications in governance , risk , or project management are a… more
- Amazon (New York, NY)
- …Basic Qualifications 4+ years of compliance program management, legal, governance , audit, risk /loss prevention, or equivalent experience Bachelor's degree or ... Description Amazon is seeking an innovative and high-judgement Compliance Specialist to join the Audit...equivalent Experience in compliance program management, legal, governance , audit, risk /loss prevention, or equivalent Experience… more
- Citigroup (New York, NY)
- …return characteristics of Citi Private Bank's standard product range, ensuring appropriate compliance with Credit Policy and Risk Acceptance standards + ... The IF Specialist Sr. Lead is a strategic professional who...and execution of more complex or tailored transactions, meeting Risk Acceptance Criteria + Full loan underwriting with appropriate… more
- Wells Fargo (Bedminster, NJ)
- … compliance and legal requirements. The Senior Supervisory Control Specialist understands the complexity, partnership needs and customer service requirements that ... well as serve as a primary business contact on key initiatives with Wealth, Compliance , Risk , regional management, and other home office departments + Manage… more
- TD Bank (New York, NY)
- …exist + Leads/facilitates and/or implements action/remediation plans to address performance/ risk / governance issues + Actively manages relationships within and ... Undertakes and completes a variety of complex projects and initiatives requiring specialist knowledge and/or the integration of cross functional processes within own… more
- conEdison (New York, NY)
- …(Tableau, Power BI, SAS, Qlik or related), preferred. + Experience in regulatory compliance , auditing, governance or quality assurance, preferred. + Using and/or ... a liaison between business units, vendors or IT in the development of risk programs, required. + 3-5 years Demonstrated knowledge and leadership agility and proven… more
- Wells Fargo (New York, NY)
- …priorities + 2+ years of financial services industry experience + Experience in compliance or broker-dealer governance **Job Expectations:** + US only: Obtaining ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Bank of America (Pennington, NJ)
- …milestones and task management, resources, risks/dependencies **Skills** + Business Controls + Compliance + Audit + Risk Management + Quality Assurance + ... Sr. Business Controls Specialist - AML QA/QC Oversight (M&I) Charlotte, North...**Responsibilities:** + Oversees the design and effectiveness of the risk and control environment to support Client Operational Services… more
- TD Bank (New York, NY)
- …a significant business management function and/or strategy planning, oversight, control or governance activities for highly complex / high risk / ... with risk appetite + Ensures business operations are in compliance with applicable internal and external requirements (eg financial controls, segregation of… more