- Citigroup (New York, NY)
- …as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... preferred **Job Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:** Full time **Primary Location:** New York… more
- MTA (New York, NY)
- Agency Chief Ethics, Risk and Compliance Officer Job ID: 9376 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: ... Nov 6, 2024 Description JOB TITLE: Agency Chief Ethics, Risk & Compliance Officer SALARY...Demonstrates the ability to work with all levels of management within the MTA. + Demonstrates the ability to… more
- Amazon (New York, NY)
- …regulatory, etc) risk programs to deliver data driven insights that balance risk management and compliance concerns with supporting business growth and ... Officer level / previously approved for risk management function(s) by a Central Bank...Risk Management . - Professional certification in Risk Management and/or Compliance . Amazon… more
- Citigroup (New York, NY)
- **Citi Commercial Bank - Institutional Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer , Asset Management Companies, VP** ... accordance with appropriate controls **Qualifications** + Experienced credit underwriter and/or credit risk officer with relevant Funds industry expertise + 5+… more
- Citigroup (New York, NY)
- …a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** New York… more
- Morgan Stanley (New York, NY)
- …are in place to ensure that approvals are handled appropriately and timely * Risk Management / Compliance /Legal* * Monitors and implements procedures to manage ... and compliance . * Together with the Senior Risk Officer facilitates the training on Morgan...Officer facilitates the training on Morgan Stanley Wealth Management compliance policies and procedures. * Assists… more
- Morgan Stanley (New York, NY)
- …Local laws, Morgan Stanley Wealth Management policies, and other regulations. The Complex Risk Officer keeps the Senior Complex Risk Officer informed ... to ensure that approvals are handled appropriately and timely * Risk Management / Compliance /Legal* * Monitors and... compliance . * Together with the Senior Complex Risk Officer facilitates the training on Morgan… more
- Morgan Stanley (New York, NY)
- …Stanley Wealth Management policies, and other regulations. Additionally, the National Risk Officer keeps the Market and Region informed of significant ... is responsible for a wide variety of supervisory, compliance and risk functions. In conjunction with...and other Morgan Stanley sponsored benefit programs. **Job:** **Wealth Management * **Title:** *National Risk Officer *… more
- Raymond James Financial, Inc. (New York, NY)
- **Description** **Job Summary** The Senior Vice President, Chief Risk Officer for the Private Client and Asset Management business reports to the Chief ... Risk Officer of Raymond James Financial and is responsible for...James Financial and is responsible for comprehensive and strategic risk management responsibilities within Private Client and… more
- Arena Investors LP (New York, NY)
- …spectrum in areas where conventional sources of capital are scarce. We are seeking a Chief Risk Officer (CRO) to join Arena. The newly created role will create a ... best-in-class risk management function overseeing Arena's principal lines...of business. The CRO will partner with our Chief Compliance Officer (CCO) and our operating Business… more
- Citigroup (New York, NY)
- …and procedures that conform to enterprise requirements and support sound operational and compliance risk management . + Apply knowledge of the business, ... the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in… more
- US Bank (New York, NY)
- …model review and validation activities, monitoring model quality and performance, ensuring compliance with risk management requirements and regulatory ... and discover what you excel at-all from Day One. **Job Description** The Chief Model Risk Officer is responsible for developing and maintaining the bank's model … more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You ... challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box,… more
- Citigroup (New York, NY)
- …controls, and emerging risks. + Creates and provides analytical insights to support risk management decision making + Independently assess risks and drive ... The Operational Risk Sr Officer I is a...+ Bachelor's/University degree, Master's degree preferred **Job Family Group:** Risk Management **Job Family:** Operational Risk… more
- Citigroup (New York, NY)
- …**Education:** + Bachelor's degree required, Master's degree preferred **Job Family Group:** Risk Management **Job Family:** Business Risk & Control ... Job Description The Business Risk and Control Officer will have...issue sources (IA, Reg, Self-identified, other) across the issue management lifecycle. The team will engage directly with issue… more
- City of New York (New York, NY)
- …a timely manner, ensuring accurate documentation and meeting go-live conditions. Third-party Risk Management : Stay abreast of the latest security, privacy, and ... regulatory concerns, ensuring a proactive approach to third-party risk management . Advise the organization on security and privacy provisions within agreements… more
- City of New York (New York, NY)
- …a timely manner, ensuring accurate documentation and meeting go-live conditions. Third-party Risk Management : Stay abreast of the latest security, privacy, and ... regulatory concerns, ensuring a proactive approach to third-party risk management . Advise the organization on security and privacy provisions within agreements… more
- Bloomberg (New York, NY)
- …products and services. Our focus is to address risks and related issues by providing risk management as a service, focusing on providing and delivering value to ... advisory services to businesses and departments. In addition, we are responsible for risk reporting to firm-wide partners and senior management . In an… more
- Citigroup (New York, NY)
- …planned coverage of internal control functions (eg Internal or External Audit, Independent Compliance Risk Management testing, Global Risk Review ... a senior level. + Bachelor's/University degree or professional qualifications. **Job Family Group:** Risk Management **Job Family:** Business Risk & Control… more
- Citigroup (New York, NY)
- …Master's degree preferred. **Primary Locations:** NYC, Jersey City, NJ **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time ... (CDA) by executing CDA checklist/procedures for controls and recording results in Citi Risk & Control (CRC). + Owns significant portions of control testing design… more