- Citigroup (New York, NY)
- …or other client/transaction-related compliance escalations + Work with business /functional line management in recommending, developing, and executing on ... The Compliance Anti-Money Laundering (AML) Risk Management ...and managing Client AML Risk across the Corporate Banking business . The Corporate Banking AML Head will… more
- Wellington (New York, NY)
- …+ Contribute to the evolving design and execution of team processes, workflows and compliance management tools + Participate in project management of key ... with those of our clients. **About the Role** The Head of Private Credit Compliance will support...team recordkeeping practices + Support regulatory inquiry and exam management in relation to Wellington's private investments business… more
- Citigroup (New York, NY)
- … Compliance Independent Assessment for AML, Sanctions and AB&C** Serves as a Head of Independent Compliance Risk Management (ICRM)'s Compliance ... The Compliance Anti-Money Laundering (AML) Risk Management ...and outside the CIA function and stakeholders, such as business and technology process owners, and promote the education… more
- Citigroup (New York, NY)
- Head of Capital Management is an enterprise Strategic role for Citigroup, owning the enterprise-wide capital planning and management processes for the group, ... Planning capability. As a part of this process, the Head of Capital Management manages the enterprise's...and determination of implications for balance sheet composition and business and risk management . **Broader Responsibilities:** +… more
- Amalgamated Bank (New York, NY)
- …matter expert on compliance matters, providing guidance and support to business units, senior management , and other stakeholders. + Perform other duties ... The Head of Compliance Monitoring & Testing...and recommend remedial actions as necessary. + Partner with business stakeholders, Legal, Risk Management , and other… more
- SMBC (New York, NY)
- …**Role Objectives** + Manage both day-to-day and strategic planning for Employee Compliance functions + Provide reporting to management including Board and ... efficiency and productivity + Set strategic priorities with the Head of Compliance Surveillance to identify areas...create and monitor budgets for approval + Coordinate annual Compliance and Business plans and roadmap with… more
- Citigroup (New York, NY)
- …environment, proactively supporting the Services LMS Head (" Business Head ") in managing and mitigating operational, compliance and regulatory risks, and ... Liquidity Management Services (LMS) Controls and Regulatory Management Head is a senior specialist who...Information Security, Business Continuity, Outsourcing, Fraud, Data, Compliance , AML, and Records Management . This position… more
- Citigroup (New York, NY)
- …corporate reputation programs as well as communications supporting our lines of business . The nature of the work provides a dynamic environment where members ... other members of the ESPA across the world. The Head of Communications, Enterprise Services & Public Affairs and...Services & Public Affairs and Global Legal Affairs & Compliance (ESPA and GLAC) will manage Citi's internal and… more
- Citigroup (New York, NY)
- …into strategic decisions affecting job family or function within a region or business . Full management responsibility of multiple teams, including management ... Respond appropriately and timely to escalations. + Provide adequate training to the Business lines and other AML Compliance employees, and, as needed,… more
- SMBC (New York, NY)
- …and Testing, and Regulatory Change Management is a crucial role within the Compliance Department, reporting directly to the Head of Corporate Compliance . ... Engage with senior management , regulators, and the business to advise on compliance risk management strategies and regulatory change implications.… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Merchant Services Head of Relationship Management . Wells Fargo Merchant Services specializes in providing card ... as a leader in the electronics payments industry. The Head of Relationship Management will provide strategic...business unit's risk appetite and all risk and compliance program requirements. Candidates applying to job openings posted… more
- Citigroup (New York, NY)
- …excellence, and delivering insightful financial solutions. We are seeking a highly skilled Head of Information Management to spearhead our data management ... the data-driven insights necessary to make informed decisions. **Position Overview:** The Head of Information Management will design and implement a… more
- Morgan Stanley (New York, NY)
- …its workforce (M/F/Disability/Vet). / **Job:** **Investment Banking/Sales/Trading/Research* **Title:** *FID Business Controls Unit (BCU) - Head of Credit ... services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business :** Risk Management **Job Description:** **Job Profile and Role Overview:** The ... framework. This role requires extensive experience in risk management processes and methodologies. The Executive Head ...segment, and to act as a liaison between the business and Operational Risk Management . * Ensures… more
- Banco Popular Puerto Rico (New York, NY)
- …Foster cross-functional collaboration with a diverse group of stakeholders (eg Senior Management Team, Business Lines, Legal, Compliance , Marketing, ... 10004 Company: Popular Workplace Type: Hybrid Manager II - Head of Product Management AtPopular,we offer a...Popular Bank's product vision and strategy with the overall business strategy. + Develop and communicate strategic roadmap to… more
- Wells Fargo (New York, NY)
- …the desk supervisors as well as with senior management , COOs, Business Control Managers and partner functions (eg, Compliance , Risk, Operations, Technology, ... Work closely with the other areas of Surveillance and business management on strategic initiatives and emerging...business unit's risk appetite and all risk and compliance program requirements. Required Qualifications, US: + 6+ years… more
- Citigroup (New York, NY)
- …policies and positions. + Communicating significant accounting policy matters to the Global Head of Accounting Policy and senior management + Interaction with ... Citi's consolidated and subsidiary standalone financial statements to ensure compliance with US GAAP, interaction with the businesses and...to work very closely with many different levels of management on the business side; Excellent research,… more
- SMBC (New York, NY)
- …environment, and supports interaction between the Functions and 2nd LoD, including Risk Management and Compliance . Head of Functions Control Officer oversees ... risk management considerations are embedded in daily processes and business strategy; identifies and reports on new/emerging risks 13. Produces or supervises… more
- Kuehne+Nagel (New York, NY)
- …organizations here at Kuehne+Nagel. Our New York branch is looking for a new Head of Integrated Logistics Business Development AMER to join our Integrated ... Policy Healthcare. + You are responsible for ensuring training compliance as per defined training matrix (yourself + team,...FY Customer Development team + You will support the management of business development opportunities in line… more
- S&P Global (New York, NY)
- …best work. To further enable us in this mission we are recruiting for a Head of Business Management will lead strategic planning, engagement, and operational ... scorecards Manage all stakeholder relationships related to Audit and Risk & Compliance business partners Look for process improvement and automation… more