- SMBC (New York, NY)
- …portfolio of benefits to its employees. **Role Description** The Head of Risk Assessment , Monitoring and Testing, and Regulatory Change Management is ... role within the Compliance Department, reporting directly to the Head of Corporate Compliance. This role is tasked with...role is tasked with leading three key functions: Compliance Risk Assessment , Monitoring and Testing,… more
- Citigroup (New York, NY)
- …AML, Sanctions and AB&C** Serves as a Head of Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) team for AML, Sanctions ... Head Compliance Independent Assessment for...+ Design, Develop, implement, and execute the compliance independent assessment monitoring and testing plan for AML,… more
- CIBC (New York, NY)
- …the Chief Risk Officer and Board of Directors in articulating and monitoring Risk Appetite through Risk Appetite Statements, ongoing breach escalations, ... Appetite, Identification of Material and Emerging risks, Recovery and Resolution Planning, and Risk Culture. JOB PURPOSE The Executive Director, Head of Risk… more
- Amalgamated Bank (New York, NY)
- …and customers. Essential Job Functions: + Using a compliance risk assessment ; develop and implement a comprehensive compliance monitoring and testing program ... The Head of Compliance Monitoring & Testing...Lead a team of compliance professionals responsible for conducting risk -based reviews and testing of key controls and processes… more
- Citigroup (New York, NY)
- …validations, and control enhancement initiatives + Coordinate the overall MCA and Annual Risk Assessment (ARA) processes for the LMS business, track progress to ... (including Third Party and Inter-affiliate): Policy, Standards and Procedures management, risk identification and analysis, Manager's Control Assessment (MCA)… more
- Mizuho Corporate Bank (New York, NY)
- …including recalibration of the plan based on the results of the Compliance Risk Assessment + Update Compliance Monitoring Policies, Procedures, Frameworks ... Collaborate with other Compliance Governance pillars, including Regulatory Change, Compliance Risk Assessment , Compliance Testing, and Issues Management +… more
- HSBC (New York, NY)
- …assets. Contribute to effective utilization of the area/country balance sheet through monitoring risk -weighted assets (RWA) and deployment of appropriate risk ... partner for the CMB Middle East Region. As our Head of MENAT and KSA Desk you will: +...time management, planning, reporting and organization skills + Credit assessment skills would be an advantage, particularly regarding more… more
- Citigroup (New York, NY)
- …risk management policy for these businesses including the Manager Control Assessment (MCA), Annual Risk Assessments, establishing controls, coordination with ... utility functions to deliver issue management, quality control monitoring and 3rd party risk management activities for the businesses. + Lead Quality Control… more
- S&P Global (New York, NY)
- …a distinct advantage + Knowledge in Sustainable Finance, emerging markets, and other risk assessment integrated products would be a significant plus + ... Level (for internal use):** 14 **Responsibilities and Impact:** Reporting to the Head of Global Commercial Strategy, Product & Operations, the successful candidate… more
- Citigroup (New York, NY)
- …* Analysis and monitoring of client and segment relationships to mitigate risk * Oversight for iCAPs (Issues and Corrective Action Plans) monitoring and ... reports to the Liquidity Management Services (LMS) and Core Accounts Global CRM Head . This role will lead the implementation of end-to-end risk management… more
- Citigroup (New York, NY)
- …In-Business QA (IBQA) function in the establishment of WCR IBQA policies, procedures, risk assessment and controls to drive effective QA coverage and standards ... provide an integrated "end-to-end" credit underwriting, identification, measurement, management, monitoring and reporting for wholesale credit businesses across the… more
- Mizuho Corporate Bank (New York, NY)
- …and execution. Specifically, this role will include overseeing the end-to-end AI risk assessment process, ensuring the organization's comprehensive management of ... Responsibilities: AI Center of Excellence Leadership: + Support the Head of AI & Robotics in setting the strategic... Risk and lead other resources (Project Manager, Risk Assessment PM) Risk Management:… more
- Morgan Stanley (New York, NY)
- …to the Business Control and Assessment Lead for all assignments *Perform other risk management tasks as directed by the Head of Control and Governance for ... that provide business support for Compliance QA, Compliance Call Monitoring QA, and HMDA reporting *Manage risk ...to remediate any process or control gaps identified *Prepare risk management and assessment updates to Senior… more
- TD Bank (New York, NY)
- …business AML/ATF related activities as necessary + Provides oversight on enterprise-wide annual risk assessment process as required + Protects the interests of ... **Preferred Qualifications:** The Director - TDS, Senior AML Financial Crime Risk Oversight Specialist will provide AML compliance support for all aspects… more
- Morgan Stanley (New York, NY)
- …audit. - Present transactions to Firm approval committees and quarterly review Credit committees of higher risk loans to the Global Head of FSL Credit Risk - ... Firm Risk Management Firm Risk Management (FRM)...subsequent collateral pledges, portfolio management of existing facilities, and monitoring upcoming renewals and repayments. Primary Responsibilities - Responsible… more
- Citigroup (New York, NY)
- …liaise with regulators on critical AML issues, participate in key governance forums, risk assessment and training initiatives, and support reporting to executive ... with applicable AML laws and regulations. **Role** The Global Head of AML Risk Management - Wealth...line of defense function provides oversight through appropriate controls, monitoring and escalation framework. This person is responsible for… more
- Citigroup (New York, NY)
- The Risk organization's Head of Project Management Group...operational risk , credit risk , market risk , risk identification and assessment , ... is looking for a strong ** Risk Program Management Leader** for the Wealth ...structured approach (methodology) to the successful management, tracking, planning, monitoring and reporting of concurrent, multiple financial services projects… more
- Citigroup (New York, NY)
- …limit approvals for existing and new clients on the platform, including proxy portfolio risk assessment . + Work with partners in Market Risk , Credit ... product suite. This role will report to the Global Head , and will support the Futures & Derivatives Clearing...will be a risk manager in In-Business Risk (IBR) within Equities, responsible for measuring, monitoring… more
- SMBC (New York, NY)
- …aspects of the control environment including issues management, audits/reviews, Annual Risk Assessment , testing of controls and customer remediation. Ensures ... of the Bank. Position reports directly to the Group Head of LMG and has dotted line reporting to...expected to contribute to leading the internal execution and risk management process supported by Lending Management Group members.… more
- CIBC (New York, NY)
- …of risks in their daily responsibilities, not just in quarterly or annual monitoring /assessments. We all are accountable for managing risk . As an employee ... design and implementation of CIBC's supervisory review system and second line monitoring program for its Equity and Equity Derivatives business; + Providing ongoing… more