- Bloomberg (New York, NY)
- Risk Assurance and Testing Oversight Officer - Chief Risk Office **New York, NY** Posted Jul 1, 2024 - Requisition No. 126270 The energy of a ... ad hoc assignments as directed by the Global Head of Risk Assurance and Testing Oversight **You'll need to have:** + Minimum 7+ years of experience… more
- TD Bank (New York, NY)
- …and due diligence, enhanced due diligence, policy, governance, training and/or compliance assurance and testing + Provides oversight on day-to-day ... **Preferred Qualifications:** The Director - TDS, Senior AML Financial Crime Risk Oversight Specialist will provide AML compliance support for all aspects of… more
- Ankura (New York, NY)
- …consent agreements, National Security Agreements, Letters of Agreement, and Letters of Assurance . + Supporting independent oversight in connection with corporate ... advising clients on controls implementation in accordance with best practices, testing controls efficacy, and periodically reporting to internal company or external… more
- City of New York (New York, NY)
- …OF CHILD PROTECTVE SPECIALIST SUPERVISOR ARE ELIGIBLE TO APPLY* The DCP Quality Assurance unit which is part of the Jaden Reform is responsible for investigative ... latitude for the use of judgment and independent decision making, the Quality Assurance ("QA") Supervisor will work within a unit responsible for encompassing all… more
- Bank of America (New York, NY)
- …to policies + Engages in activities to provide independent compliance and operational risk oversight of Front Line Unit or Control Function (FLU/CF) performance ... Compliance and Operational Risk Manager- Control Room Charlotte, North Carolina;New York,...Process Analysis + Issue Management + Monitoring, Surveillance, and Testing **Job Description Summary** The Global Control Room (GCR)… more
- TD Bank (New York, NY)
- …expertise on regulatory requirements and assisting business units to manage their regulatory risk . **Job Overview:** + Develop and oversee Oversight Program over ... first line and second line Monitoring and Testing Activities + Conduct Quality Assurance (QA)...standards (including workpaper review) + Provide Compliance (second line) oversight , review and challenge over first line testing… more
- Morgan Stanley (New York, NY)
- …strong Oversight program covering communications and trade surveillance and testing of policies, processes, and controls. They also strive to maintain ... an important part of our culture. Department Profile Professionals within the Non-Financial Risk (NFR) Department of the Legal and Compliance Division provide a wide… more
- Citigroup (New York, NY)
- … assurance processes including regional enterprise wide and horizontal risk assessments, self-assessment, internal audit, and compliance testing review ... + Participate in various business and compliance governance and oversight forums (eg Business Risk and Controls...in and manage or coordinate, as appropriate, various internal assurance processes, eg Enterprise wide and Horizontal Risk… more
- Bank of America (New York, NY)
- …+ Data and Trend Analysis + Decision Making + Monitoring, Surveillance, and Testing + Problem Solving + Quality Assurance **Shift:** 1st shift (United ... improve policies, procedures, and process flows for the FLU. **Responsibilities:** + Oversight of the Onboarding and Maintenance requirements with focus on enhanced… more
- Morgan Stanley (New York, NY)
- …the Audit Coverage Director (ACD) leading all Capital Planning audit coverage and assurance activities for the Firm, including US Banks and other legal entities ... this role is responsible for Audit's Capital Planning Content Management and Oversight (CMO) office that maintains responsibility for coordinating and driving the… more
- American Express (New York, NY)
- …portion in one of the following: 1st LoD Treasury (Liquidity/Capital) and/or 2nd LoD Risk Oversight or at a major financial institution in the US (ie, ... to expand and enhance the Internal Audit Group. Our assurance and risk professionals have diverse backgrounds...Lead global audits for LRM, including internal liquidity stress testing (ILST), cashflow forecasting, intraday liquidity risk … more
- MUFG (New York, NY)
- …remediation, and closure. + 3-5 years' experience with RCSA frameworks including KRIs, risk to control mapping, and control testing . + Preferred: Professional ... regulations + Understanding of risk management, including experience executing risk assessments, testing and evaluating processes and controls + Experience… more
- Bank of America (New York, NY)
- …Experience supporting end-users as an application SME Skills: Monitoring, Surveillance, and Testing Quality Assurance Risk Management Research Problem ... to drive adherence to enterprise-wide standards. Job expectations include monitoring and testing controls and implementing quality assurance and quality control… more
- American Express (New York, NY)
- …in one of the following: (1) 1st LoD Treasury (Liquidity), (2) 2nd LoD Treasury Risk Oversight or (3) Internal Audit at a major financial institution in the ... as we continue to expand and enhance the Internal Audit Group. Our assurance and risk professionals have diverse backgrounds including internal controls,… more
- Citigroup (New York, NY)
- … assurance processes such as regional enterprise wide and horizontal risk assessments, self-assessment, internal audit, or compliance testing reviews + ... The Compliance Anti-Money Laundering (AML) Risk Management Senior Director is a senior management...goals across Citi's clients, products, and geographies + Provide oversight and guidance in the assessment of complex issues,… more
- Morgan Stanley (New York, NY)
- …with Firm policies and procedures by overseeing the execution of regular self-audit testing and partnering with the Complex Risk Officers on branch exams ... our client experience by focusing on operational efficiency and oversight . The Service Manager (SM) will report directly to...training for Service Professionals, partner with Complex Sales and Risk teams to ensure execution in all aspects of… more
- S&P Global (New York, NY)
- …procedures, fostering a culture of adherence to laws and regulations. + Provide oversight for the Division's IOSCO assurance program. + Offer advisory services ... the Head of Compliance, divisional leaders, and the Corporate Compliance and Risk teams. **Interaction:** + Partner with business leaders to provide fit-for-purpose… more