- Novo Nordisk Inc. (New York, NY)
- …working practices Complies with all guidelines, policies, legal, regulatory, and compliance requirements Ensures effective administrative management of regional ... maintains medical (territory and account) plans in coordination with his/er Field Director . Relationships Position reports to Field Director /Senior Field … more
- Segal (New York, NY)
- … staff members, advising them on the more complex and difficult health compliance issues and problems and recommending concepts and approaches as appropriate ... our Health Compliance practice. The Role:The Health Compliance Consultant (lawyer) reports to the Deputy Director...plans:- provides advice and counsel regarding the more complex compliance issues and problems,- drafts, revises and/or… more
- VNS Health (New York, NY)
- …the cornerstone of policy interpretation and application at VNS Health, the Director of Labor Relations is the linchpin supporting managers in navigating the ... and determinations of outcomes are made and communicated. The Director of Labor Relations must have a keen eye...closely with the broader HR team, legal experts, and compliance officers to pioneer innovative policies and navigate employment… more
- Rockstar Games (New York, NY)
- …industry. Rockstar is seeking a highly experienced and strategic Information Security GRC Director who will be responsible for building and leading a team of ... enforce IT policies, procedures, and controls to mitigate risks and ensure compliance with internal policies and external regulations. Lead the team that develops… more
- Office of the New York City Comptroller (New York, NY)
- …Communicative, Equitable, Transformative, and Innovative. The Bureau of Asset Management (BAM) is responsible for oversight of the investment portfolios ... continuous improvement, the goal of the Bureau of Asset Management is to achieve exceptional investment outcomes for all...The DCIO will oversee this effort led by our Director of Diverse and Emerging Manager Strategy and will… more
- Emigrant Bank (New York, NY)
- …operations of the tax function, managing key tax initiatives, and ensuring compliance with all applicable tax laws and regulations. The candidate will assist ... with compliance , planning, research, and tax dispute resolution. The responsibilities...resolution of notices and inquiries from taxing authorities, and management of audits by tax authorities. Additionally, due to… more
- Emigrant Bank (New York, NY)
- …operations of the tax function, managing key tax initiatives, and ensuring compliance with all applicable tax laws and regulations. The candidate will assist ... with compliance , planning, research, and tax dispute resolution. The responsibilities...resolution of notices and inquiries from taxing authorities, and management of audits by tax authorities. Additionally, due to… more
- SMBC (New York, NY)
- …with relevant stakeholders, ensure internal procedures for the governance of issues management , ensuring that all relevant Compliance issues are tracked ... is meeting IAD expectations and timelines and provide consistent messaging to Compliance management . + Ad-hoc special projects as assigned by Compliance… more
- Citigroup (New York, NY)
- …liaison with regulatory examiners, Internal Audit, and external auditors on critical Compliance issues and overseeing the implementation of related remediation. ... Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies,… more
- Citigroup (New York, NY)
- …with applicable AML laws and regulations. **Role** The Global Head of AML Risk Management - Wealth reports to Citi's Chief Compliance Officer (CCO) Anti-Money ... for AML matters relevant to Wealth.** **Set, develop, and implement strategic AML compliance risk management direction for the Wealth group globally including… more
- Capital One (New York, NY)
- …299 Park Avenue (22957), United States of America, New York, New York Audit Director , Financial Crimes Compliance (Hybrid) Capital One's Audit function is a ... candidate will focus on all aspects of financial crimes compliance across the bank. A Director on... Compliance Manager (CRCM) + Experience with consumer compliance , privacy and conduct risk management +… more
- Citigroup (New York, NY)
- …liaison with regulatory examiners, Internal Audit, and external auditors on critical Compliance issues and oversees the implementation of related remediation. ... Compliance for Citi Retail Services (CRS) is a Director level role, which serves as a senior function/business/product...Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the assigned… more
- S&P Global (New York, NY)
- …Crimes Compliance areas including internal testing, tracking, and advising on compliance issues , and reporting of information to senior leaders + Experience ... **About the Role:** **Grade Level (for internal use):** 12 ** Director , Global Sanctions & Financial Crimes Compliance ...on the operation and progress of Global Financial Crimes Compliance risk management efforts. + Maintain a… more
- TD Bank (New York, NY)
- …provide you more specific details for this role **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... functions that conduct testing for continuity and alignment + Apply consistent issues management framework for testing-identified issues + Facilitate… more
- TD Bank (New York, NY)
- …in an advisory capacity. The Director will primarily focus on the management of the firms compliance program supporting all corporate investment banking ... details for this role **Job Description:** **Preferred Qualifications:** We are looking for a Director , US Markets Compliance Advisory to join our team in NYC.… more
- Citizens (New York, NY)
- …JMP Securities, Inc., Citizens institutional broker-dealer, is seeking a highly skilled Compliance Director to lead our advisory and trade surveillance efforts. ... Director of Institutional Equities, Options, and Fixed Income Compliance , you will be responsible for overseeing both advisory...closely with business and supervisory teams to resolve any issues that arise. You will drive the alignment of… more
- TD Bank (New York, NY)
- …+ Support the Firms build out and ongoing support of the Firms Regulatory Compliance Management Framework including Rules mapping, control mapping and ongoing ... the Firm. Such advice will be tailored to resolving issues with consideration to regulatory requirements, regulatory and firm...insights with colleagues globally; + JD a plus The Director Compliance TDS oversees/leads a team(s) of… more
- BMO Financial Group (New York, NY)
- …ensuring adequate management remediation plans and validation. Elevates high profile issues /risk cases to Compliance and business/group management for ... Capital Markets Compliance Team is seeking a Compliance Director with primary accountability for the...+ Analyzes and reports compliance information to Compliance and business/group management . + Advises first… more
- City of New York (New York, NY)
- …efforts with the Agency divisions, other HR Units, and external partners on compliance issues , background checks and medical clearances. Keeping up to date ... The Bureau of Human Resources seeks to hire an Administrative Manager, NM/L-III (Senior Director , Office of Compliance Services). DUTIES WILL INCLUDE BUT NOT BE… more
- Ankura (New York, NY)
- …internal controls, and systems processes; + Prepare compliance reports for Compliance Officer, Senior Management , and/or Board; + Assist clients with ... + Serve as lead contact for Client engagements including delegation of duties and project management ; + Serve as Subject matter Expert in the fields of AML / BSA /… more
