- Bank of America (New York, NY)
- Compliance & Operational Risk Manager - Global Markets & Fixed Income New York, New York **Job Description:** At Bank of America, we are guided by a common ... + Negotiation + Process Management + Written Communications The Compliance and Operational Risk (C&OR) Manager is responsible for engaging in activities to… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial ... responsible for executing second line of defense compliance and operational risk oversight for a Front Line...and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk … more
- Citigroup (New York, NY)
- Operational Risk Management (ORM) is seeking to hire an Operational Risk Manager to support its growing footprint. You will work within ORM's Global ... Coverage Team, partnering with Global Equities business and Product Control. The Operational Risk Manager will provide hands-on support to Equities Business… more
- Bank of America (New York, NY)
- Equities Compliance and Operational Risk Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make ... responsible for executing second line of defense compliance and operational risk oversight for a Front Line...and risk -based focus of the second line's risk management activities. The C&OR Manager prepares… more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager - Control Room Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by ... execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and...day to day Control Room processes. + Assist AMRS manager in Quality Assurance reviews for the AMRS team.… more
- Manulife (New York, NY)
- …Winning Team today. **Working Arrangement** Hybrid **Job Description** **The Opportunity** The Manager , Operational Risk Management of Manulife/John Hancock ... Markets/ General Account, will be responsible for assisting the Director, Operational Risk Management of Manulife / John Hancock Investment Management Private… more
- Grant Thornton LLP (New York, NY)
- As a Regulatory Compliance and Operational Risk Manager , you will get the opportunity to grow and contribute to our clients' business needs by providing ... knowledge on emerging regulations and help organizations leverage efficiencies within the Risk Advisory Practice - all with the resources, environment, and support… more
- Grant Thornton LLP (New York, NY)
- As a Regulatory Compliance and Operational Risk Manager , you will get the opportunity to grow and contribute to our clients' business needs by providing ... knowledge on emerging regulations and help organizations leverage efficiencies within the Risk Advisory Practice - all with the resources, environment, and support… more
- Wells Fargo (New York, NY)
- … Manager who will provide leadership in the audit coverage of Wells Fargo's Operational Risk Management second line of defense function. The Senior Audit ... Manager will report to an Audit Director and will...with executing and/or providing audit coverage of financial institutions, operational risk management capabilities including risk… more
- US Bank (New York, NY)
- …**Job Description** -Partners with leaders in their assigned Line of Business, - Risk /Compliance/Audit (RCA) Consultants, and other RCA Managers to, depending on the ... oversee the successful creation, implementation, and maintenance of an effective risk management framework. -Lead projects and/or activities that ensure compliance… more
- Bank of America (New York, NY)
- …subject matter expert in test script design and test execution for Compliance and Operational Risk . The Testing Manager IC, in collaboration with Testing ... The Testing Manager IC consults with compliance officers and operational risk to execute an effective testing program per requirements. This role contributes… more
- Citigroup (New York, NY)
- …to 2nd line risk policies, standards, and frameworks (incl. In-Business Senior Operational Risk Manager (SORM) requirements) + Advise Business Owners on ... and partner with resources from existing business and functional risk and control teams, as well as IT system...thinking + Proficient in developing new ideas to mitigate risk and improve current processes. This job description provides… more
- TD Bank (New York, NY)
- …Framework will oversee the design, development, update, and implementation of the operational risk management framework. This role requires extensive experience ... management processes and methodologies. The Executive Head of US Operational Risk Management Framework acts as a...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Neuberger Berman (New York, NY)
- …offer a broad platform to accommodate the evolving needs of our clients. Co-Head of the Operational Risk Group in the New York office of a US headquartered asset ... and liaison across local and global business functions on Operational Risk matters and 2) a key...1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm… more
- BMO Financial Group (New York, NY)
- …to clients around the world. #bmocapitalmarkets Lead the execution of the RRS Operational Risk mandate through the following responsibilities: + Lead and ensure ... NA RRS team in the execution of its mandate Operational Risk Mandate: + Prevent operational...customers reach theirs. From in-depth training and coaching, to manager support and network-building opportunities, we'll help you gain… more
- Randstad US (New York, NY)
- technology risk and controls manager . + new...is seeking a Technology Risk & Controls Manager to support several operational resilience remediation ... and dashboards. Support BU Risk Officers in risk reporting to senior management. - Support BCM/ Operational...- Advanced Microsoft Office skills qualifications: + Experience level: Manager + Minimum 5 years of experience + Education:… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Manager , AML Financial Crime ... mentorship to direct reports; and assumes responsibility to minimize operational and regulatory risk by complying with...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Citigroup (New York, NY)
- …partners. This includes ensuring execution of Citi policies and tools such as the Operational Risk Framework. Some of the components this includes are: * Oversee ... Establish best practices and continuously improve each rollout * Operational Risk Management Policy & Standards: ensure...trends/ concerns based on reviews of potential loss events, operational losses and Manager Control Assessments (MCA)… more
- Bloomberg (New York, NY)
- Senior Risk Manager - Engineering COO Office **New York, NY** Posted Jun 4, 2024 - Requisition No. 125754 The mission of the Engineering COO Office is to engage ... clients and Bloomberg partners. We are passionate about mitigating operational risk and diligent about minimizing bureaucracy...across the department. We are looking for a Senior Risk Manager to join our team to… more
- TD Bank (New York, NY)
- …for this role. **Line of Business:** Risk Management **Job Description:** The Risk Manager I position is placed within the Credit Management Portfolio and ... analysis + Develop Tableau dashboards to measure and monitor operational and credit risk metric performance and... Risk Management (RCRM) for credible challenges The Risk Manager I manages the creation, implementation… more