- Citigroup (New York, NY)
- …Control, Tech Business Execution, Tech Quality Assurance, Tech Data Transformation, Tech Regulatory Management and Governance, and the Tech Analytics and ... execute on the TBE Vision and Strategy. The Technology Regulatory Exam Management Officer will report to... regulatory status updates + Monitor status of Regulatory Issue Corrective Action as well as… more
- Mizuho Corporate Bank (New York, NY)
- …to ensure activities are coordinated. + Work with other leadership in IADA Regulatory Reporting management to identify control issues and emerging risks and ... sound understanding of the financial services industry, including audit, financial, regulatory reporting, risk management , or technology functions. Possesses at… more
- Grant Thornton (New York, NY)
- …duties as assigned + Conduct testing activities for Consent Order Validation, Issue Management , and independent monitoring engagements, responsible for execution ... Practices, Truth in Lending, Truth in Savings, Fraud Prevention, Third Party Risk Management , Regulatory Change Management , Enterprise Risk Management ,… more
- Bank of America (New York, NY)
- …other stakeholders across EMEA, AMRS and APAC in managing the production health of regulatory reporting and adhering to the enterprise policy . Line of Business ... Providers, and Report Owners in implementing the requirements of the Enterprise Regulatory Reporting Policy * Prepare and present materials to cross-functional… more
- Bank of America (New York, NY)
- …Influence + Problem Solving + Collaboration + Critical Thinking + Issue Management + Quality Assurance + Regulatory Compliance **Shift:** 1st shift (United ... Regulatory Relations Manager Charlotte, North Carolina;New York, New...**Required Skills:** + 7+ years of experience in risk management , enterprise-wide role, managing regulator activities or a combination… more
- Citigroup (New York, NY)
- …Analyst is a seasoned professional who contributes to the directional strategy of regulatory engagement and exam management . In this role, you will identify, ... Ensure standards are maintained and followed related to the management of regulatory interactions, including exam ... engagement lifecycle from entry letter to remediation and issue closure. + Provides key information into updates and… more
- TD Bank (New York, NY)
- …Partnership relationships, Target and Nordstrom. Primary responsibilities for this role include issue management , regulatory change management oversight, ... business management , dealing with non-routine information + Manages/assists with regulatory reviews including inquiries, audits, and exams + Identifies and leads… more
- Grant Thornton (New York, NY)
- …Practices, Truth in Lending, Truth in Savings, Fraud Prevention, Third Party Risk Management , Regulatory Change Management , Enterprise Risk Management , ... As a Regulatory Compliance Risk Manager, you will get the...conferences, and/or other thought leadership material + Perform engagement management responsibilities, including performance reviews, task delegation, project scheduling,… more
- American Express (New York, NY)
- …Bank (AENB) for interactions with agency personnel. USRR partners closely with the Regulatory Exam Lifecycle Management (RELM) team within Global Risk and ... focus areas, insights and potential sensitivities, and develop thematic analysis of regulatory interactions. + Facilitate change management activities to ensure… more
- American Express (New York, NY)
- …unit leaders, compliance officers, and regulatory bodies, to facilitate effective issue management and resolution + Prepare and present detailed reports on ... records of issues/OREs and remediations to ensure transparency and accountability in the issue management process + Analyze trends in issues and events to… more
- City of New York (New York, NY)
- …Oversee the development, design, coordination, and implementation of cutting-edge, interdisciplinary policy projects across priority issue areas. - Conduct legal ... - - Collaborate across the agency to disseminate research findings and advance policy goals. - Draft regulatory comments, public testimony, and other external… more
- American Express (New York, NY)
- …of specific issues/OREs and remediations to ensure transparency and accountability in the issue management process + Identify trends in issues and events ... own Board of Directors. It is regulated, supervised, and examined by several regulatory agencies, including the Office of the Comptroller of the Currency (OCC) for… more
- Citigroup (New York, NY)
- …implementation of the Control Framework, including Risk Control Policy , Control Standard, Issue Management Policy , Lesson Learned Policy , and Control ... legal and enterprise risk management , Financial and Regulatory Risk Management , etc.), to ensure effective cross-product Issue & Corrective Action Plan … more
- American Express (New York, NY)
- …of specific issues/OREs and remediations to ensure transparency and accountability in the issue management process + Identify trends in issues and events to ... The objective of the Credit & Fraud Risk Control Management Issues, Events & Remediation team is to ensure...investigation and conduct root cause analysis to address repeated issue types + Perform quality assurance on documentation of… more
- SMBC (New York, NY)
- …Governance, and the Code of Conduct. In managing Issues, CEOAD S&G follows our Issue Management Policy and works with various stakeholders, including the ... Issue Tracking tool for adherence to the AD Issue Management Policy and escalates...+ About 10% - Assists with other ad hoc regulatory and governance related projects as necessary. We will… more
- Citigroup (New York, NY)
- …the Finance Chief Risk Office (CRO) / Non-Trading Market Risk & Regulatory Capital Review Management organizations. Projects fall into several categories ... Order Closure, Matters Requiring Attention (MRA), Strategic Initiatives and potentially some Regulatory Exam Management . The role is responsible for overall… more
- Citigroup (New York, NY)
- …and value across T&BE organization and oversees Controls, Analytics and Decision Management , Quality Assurance, Regulatory Management , Data and ... comments at a global or regional level. + Support high severity issue and Transformation regulatory commitment owners towards effective and on-time remediation.… more
- Citigroup (Queens, NY)
- …as well as during periods of stress. Responsible for the data requirements and issue management process for liquidity regulatory reporting including FR2052a. ... Citibank, NA seeks a Balance Sheet Management Group Manager for its Long Island City,...discussions and working groups that review and approve liquidity issue remediation and prioritization. Implement recommendations against liquidity data… more
- American Express (New York, NY)
- …for all its constituents. Our Global Merchant & Network Services (GMNS) Risk Management Team stands behind each of these purchases, thus protecting this network of ... balancing the merchant relationship with Amex. Alongside credit risk management , you will be responsible for minimizing operational risk...conduct root cause analysis on identified process gaps or issue types + Analyze trends in issues and events… more
- American Express (New York, NY)
- …value for all its constituents. Our Global Merchant Network Services (GMNS) Risk Management Team stands behind each of these purchases, thus protecting this network ... balancing the merchant relationship with American Express. Alongside credit risk management , you will be responsible for minimizing operational risk across your… more