- Scotiabank (New York, NY)
- Manager , Regulatory Obligation & Risk Assessment, Swap Dealer and Derivatives Compliance **Requisition ID:** 220782 **Salary Range:** 90,000.00 - ... swap dealer obligation data quality and reporting, and drive compliance risk and control assessments **What You'll Bring** + Bachelor's Degree required; minimum… more
- JPMorgan Chase (Brooklyn, NY)
- …1st Line of Defense (1LOD). It is responsible for executing the regulatory traceability process, documenting legal obligations, and mapping them to control framework ... elements to ensure compliance with material laws and regulatory requirements. Join our Markets Office of Legal Obligations team as a Vice President, where you'll… more
- TD Bank (New York, NY)
- …role. **Line of Business:** TD Wealth **Job Description:** The Private Client Relationship Manager II (RM) is a high-touch point of client contact accountable to ... the high net worth segment. The Private Client Relationship Manager II will serve as the central point of...maximizing profitability of the portfolio, while ensuring minimum credit risk for Bank funds. **Depth & Scope:** + Demonstrates… more