- Bank of America (New York, NY)
- Compliance and Operational Risk Manager- Electronic Trading New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to ... Join us! **Job Description:** This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit,… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Trade Surveillance New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we are ... job is responsible for executing second line of defense compliance and operational risk oversight...Experience with, and calibration of, Trade Surveillance programs in Equities , Futures, Fixed Income and/or FX products. + Knowledge… more
- American Express (New York, NY)
- … risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data ... capabilities and technologies. **About the Role:** The Director, Enterprise Risk Management and Operational Risk ...will lead a team of approximately 2-5 auditors evaluating compliance with ERM and ORM regulations/requirements. This role is… more
- Bank of America (New York, NY)
- Global Markets Risk Manager - Equities Market Risk New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... reports, and interfacing with the trading desk and other risk and support groups (ie, Compliance , Finance,...Finance, Operations, etc.). This position is in the Market Risk Management team covering Global Equities trading… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** The applicant will join the CIB Equity Derivatives Quant team to work closely with the...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Bank of America (New York, NY)
- …a highly skilled subject matter expert in test script design and test execution for Compliance and Operational Risk . The Testing Manager IC, in collaboration ... a timely manner. The Testing Manager IC consults with compliance officers and operational risk ...or back office experience or market and product knowledge ( Equities , Foreign Exchange, Fixed Income and Commodities/Futures Options. *… more
- Meta (New York, NY)
- …integrity, security OR in a role associated with data protection, regulatory response, operational risk management, compliance , audit and implementation of ... We are seeking a Privacy Risk and Compliance Manager with broad operational knowledge across...CRCM) **Public Compensation:** $90,000/year to $137,000/year + bonus + equity + benefits **Industry:** Internet **Equal Opportunity:** Meta is… more
- Bank of America (New York, NY)
- …for management of all aspects of risk , including strategic, market, credit, compliance , liquidity, operational , model, and reputational risk matters to ... Risk Analysis Sr. Manager Charlotte, North Carolina;New York,...in one or more of these asset classes - ** Equities , FX, Commodities, Interest Rates, Credits** . Bachelors or… more
- Neuberger Berman (New York, NY)
- …hedge fund and private equity ), sales distribution and supervision, UCITS governance, Compliance , operational , risk and performance audits + Work closely ... controls, and recommend business efficiency opportunities + Evaluate the integrity of operational data and compliance with established policies and procedures… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... Director, Financial Institutions - Securitizations, Global Risk Management **Requisition ID:** 202980 **Salary Range:** 174,700.00 - 286,000.00 _Please note that the… more
- Motion Recruitment Partners (New York, NY)
- …Provide recommendations about data risk to the Risk & Controls, Operational Risk Management, Compliance , etc. + Participate in various forums ... Data Risk Analyst New York, NY **Hybrid** Contract $76/hr...+ Knowledge of global markets trading products (Fixed Income, Equity , Currencies & Commodities). + Good change and BAU… more
- American Express (New York, NY)
- …that ensures operational risks are identified, assessed, and managed in compliance with enterprise Operational Risk Management programs and reporting. ... The objective of the GMNS Control Management Governance team is to establish the Operational Risk and Controls strategy for GMNS and set up a foundational… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... and conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk … more
- American Express (New York, NY)
- …that ensures operational risks are identified, assessed, and managed in compliance with enterprise Operational Risk Management programs and reporting. ... The objective of the Finance Control Management Governance team is to establish the Operational Risk and Controls strategy for Finance, set up a foundational… more
- MUFG (New York, NY)
- …policy especially for capital cost/provision planning and charge-offs. Adhere to applicable compliance / operational risk controls in accordance with MUFG or ... maximize recoveries. Full understanding of internal policy and procedures, regulatory risk rating requirements along with strong understanding of credit cash flow… more
- MUFG (New York, NY)
- …policy especially for capital cost/provision planning and charge-offs. Adhere to applicable compliance / operational risk controls in accordance with MUFG or ... to immediate supervisor, Division Manager, and others within Credit Risk Administration about actual/forecasted borrower/regulatory rating changes that could impact… more
- Marex (New York, NY)
- …+ Interface with the equity clearing front desk as well as other risk control, and support teams like Compliance , Legal, Finance, Operations, Treasury, and ... business). + Provide quantitative support and development for MNA's equity risk model and validation needs. Develop...CFTC and other applicable exchanges + Adhere to the operational risk framework for your role ensuring… more
- MUFG (New York, NY)
- …policy especially for capital cost/provision planning and charge-offs. Adhere to applicable compliance / operational risk controls in accordance with MUFG or ... across the capital structure (ie, subordinated debt, 2nd lien debt, mezzanine, equity /sponsors, etc.). + Work with in-house and outside legal counsel, as… more
- CIBC (New York, NY)
- …+ 12+ years of experience in Legal, Compliance and/or Regulatory covering Equities and Equity Derivatives Sales and Trading Desks; + Subject matter expertise ... Executive Leadership, Group Problem Solving, Regulatory Compliance , Relationship Management, Risk Assessments, Risk Compliance , Strategic Advisory At… more
- Citigroup (New York, NY)
- …legal/ compliance texts and analysis **Qualifications:** + 10+ years experience in Operational Risk Management, Audit, Compliance or other control ... risk and control function, which operates or facilitates controls to manage the operational risk , valuation risk and governance components of managing… more