- Citigroup (New York, NY)
- …and reporting for wholesale credit businesses across the enterprise. In-Business Quality Assurance is an integral part of the ICM organization. The ... (less than 10%) **Qualifications/Experience:** Credit / Counterparty Credit / Quality Assurance /... assurance experience, including 5-7 years in banking, credit risk management, internal audit, loan review… more
- MUFG (New York, NY)
- …experience. An MBA is highly desirable. + Strong presentation skills. + Experience in credit risk , risk rating (internal and regulatory), credit ... areas listed below. Evaluate data and identify trends through an on-going and risk -based monitoring of credit actions. Conduct portions of individual credit… more
- M&T Bank (New York, NY)
- …a CRE and C&I portfolio. **Primary Responsibilities:** + Credit Quality Assurance Manager in Credit Risk Management. This role involves evaluating ... team of up to five analysts in evaluating the quality of credit risk assessments...of PDs and LDs. + Lead and implement any credit quality assurance activities including… more
- US Bank (New York, NY)
- …provides independent assessment and effective challenge of the Company's credit risk management functions, including the quality of the Bank's loan ... that is responsible for providing strategic direction, leadership, and coordination of CAS's Credit Risk Review cyclical risk -based audit plans. As an… more
- SMBC (New York, NY)
- …+ Manage a team of auditors to execute high quality reviews of Credit , Counterparty Credit , and Enterprise Risk related processes and controls within ... banking and finance industry to lead audit coverage of Credit Risk Management and Enterprise Risk...delivery and execution of IAD's broader audit plan and assurance responsibilities (eg, non-financial risk and lending… more
- Capital One (New York, NY)
- …Park Avenue (22957), United States of America, New York, New York Principal Auditor, Credit Risk Management (Hybrid) Capital One's Audit function is a dedicated ... group of professionals focused on delivering top- quality assurance services to the organization's Audit...Audit team, the candidate will focus on audits of Credit Risk Management **Responsibilities:** + Lead small… more
- Bank of America (New York, NY)
- Quality Assurance Manager - AML/GFC Charlotte, North Carolina;New York, New York; Stamford, Connecticut; Atlanta, Georgia; Dallas, Texas; Boston, Massachusetts; ... and reputational risks are adequately designed and functioning effectively. + The Quality Assurance Team is responsible for ensuring that Corporate Audit… more
- MUFG (New York, NY)
- …First Line underwriting team is responsible for performing a risk focused Quality Control (QC) review of Credit Originations and ongoing portfolio Monitoring ... established credit underwriting, risk rating and risk management frameworks and quality objectives to provide reasonable assurance to management that… more
- MUFG (New York, NY)
- …collaboration with other partners such as Front Line Quality Control, Second Line Quality Assurance , and Credit Training teams is required to ensure ... Governance Policy_ , BPM 1432 | CPP 4206, and consistent with _MUFG Americas Credit Risk Management Policy_ , BPM 3328 | CPP 3881, and other applicable policies,… more
- Citigroup (New York, NY)
- …and a broad and comprehensive understanding of the different systems, theories, controls, quality assurance , and practices relevant to wholesale lending well as ... grounding in the operating models of wholesale lending, business lines , and credit risk management. Excellent communication skills required to influence a wide… more
- S&P Global (New York, NY)
- …management and continued improvement of our practices and strategy to deliver high quality , context rich data to our Clients and Colleagues. Key areas of focus ... for the team/function are Data Quality , Discoverability, Governance and Product development supporting our Clients...of agile scrum teams. **Responsibilities:** + Own the Data Risk identification and mitigation process + Create and manage… more
- Citigroup (New York, NY)
- …drive awareness of and help anticipate regulatory concerns. + Review and provide quality assurance of risk management deliverables submitted to regulators. ... role will also support the USPB CRO and Wealth CRO, covering Retail Credit Risk . The ideal candidate will have experience in managing exams/interactions with the… more
- Morgan Stanley (New York, NY)
- …Attend resultant meetings to elaborate on your recommendations Desired Skills: > Quality assurance best practices and experience with functional, unit, negative, ... Firm Risk Management Firm Risk Management (FRM)...Strong written and verbal communication skills Desired Skills: > Quality assurance best practices and experience with… more
- Wells Fargo (New York, NY)
- …to address is documented and executed **Required Qualifications:** + 10+ years of risk management, business controls, quality assurance , business operations, ... customers and company. They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance),… more
- Morgan Stanley (New York, NY)
- …expectations are addressed on a holistic and consistent basis >Reviews and provides quality assurance of risk management deliverables submitted to regulators ... place for people to learn, achieve and grow. Firm Risk Management Firm Risk Management (FRM) supports...Firm from exposure to losses as a result of credit , market, liquidity, operational, model and other risks. Department… more
- SMBC (New York, NY)
- …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... employees. **Role Description** SMBC is seeking an experienced Model Risk Audit Manager with a minimum of 8 years'...and reporting. + Manage audit teams to execute high quality reviews within a prescribed timeframe. + Provide support,… more
- Capital One (New York, NY)
- …Audit function is a dedicated group of professionals focused on delivering top- quality assurance services to the organization's Audit Committee. Audit ... + At least 10 years of experience primarily in global payment network operations, risk management and assurance experience + At least 4 years of experience… more
- Bank of America (New York, NY)
- …supporting end-users as an application SME Skills: Monitoring, Surveillance, and Testing Quality Assurance Risk Management Research Problem Solving Written ... Job expectations include monitoring and testing controls and implementing quality assurance and quality control...for remediation. Incumbents typically have over 5+ years of risk management and LOB/ECF experience. About This Team Global… more
- City of New York (New York, NY)
- …to strengthen capabilities and performance in these and other areas. The Quality Assurance Department monitors A&CM's and contractors' compliance with NYCHA's ... program that serves over 200,000 additional tenants. NYCHA's mission is to provide quality housing for New Yorkers that is sustainable, inclusive, and safe, while… more
- Wells Fargo (New York, NY)
- …appropriate enterprise systems and processes **Required Qualifications:** + 7+ years of risk management, business controls, quality assurance , business ... require understanding of business-specific knowledge related to financial crimes, operational risk , audit, legal, credit risk , market risk , IT, systems… more