- US Tech Solutions (New York, NY)
- …Effectively oversee the incident reporting program for NAM. * Develop and support business unit management reporting. * Support risk initiatives across NAM ... Indicators, and management reporting. * Serve as a risk management subject matter expert for the business...tabletops. * Monitor industry trends and changes in the regulatory environment. * Build key relationships with business… more
- Morgan Stanley (New York, NY)
- …**Job:** **Operational Risk * **Title:** *Vice President US Banks First Line Business Risk Regulatory & Audit* **Location:** *New York-New York* ... is a global financial services firm that conducts its business through three principal business ...experience in financial services with focus on audit or regulatory risk & compliance; 15 years preferred… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Principal Business Execution Consultant to focus on cloud and datacenter transformation programs as a leader of the ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance),… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... you. About this role: Wells Fargo is seeking a Principal Engineer in technology as part of The Wealth... identification and escalation, as well as making sound risk decisions commensurate with the business unit's… more
- Wells Fargo (New York, NY)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), ... **About this role:** Wells Fargo is seeking a Principal Engineer for support CTO automation products. This... identification and escalation, as well as making sound risk decisions commensurate with the business unit's… more
- Amazon (New York, NY)
- …technologies, including Core banking systems, capital markets and trading platforms, risk management solutions, regulatory compliance and reporting systems (eg, ... cloud technology. Principal IETAM in the Financial Services vertical owns business acumen and alignment of all Technical Account Managers working in the… more
- Pfizer (New York, NY)
- …thought partners and technical solution providers to commercial arms of the business (eg, Pfizer's salesforce or marketers), working at the intersection of ... stack and defining solutions that propel our Marketing partners in achieving business objectives. **Role Summary:** We are seeking a highly skilled and experienced… more
- Amazon (New York, NY)
- …We are seeking an experienced Principal Security Specialist who can apply broad risk , compliance and regulatory knowledge to challenging and complex AI / ML ... a technical field. -10+ years of IT security audit, assurance, governance+ risk +compliance and/or relevant regulatory experience. Preferred Qualifications -Have… more
- Capco, a Wipro Company (New York, NY)
- …globe. Our delivery expertise spans across launching new lines of business , coordinating high-impact regulatory response programs, leading complex integration ... across all areas of the front office, operations, technology, risk , finance and compliance. Our clients include the largest...change and compete.' **About the Job:** As a Managing Principal at Capco you will be playing a key… more
- Capco, a Wipro Company (New York, NY)
- …nationally and internationally. Our delivery capabilities encompass launching new business lines, coordinating significant regulatory response programs, leading ... across all areas, including the front office, operations, technology, risk , finance, and compliance. We serve the largest investment...and stay competitive. **About the Job:** As a Managing Principal at Capco, you will play a crucial role… more
- Citigroup (New York, NY)
- …venues and explore opportunities for trading efficiencies + Appropriately assess risk when business decisions are made, demonstrating particular consideration ... + Develop and maintain working relationships with support partners including risk oversight, client service and fiduciary oversight teams + Actively participate… more
- Bausch + Lomb (Matawan, NJ)
- …management of complex engineering projects including but not limited to business development projects, new machinery, machinery upgrades, systems upgrades including ... using 6 sigma and trend analysis. DoE, FMEA, process risk assessment etc. + Conduct engineering elements of the...clear and concise manner is important. + Quality and Regulatory Compliance: Understanding of quality management systems and … more
- Bank of America (New York, NY)
- …to area(s) of coverage **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical Thinking + ... (GCR) has a business -critical role to mitigate legal, compliance and reputational risk within the firm and is responsible for managing the flow of Material… more
- Mizuho Corporate Bank (New York, NY)
- … risk events, issues, and key risk indicators. + Partner with Business Risk & Control (1st LoD Business Controls professionals) to provide ... Mizuho's success in the Americas as well as meeting regulatory expectations and requirements. The Non-Financial Risk ...manage, and report non-financial risks across Mizuho's lines of business . Principal Duties may entail all or… more
- Mizuho Corporate Bank (New York, NY)
- …& analytics skills. This role reports directly to the Head of Compliance Risk Management. Principal Duties and Responsibilities Execution of the Compliance ... Monitoring Activities + Collaborate with other Compliance Governance pillars, including Regulatory Change, Compliance Risk Assessment, Compliance Testing, and… more
- JPMorgan Chase (New York, NY)
- …future success. Risk managers help manage our financial reputations and regulatory performance, while working across the business to shape decisions, ... at the forefront of how we do business , and critical to our current and...Credit Risk , Reputational Risk , Country Risk , Principal Risk , and Model… more
- Morgan Stanley (New York, NY)
- …by partnering with business units across the Firm to realize efficient risk -adjusted returns, acting as a strategic advisor to the Board and protecting the Firm ... Firm Risk Management Firm Risk Management (FRM)...Group (SPG) and Global Capital Markets (GCM) businesses. The business coverage includes transaction management and approval of highly… more
- Citigroup (New York, NY)
- …off-sites, town halls etc and act as a main point of contact to the Principal Risk Owner (IALT member) for review/challenge and approvals and helps with ... in conjunction with the team, including financial, staffing, quality, risk and regulatory matters + Support various...alignment and communications are in place. + Appropriately assess risk when business decisions are made, demonstrating… more
- Bank of America (New York, NY)
- …responsibilities on behalf of the line of business . Requires a qualified registered principal (as defined by regulatory bodies), a deep understanding of the ... VP, Sr Business Controls New York, New York **Job Description:**...and serve as subject matter expert on supervision structure, risk controls and policy implementation. Partner closely with senior… more
- Morgan Stanley (New York, NY)
- Morgan Stanley is a global financial services firm that conducts its business through three principal business segments-Institutional Securities, Wealth ... and grow. The WM and US Banks Financial Crimes Risk Team is embedded within the Firm's business...related action items. The VP will lead coordination of regulatory exams and internal audits. * * Risk … more