- S&P Global (New York, NY)
- …Role:** **Grade Level (for internal use):** 14 **The** **Role** **:** Head of Product , Regulatory & Compliance **The Team** : The Enterprise Solutions ... an experienced Executive Director of Product Management to lead the Regulatory & Compliance product team. To be successful in this role, a seasoned… more
- Citigroup (New York, NY)
- …robust data driven process to proactively prepare for on internal audit, risk / compliance reviews and regulatory exams in Investment Solutions, as needed. + ... offer, and ultimately help them achieve their goals. The Head of Investments Business Risk will be responsible for...+ Actively engaged in industry activities and trends including regulatory focus areas to help ensure business in proactively… more
- Citigroup (New York, NY)
- …be to: + Deliver an effective control framework that fully meets Audit, Compliance and Regulatory requirements. + Accountable for integrity of operational ... 60 Countries; covering all front post execution Operations teams including product aligned Middle Office groups, Settlements, Margin, Asset Servicing, Listed… more
- S&P Global (New York, NY)
- …with infrastructure teams to manage AWS environments effectively. + Lead technology audit compliance efforts in line with regulatory requirements. + Stay current ... **About the Role:** **Grade Level (for internal use):** 14 ** Head of Software Engineering: Data Platforms** The Head...cloud-based software development (AWS or Azure) and partnering with Product Management in an agile SDLC. + Experience in… more
- Citigroup (New York, NY)
- …issues and operational risk events. This position will report directly to the Head of Services Controls and Regulatory Management. **Key Responsibilities** + ... The Services In-Business Operational Risk and Resiliency Head is a first line of defence specialist...the Services Exco and work with the Global Services Product and Cluster Business Heads, Controls Heads, Services partner… more
- MUFG (New York, NY)
- …A member of our recruitment team will provide more details. **Job Description:** The Head of Global Sanctions Controls reports into MUFG Bank's Global Head of ... across the globe + Partner with global and regional compliance teams as well as first line of defense...guidance or training may be required due to evolving regulatory landscape. + Provide sanctions subject matter expertise and… more
- Raymond James Financial, Inc. (New York, NY)
- …contact with senior executives and some with external auditors and regulatory authorities. **Essential Duties and Responsibilities** * Develop and implement risk ... risk inventory. * Prepares appropriate RJF Risk Committee, Executive Committee, and regulatory reports. * Works across all levels of the organization (1 st… more
- BlackRock (New York, NY)
- …Our clients can access our investment solutions through a variety of product structures, including individual and institutional separate accounts, mutual funds and ... team is responsible for leading Global Trading's strategic response to commercial, regulatory and technology driven changes in capital markets. The team engages… more
- Citigroup (New York, NY)
- …ensuring the proper application of policies and institutional processes + Ensures compliance with regulatory requirements and Citi's policies / guidelines at ... Drive innovation on the solutions we provide clients through partnerships with product specialists and subject matter experts, while structuring deals that balance… more
- S&P Global (New York, NY)
- …This commercial position is part of S&P Global Market Intelligence's Regulatory Compliance Division. Reporting to the Commercial Head of Documentation and ... that span client reference data collection and management, client lifecycle management, regulatory compliance , and document management. + ** Regulatory … more
- Scotiabank (New York, NY)
- …close, financial and management reporting, booking model, financial projection and analysis, regulatory reporting, and product control under GAAP and IFRS. + ... mix of securities, loans, and derivatives. + A thorough understanding of financial/ regulatory and compliance policies and procedures + Possess an adequate… more
- Morgan Stanley (New York, NY)
- …potential gaps/conflict and path to resolution -Provide overall support to Global Head of Regulatory Affairs -Manage/oversee contingent resources Skills required ... of our culture. Department Profile Professionals within Legal and Compliance provide a wide range of services to our...complex and sensitive cross-border transaction; advise on a new product introduction; develop a training program or defuse an… more
- Intuit (New York, NY)
- … Product Management organization and drive our Enterprise Security & Compliance product strategy and execution across key domains, including Governance, ... Risk, and Compliance (GRC), Application Security, Third Party Security, Workforce Identity,...In this role, you will manage a team of product managers, collaborating closely with engineering, design, and cross-functional… more
- Citigroup (New York, NY)
- …ensure compliance with policies and procedures. + Establish New Product /Activity Due-Diligence and Change Management best practices and continuously improve each ... Manager, SVP reports to the Core Accounts Global CRM Head . This role will lead the implementation of end-to-end...regulatory changes through diligence across the business on compliance with regulatory changes. + Coordination with… more
- Bank of America (New York, NY)
- …is responsible for defining, providing and overseeing analytical processes for highly complex regulatory reporting for one or more operations product teams. Key ... reports - with the overall goal of centralizing and standardizing regulatory reporting across Global Market Operations. The Product management function… more
- AIG (New York, NY)
- …Product Underwriting Legal team as Product Counsel in the Global Legal, Compliance and Regulatory (GLCR) department at AIG. The Product Underwriting ... business initiatives. This position ultimately reports to the Global Head of Underwriting and Reinsurance Legal within AIG's legal...GLCR colleagues to address legal, regulatory and compliance issues of all types related to product… more
- SMBC (New York, NY)
- …as either a member or observer of various committees such as the New Product , Underwriting, Risk Management, Compliance , IT Risk and Training committees. The ... planning within area of expertise. Reports directly to the Head of Private Side Compliance Advisory for...Nikko Securities Inc. **Role Objectives** + Assists in providing regulatory and compliance advice, identifying training needs,… more
- Meta (New York, NY)
- …8. Develop and deliver compliance training programs 9. Support regulatory compliance efforts including controls testing, certifications, risk assessments, ... complexities head -on, to help design and build continuous operational compliance practices throughout the company while representing our users and their privacy… more
- IQVIA (New York, NY)
- …and regulatory requirements. + Ensure any regulatory or enterprise compliance impacts are accounted for in product and communicated to the team. ... planning and audience creation. You work in close partnership with our Head of Media OS Product , our Leads on the Audience Data team, and our Partnerships team.… more
- JPMorgan Chase (New York, NY)
- …in shaping the financial and business management strategy. You will work closely with the Head of Tech, Data & Product Talent & Employee Experience and their ... responsibilities** + Act as a trusted advisor to the Head of Tech Data, and Product Talent...Act as primary liaison with controls function to ensure compliance with policies and regulatory commitments, while… more