- Bank of America (New York, NY)
- …is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. ... activities to provide independent compliance and operational risk oversight of FLU or Control Function...risk losses + Manages inventory of processes, risks, controls , and associated metrics for risk appetite… more
- Scotiabank (New York, NY)
- …and execute the RCSA framework, plan, and overall evaluation of operational risk across all US businesses ( Equities , Prime Services, GBP, FICC, and CIB) ... Manager, First Line Operational Risk , SBUS Risk ...framework by working with the US Businesses in completing Risk and Control Self-Assessments (RCSAs) and in… more
- Scotiabank (New York, NY)
- …program for all US businesses and control and support functions (CSF). The operational risk requirements for technology are quickly growing and in need of a ... Manager, First Line Operational Risk & RCSA **Requisition ID:**...Risk & Control Self-Assessment (RCSA)...risk across all US Business technology (used within Equities , Prime Services, GBP, FICC, CIB, etc.) + Serve… more
- Scotiabank (New York, NY)
- …etc., across all SBUS businesses and control /support functions (CSF). Experience in operational risk assessment and global markets, as well as a strong ... to advance the program. + Establish and maintain an operational risk and control library...risk processes. + Expert/good working knowledge of internal controls . + Demonstrate significant maturity, credibility and sound judgment… more
- Bank of America (New York, NY)
- …for executing second line of defense compliance trade surveillance and operational risk oversight for a Front Line Unit, Control Function, and/or Third ... activities to provide independent compliance and operational risk oversight of FLU or Control Function...risk losses + Manages inventory of processes, risks, controls , and associated metrics for risk appetite… more
- MUFG (New York, NY)
- …Risk Analyst will also assist in the remediation and management reporting of operational risk issues and/or identified control weakness. This includes ... **Major Responsibilities:** + Help assess the effectiveness of established operational risk management controls +...controls + Assist in the completion of annual risk and control self-assessments (RCSAs) + Produce… more
- Marex (New York, NY)
- …+ Interface with the equity clearing front desk as well as other risk control , and support teams like Compliance, Legal, Finance, Operations, Treasury, and ... business). + Provide quantitative support and development for MNA's equity risk model and validation needs. Develop...CFTC and other applicable exchanges + Adhere to the operational risk framework for your role ensuring… more
- American Express (New York, NY)
- …Assessment, Testing and Reporting team is to identify, assess, mitigate, and report on Operational Risk within BU processes for GCS to ensure adherence to ... risk . GCS is looking for a Director of Control Management Risk Assessment to lead a...the enterprise **Required Qualifications:** + 6 Years experience in operational risk management (eg, within Risk… more
- Citigroup (New York, NY)
- …a plus).Significant experience in Operational Risk is a must. Other risk and control disciplines would be a plus - credit, and market. **Education:** ... Operations Transformation Program Execution teams to implement solutions for mitigating operational risk across functions and products. **Job Purpose:** The… more
- TD Bank (New York, NY)
- …issues + Coordinates and/or guides activities relating to core operational risk disciplines/programs including, Risk & Control Self-Assessment, Business ... and manage these risks + Establishes and provides on-going analysis and reporting on operational risk and/or other major risk categories as applicable to… more
- BlackRock (New York, NY)
- …with senior management, Aladdin Product Group and Technology leadership, Information Security, Operational Risk and other control functions to achieve ... **About this role** **Title: Director, Operational Risk - Technology and Cybersecurity...experience preferred) + Demonstrable ability to analyze and monitor risk control issues through to resolution +… more
- American Express (New York, NY)
- …Assessment, and Testing team is to identify, assess, mitigate, and report on Operational Risk within Finance processes to ensure adherence to regulatory ... and map against risks and processes (eg, cross-Finance process- control mapping) + Develop risk dashboards and...the enterprise **Required** **Qualifications:** + 6 Years experience in operational risk management (eg, within Risk… more
- Morgan Stanley (New York, NY)
- …Associate-level position on the Non-Market Risk team within the Institutional Equity Division (IED) Business Control Unit.The individual will work within a ... *Institutional Equities Division New York, Non-Market Risk ,...cross-functional team to support various risk functions including operational risk ,… more
- Morgan Stanley (New York, NY)
- …Model Risk Management Department which is dedicated to providing independent model risk control , review and validation of models used by Morgan Stanley. ... risk (XVA/IMM), credit risk (IRB), market risk (IMA), operational risk , capital...- Collaborate with Global MRM teams, XVA Strategists, Model Control Officers, Valuation Control and Risk… more
- Amazon (New York, NY)
- …inclusive of policy and process documentation and regular reporting. Ownership of operational risk programs, including business continuity and resiliency and ... focusing on multi-dimensional financial (capital, liquidity, etc) and non-financial (cyber, operational , conduct, regulatory, etc) risk programs to deliver data… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management… more
- American Express (New York, NY)
- …framework, standards, and processes, ensuring implementation with the Enterprise and Bank-wide operational Risk policies and maintaining a safe and sound ... Internal Control booklet of the Comptroller's Handbook, Corporate and Risk Governance booklet of the Comptroller's Handbook, Large bank Supervision booklet of… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... not limited to, IT, Cyber, Business Continuity, Third Party Risk Management (TPRM), Operational Risk ...improve future response efforts Other Responsibilities: + Support the controls framework within US Operational Resilience; ensure… more
- Deloitte (New York, NY)
- …prioritize business, operational , regulatory, and technology risks as well as risk mitigation strategies for our clients + Understand the impact of key ... complex ideas clearly and persuasively across a variety of strategic, operational , technological, and risk management matters. Required Qualifications +… more
- JPMorgan Chase (New York, NY)
- …7+ years of Professional experience in financial services industry with background in controls , audit, quality assurance, operational risk management, or ... of these issues. You will also assist in top-down risk analysis, real-time control issue detection, escalation,...significant gaps and weaknesses and determine root cause of control breaks + Ensure that controls are… more