- City of New York (New York, NY)
- …the direction of the Director, Investigations and Compliance Unit, the Investigations and Compliance Officer will: - Manage relationships with agency ... non-discrimination training curricula, conducts very time-sensitive high level discrimination complaint investigations when the EEO Officer or agency head is… more
- S&P Global (New York, NY)
- …Officers and the Risk & Internal Controls team globally, the Data & Technology Covering Compliance Officer will be a direct liaison and a point of escalation ... & Technology employees' adherence to S&P Global Ratings' Policies. + Undertake Compliance investigations and reviews as required. + Assist in the development of … more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...Contributes to various reporting requirements and other ad hoc investigations . + Work with Global Advisory team and other… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...Contributes to various reporting requirements and other ad hoc investigations . + Work with Global Advisory team and other… more
- CIBC (New York, NY)
- …based in Toronto, Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing, implementing, and maintaining ... OCC, and state of Delaware rules and regulations; + **Working** with the US Chief Compliance Officer and the Director of US Compliance Programs to develop,… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... requests. In coordination with Legal, analyze and respond to regulatory enforcement investigations . + Conduct assigned monitoring and compliance processes in… more
- Citigroup (New York, NY)
- Serves as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- Marex (New York, NY)
- …information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Surveillance Compliance officer to join their team in New York. The ... and venues with an opportunity to gain exposure to a wider range of compliance activities at a market-leading firm. Marex has unique access across markets with… more
- City of New York (New York, NY)
- …duties will include serving in the position of Records Access and Chief Privacy Officer for the Department. Under the leadership of the Deputy Commissioner for Legal ... for independent initiative and judgment, the Records Access and Chief Privacy Officer is responsible for overseeing the Department's response to Freedom of… more
- City of New York (New York, NY)
- … efforts. Coordinate with legal and regulatory affairs teams to respond to compliance inquiries, audits, and investigations , and ensure timely and accurate ... perform tasks and assignments in the fields of Cyber security Awareness, Governance, Compliance , and other relevant and required duties for the Cyber security… more
- S&P Global (New York, NY)
- …to key policies and facilitate compliance training programs. + Contribute to compliance investigations and reviews. + Define and execute compliance ... use):** 12 **About the Role:** S&P Global is seeking a Compliance Director to join our Compliance Team for the S&P Global Dow Jones Indices (SPDJI) division.… more
- MTA (New York, NY)
- Hearing Officer Job ID: 7789 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: Regular Department: Date Posted: Jul 12, 2024 ... Description JOB TITLE: Hearing Officer SALARY RANGE: $85,000 - $100,000 HAY POINTS: 479...various Transit location, including depots and remote locations. Conducts investigations of complaints, including employee interviews and fact gathering… more
- City of New York (New York, NY)
- Job Description TASK FORCE: Executive JOB TITLE: One (1) EEO Officer CONTROL CODE: EXE-25-01 SUMMARY: The Mayor's Office of Management and Budget (OMB) is the City ... of Equal Employment Opportunity (EEO) is responsible for ensuring compliance with federal, state, and city employment laws, which...of New York's Equal Employment Opportunity Policy. The EEO Officer will report directly to the agency head. The… more
- Citigroup (New York, NY)
- …(ICRM) responsible for leading and managing business execution activities, supporting the Chief Compliance Officer and the Senior Leadership team for Banking & ... priority change initiatives for the office of the Chief Compliance Officer . In addition, this role plays...regulatory examinations, reviews and inquiries and internal and external investigations , as well as testing and audit. + Partnering… more
- US Bank (New York, NY)
- …you excel at-all from Day One. **Job Description** Senior Credit Approval Officer position within Credit Risk Management with responsibility for credit approval ... (DFI) and Education Non-Profit (ENP). The Senior Credit Approval Officer will be responsible for review and approval of...with the business lines to both maintain and ensure compliance with related policies and procedures, monitor and report… more
- City of New York (New York, NY)
- …Investigations Division (SID), Office of Accountability Strategies (OAS), Compliance and Contract Monitoring (CCM), Investigation, Revenue and Enforcement ... and the Accountability Initiative and Change Monitoring (AICM). The DHS Engineering Audit Officer (EAO) reports directly to the Deputy Commissioner of OAS & OQA. The… more
- Citizenship and Immigration Services (New York, NY)
- …District 13, New York City Field Office. As an Supervisory Immigration Services Officer , you will direct the adjudication of complex applications and petitions from ... established goals, measures and objectives for program effectiveness and compliance with pertinent legal and regulatory guidelines. Requirements Conditions of… more
- Wells Fargo (New York, NY)
- About this role: Wells Fargo is seeking a Lead Control Management Officer within Commodities Trade Surveillance. Learn more about our career areas and lines of ... scenario design, implementation, parameter setting, alert dispositioning and support with investigations . **In this role, you will** + Work closely with Risk… more
- City of New York (New York, NY)
- …Services and is responsible for conducting complex and confidential investigations into employment discrimination allegations, as well as ensuring reasonable ... by, or seeking employment with, ACS As the EEO Officer , you will: - Manage EEO Operations: Handle all...investigative cases in a timely manner. - Collaborate for Compliance : Work closely with the Human Resources Office and… more
- City of New York (New York, NY)
- …The division of Bridges is seeking to hire a seasoned site safety officer with demonstrated experience and knowledge of OSHA, PESH, MUTCD and related Federal, ... risks. Visit active project sites to assess ongoing work conditions to ensure compliance . Work with project management teams and field workers to develop and… more