- Wellington (New York, NY)
- …our perspectives with those of our clients. **About the Role** The Senior Regulatory Compliance Analyst will support Wellington Management's compliance ... infrastructure against these growth initiatives and implementing enhancements where necessary. The Compliance Senior Analyst will be a member of the Legal, … more
- SMBC (New York, NY)
- **Role Description** Regulatory Compliance Analyst is a professional responsible for processing and ensuring to complete the regulatory compliance ... **Qualifications and Skills** + +2 years of experience in regulatory compliance + Analytical thinking, attention to details, effective communication, technology… more
- ManpowerGroup (New York, NY)
- Our client in the finance industry is seeking an AML Compliance Analyst to join their team. As an AML Compliance Analyst , you will be part of the ... Monitoring which will align successfully in the organization. **Job Title:** AML Compliance Analyst **Location:** (Remote) **Pay Range:** $65-70/HR W2 **What's… more
- Citigroup (New York, NY)
- The role is in the Broker Dealer Regulatory Reporting Department, which is responsible for ensuring the capital adequacy of all of Citi's US broker dealers on a ... for providing information and coordinating requests for internal and external audits, regulatory examinations and inquiries (FINRA, SEC, CME) of the US broker… more
- Robert Half Management Resources (Woodbridge, NJ)
- Description We are offering a long term contract employment opportunity for a Sr. Compliance Analyst in the banking industry based in Woodbridge, New Jersey. The ... Sr. Compliance Analyst will perform compliance ...a related field is preferred. * Relevant certifications in compliance , such as Certified Regulatory Compliance… more
- Oura (New York, NY)
- …- both in and out of the office. We are looking for a highly motivated IT Compliance Analyst to join our IT Operations team. This role is critical for supporting ... SOC2, HIPAA, HITRUST, and DoD frameworks. As an IT Compliance Analyst , you will play a hands-on...and procedures, ensuring alignment with industry best practices and regulatory requirements. + Audit & Compliance Management:… more
- City of New York (New York, NY)
- …recruiting for (1) one Associate Staff Analyst to function as a Compliance Analyst , who will: - Conduct professional organizational research to promote ... Job Description PLEASE NOTE APPLICANTS MUST BE PERMANENT IN THE ASSOCIATE STAFF ANALYST CIVIL SERVICE TITLE.OR IN A COMPARABLE TITLE ELIGIBLE FOR 6.1.9. The DSS… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk analyst for the CBNA, Banking and International Independent Compliance Risk Management (ICRM) programs team responsible ... of compliance related issues. + Reviewing materials to ensure compliance with various regulatory and legal requirements. Identifying and addressing… more
- Scotiabank (New York, NY)
- Senior Analyst , Issues Management & Reporting / US Compliance **Requisition ID:** 212248 **Salary Range:** 69,400.00 - 129,000.00 _Please note that the Salary ... operations. This will entail the identification, tracking and reporting of compliance -related issues resulting from various sources including regulatory exams,… more
- New York State Civil Service (New York, NY)
- NY HELP No Agency Financial Services, Department of Title Virtual Currency Analyst (Financial Services Specialist 1 ( Compliance ), SG-18) Occupational Category ... or practices.* Reviewing financial institution programs, policies and procedures for compliance with legal and regulatory requirements.* Evaluating financial… more
- Bloomberg (New York, NY)
- …performance, financial oversight and thought leadership. We are looking for a finance analyst to join our larger finance team supporting the Legal, Compliance , ... management support to drive the strategic direction of Bloomberg's Legal, Compliance , and Risk Functions. Legal performs all legal interpretation and drafting,… more
- City of New York (New York, NY)
- …Compliance Manager, with latitude for independent judgment, the Senior Environmental Compliance Analyst will perform highly responsible work in managing field ... to ensure that construction work is performed in a safe manner, in compliance with regulatory agency requirements, and the quality of work is in line with best… more
- CIBC (New York, NY)
- …Exposure to risk management, capital stress testing, credit risk models, and regulatory compliance would be particularly relevant. + **You embrace and ... visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing** As a Business Systems Analyst on the US Compliance Technology team, you'll be… more
- Wellington (New York, NY)
- …to deepen understanding of investment strategies relative to client guidelines and regulatory standards. + Additionally, the Senior Analyst will participate in ... five years of experience in Guideline Monitoring, Investment Operations, or Investment Compliance , and/or an understanding of regulatory frameworks such as the… more
- Scotiabank (New York, NY)
- …are in compliance with governing regulations, internal policies and procedures. Analyst will work closely with the Manager and Senior Manager FLSS and will ... Internal Control Analyst **Requisition ID:** 212982 **Salary Range:** 69,400.00 -...assist in meeting a number of industry practices and regulatory requirements related to GTB business unit. Accountabilities: +… more
- MUFG (New York, NY)
- …our recruitment team will provide more details. **Job Summary:** The Financial Reporting Analyst reports to the Regulatory Reporting Manager and is responsible ... regulatory reports (including daily 15c3-1 daily net capital computation) in compliance with all regulatory requirements, Company policies and procedures, and… more
- City of New York (New York, NY)
- …City Housing Maintenance Code and New York State Multiple Dwelling Law. To ensure compliance with the legal and regulatory obligations of these laws, the Office ... investment, coupled with a commitment to reduce administrative and regulatory barriers, is a multi-pronged strategy to tackle New...Test plans/cases and automation scripts and outputs. The QA Analyst will ensure compliance by following testing… more
- The New York Public Library (New York, NY)
- … will collaborate with multiple units within the department including Operations, Regulatory Compliance , Fleet, Procurement, Environmental Health and Safety, and ... **Planning and Projects Analyst ** **Department:** Facilities **Employment Type:** Full Time **Location:**...and mechanical drawings. + Proficient in local and state regulatory compliance , including knowledge of inspections and… more
- Hackensack Meridian Health (Edison, NJ)
- …The role requires an in-depth review of data and analysis to ensure regulatory compliance and maximize program value in accordance with 340B policies ... serve as a leader of positive change. The **Pharmacy Analyst , 340B** will be responsible for ensuring 340B program..., 340B** will be responsible for ensuring 340B program compliance in HMH's 340B Discount Drug Program. This involves… more
- Bank of America (New York, NY)
- …and technology groups we prioritize and manage change driven by business, legal, regulatory , compliance or market requirements. The function is seeking to ... Product Management - Transformation Analyst Charlotte, North Carolina;New York, New York **Job...and timeliness + Defines and executes control practices, including compliance with all regulatory and policy requirements,… more