- SMBC (New York, NY)
- …an aggressive growth strategy inclusive of striving to attain primary dealer status. Securities Operations within Nikko America is responsible for the timely and ... Securities and processes. In addition to building out the Nikko Securities Operations team to support this growth agenda the individual will also be required… more
- TD Bank (New York, NY)
- …risk, operations , marketing and other applicable teams. + Assist Head of GTB Business Transformation with preparation for strategic documents for senior ... States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $250,000 - $300,000 USD TD is...and TDS strategic priorities. + Advise & support the Head of GTB's business transformation, Head of… more
- TD Bank (New York, NY)
- …Location** : United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $150,000 - $200,000 USD TD is committed to providing fair ... TDS Treasury is part of Global Markets in TD Securities , and manages the dealer's liquidity, funding and non-trading...positions. The position liaises closely with the Bank's other operations in Canada, Europe, and the US to assist… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail...portfolio of benefits to its employees. **Job Summary** The Head of Functions Control Officer is a leader, change… more
- S&P Global (New York, NY)
- …**Grade Level (for internal use):** 14 **Responsibilities and Impact:** Reporting to the Head of Global Commercial Strategy, Product & Operations , the successful ... + Create high levels of communication between Product / Operations / Analytical R&D and other key stakeholder teams,...for greater opportunity for all. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve ... Commodities. Professionals in the Division assess and actively manage risk, trade securities , and structure as well as execute innovative transactions in the… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- Citigroup (New York, NY)
- …derivatives, structured products, and strategic advisory services. The Corporate Banking AML Head is a leadership position in Citi's Banking AML team, who manages ... Client AML Risk across the Corporate Banking business. The Corporate Banking AML Head will act as the primary liaison, collaborating across all three lines of… more
- Morgan Stanley (New York, NY)
- …a check and challenge over the first line's execution of enhanced due diligence. As the Head of the Client Risk Unit in GFC, you will: * Plan, coordinate, and track ... leading working groups with GFC, business unit, First Line Financial Crimes, Operations , and Technology representation * Coordinate with regional GFC Client Risk… more
- SMBC (New York, NY)
- …(SMBC) will work within the Legal Department, reporting to the Executive Director and Head of the Technology, Operations and Procurement (TOP) Legal team. **Role ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- SMBC (New York, NY)
- …advisory compliance experience at a broker dealer. + A solid foundation in US securities laws and regulations and broker dealer operations . + Ability to ... planning within area of expertise. Reports directly to the Head of Private Side Compliance Advisory for SMBC Nikko...communicate this knowledge and applicability to SMBC Nikko Securities Inc. and affiliate operations . + Understanding… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The firm's employees serve ... President, Paid Media*to join the Global Firmwide Marketing organization, reporting to the Head of Global Media. This role will be responsible for leading*Media … more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- Raymond James Financial, Inc. (New York, NY)
- …equity sales & sales trading. * Principles of banking and finance and securities industry operations . * Financial markets and products. * Canadian Capital ... on investment opportunities and recommending buying and selling of securities . Regular contact with internal and external customers is...views on US equities, coordinate those requests with the head of sales before communicating with US clients. *… more
- S&P Global (New York, NY)
- …markets, geographies and emerging risks. The role will report into the MD and Head of Global Commercial Strategy. **The Team:** The role sits within the Global ... will work most closely with and report into the Head and MD of Global Commercial Strategy, Product, &... and MD of Global Commercial Strategy, Product, & Operations . **Responsibilities:** + Monitor market trends, competition, customer feedback… more
- TD Bank (New York, NY)
- …Location** : United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $175,000 - $195,000 USD TD is committed to providing fair ... business, Financial Crime Risk Management Group, Market Compliance, PB Operations and Governance and Control to ensure compliance with...due diligence reports and escalate any concerns to the Head of AML. + Conduct on-going enhanced due diligence… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail...owners - closed. This role will report into the Head of Compliance Reporting, Risk & Controls and manage… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC Rail Services LLC, Manufacturers… more
- Morgan Stanley (New York, NY)
- …a global financial services leader with three core businesses - Institutional Securities , Asset Management, and Global Wealth Management. Global Wealth Management is ... Platforms team, and work closely with various stakeholders including business, operations , technology, LRC, fraud and advisor /service support teams across Wealth… more
- SMBC (New York, NY)
- …to Cyber Incident Readiness focusing on Third-Party Resilience for the Combined US Operations (CUSO) in accordance with US Regulations, Head Office policies and ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more