- MetLife (New York, NY)
- …is part of Global Risk Management. Within CRM, the Governance, Customer Protection & Employee Conduct Compliance team has the responsibility for the ... execution and oversight of MetLife's global customer protection and employee conduct compliance programs which drive appropriate business practices and… more
- Marex (New York, NY)
- …visit www.marex.com (http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Compliance Officer - Policies and Procedures of ... compliance advisor for each regulated entity. The Compliance Officer Policies and Procedures will also...all activities are conducted in accordance with the law. Compliance Officers monitor transactions, conduct regular audits,… more
- Citigroup (New York, NY)
- …(ICRM) responsible for leading and managing business execution activities, supporting the Chief Compliance Officer and the Senior Leadership team for Banking & ... working together to deliver priority change initiatives for the office of the Chief Compliance Officer . In addition, this role plays engages with ICRM product… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... of US compliance procedures. + Coordinate with Internal Control on compliance risk assessments, independently conduct the effective challenge of … more
- Marex (New York, NY)
- …(http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Executive Compliance Officer - Solutions Advisory position will ... in ensuring that all activities are conducted in accordance with the law. Compliance Officers monitor transactions, conduct regular audits, train employees on… more
- Citigroup (New York, NY)
- Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- Citigroup (New York, NY)
- Serves as an Electronic Trading (ET) product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance related guidance… more
- Citigroup (New York, NY)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, ... Participating in the design, development, delivery and maintenance of best-in-class Compliance programs, policies and practices for ICRM. + Analyzing complex… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... framework. This role will be part of the Global Privacy and Responsible Data compliance team covering the North America Cluster. It will be the primary contact for… more
- S&P Global (New York, NY)
- …Officers and the Risk & Internal Controls team globally, the Data & Technology Covering Compliance Officer will be a direct liaison and a point of escalation ... conduct , policies and procedures, and the understanding of compliance issues, particularly with respect to employees in the...required. **What We're Looking For:** + An S&P Global employee at this level would typically have a minimum… more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (New York, NY)
- …Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer , Asset Management Companies, VP** **Description** Citi's Commercial Bank (CCB) ... and will based in NYC. The Funds UW Credit Officer facilitates the end-to-end lending process and is essential...quarterly financial memo reviews of existing borrowers to track compliance with loan covenants, raising potential concerns and taking… more
- City of New York (New York, NY)
- …perform tasks and assignments in the fields of Cyber security Awareness, Governance, Compliance , and other relevant and required duties for the Cyber security ... to educate IT teams on cybersecurity best practices and procedures. Conduct regular assessments to evaluate the effectiveness of security awareness initiatives… more
- Citigroup (New York, NY)
- **Citi Commercial Bank - Commercial Lending Management - Credit Officer , Consumer Products & Retail, SVP** **Description** Citi's US Commercial Bank (CCB) is a ... City, New York or Iselin, NJ. The CLM Credit Officer facilitates the end-to-end lending process for a covered...quarterly financial memo reviews of existing borrowers to track compliance with loan covenants, raising potential concerns and taking… more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As a Compliance , Conduct and Operational Risk (CCOR) Associate within the global/regional ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...offer a range of benefits and programs to meet employee needs, based on eligibility. These benefits include comprehensive… more
- City of New York (New York, NY)
- …Work with assigned Special Officer to ensure that all reports are in compliance with required trainings. Why you should work for us: - Loan Forgiveness: As a ... FOR POSTING: Open to candidates who are permanent in the title of Special Officer and will therefore be eligible to take the promotional exam for Supervising Special… more
- City of New York (New York, NY)
- …with assigned Special Officer to ensure that all reports are in compliance with required trainings. **IMPORTANT NOTES TO ALL CANDIDATES: Please note: If you are ... Open to candidates who are permanent in the Civil Service title of Special Officer and will therefore be eligible to take the promotional exam for Supervising… more
- New York State Civil Service (New York, NY)
- …Prosecutorial Conduct (CPC) Title Human Resources Director/Public Information Officer Occupational Category Other Professional Careers Salary Grade NS Bargaining ... and employee oriented services;* Overseeing the processing and maintenance of employee and payroll records; ensures compliance with applicable laws, rules,… more
- MTA (New York, NY)
- Training Officer - Conductor Flag Training Job ID: 8937 Business Unit: Metro-North Railroad Location: New York, NY, United States Regular/Temporary: Regular ... Posted: Sep 25, 2024 Description POSTING NO. 8937 JOB TITLE: Training Officer - C onductor Flag Training DEPT/DIV: Operations Support and Organizational Resiliency… more
- City of New York (New York, NY)
- …JOB DESCRIPTION: The Division of Finance, Bureau of the Agency Chief Contracting Officer is seeking to hire an exceptional procurement professional who is highly ... detail oriented to serve as Assistant Agency Chief Contracting Officer (AACCO) for the Competitive and MWBE Purchases teams....and laws are followed when processing competitive procurements, including compliance with Local Law 63, Local Law 1, and… more