- Robert Half Finance & Accounting (New York, NY)
- …A leading NYC Investment Management firm is currently seeking a highly qualified SEC Manager to join their dynamic team. The successful candidate will ... and internal controls. + Monitor and interpret US GAAP standards, SEC interpretations, SEC rules and regulations. + Carry out technical accounting research on… more
- JPMorgan Chase (New York, NY)
- JP Morgan Asset Management is the world's third-largest alternatives manager , with a 40-year history of delivering innovative alternative solutions across market ... funds. **Job Summary** As an Asset Management - REIT SEC Fund Reporting - Vice President within the Real...helping to enhance, implement, and fully manage our periodic SEC reporting processes. You will work closely with an… more
- Capital One (New York, NY)
- …of new and updated financial industry laws and regulatory requirements (eg, FINRA, SEC ). The Compliance Advisor Senior Manager works within the Compliance ... of America, New York, New York Compliance Advisor Senior Manager The Compliance Advisor Senior Manager will...matter expertise and guidance on compliance with all applicable SEC and FINRA rules and regulations, including but not… more
- Capco, a Wipro Company (New York, NY)
- …management consulting firm preferred or experience at top-tier industry firm in wealth manager , FINRA and SEC broker dealers, investment advisors or asset ... managers + Experience in strategic consulting, management consulting, program / project management, process improvement, business re-engineering + Unique perspective on the wealth management industry and an area of specialty and a thirst for improving your… more
- Pfizer (New York, NY)
- The Senior Manager of External Reporting assists in ensuring compliant, complete, accurate and timely SEC and other filings. The individual will participate in ... that feed into reporting the main financial statements and footnotes to the SEC ; leverage technology to ensure the timely, complete and accurate delivery of… more
- Meta (New York, NY)
- …the ESG team for reporting. **Required Skills:** ESG Audit and Controls Manager Responsibilities: 1. Drive the development of implementation and assurance readiness ... practices and assurance and the relevant regulations and standards, including SEC , CSRD, and other relevant frameworks (mandatory and voluntary). 8. Proven… more
- American Express (New York, NY)
- …managing end to end credit process from reserve adequacy assessment to the SEC and regulatory reporting. This role will be responsible for credit reserve accounting ... of accounting & reporting experience including good knowledge in US GAAP accounting, SEC , and Regulatory Reporting + Proficiency in Microsoft office ( power point,… more
- Revlon (New York, NY)
- …a review and analysis of recent developments in accounting and financial pronouncements ( SEC , FASB, PCAOB, etc.) and their likely impact for the company. Prepare a ... priorities in a changing and dynamic environment. + Strong knowledge of SEC requirements and experience with end to end preparation of financial statements.… more
- Bank of America (New York, NY)
- Compliance & Operational Risk Manager - Global Markets & Fixed Income New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to ... employees and clients, aligned to company D&I goals. + Manager of Process & Data: Demonstrates deep process knowledge,...Strong knowledge of Swaps/Derivative Market * Strong understanding of SEC , FINRA and CFTC rules and regulations * Strong… more
- Ankura (New York, NY)
- …Inspections (DRI). In addition, we have former senior officers from the SEC Division of Enforcement, certified public accountants, including many former audit firm ... partners, standard-setters, and other regulatory officials from the PCAOB, SEC , and Financial Accounting Standards Board (FASB). Our team provides insights into the… more
- Siebert Williams Shank (New York, NY)
- …in New York and Oakland. SWS is a perennial leader as a co- manager of investment-grade corporate debt, a national leader in public finance investment banking, ... and a sound regulatory capital base. We are a SEC -registered securities broker-dealer and member of the Financial Industry...underwriting business * Provide advice on MSRB, FINRA, and SEC rules, regulations and interpretive guidance, as well as… more
- Bank of America (New York, NY)
- Global Markets Risk Sr Manager New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better ... groups (ie, Compliance, Finance, Operations, etc.). Senior market risk manager leading the independent risk oversight of the Structured...CLO managers + Present directly to US regulators (eg SEC ) as part of regular routines and regulatory exams… more
- Equitable (Woodbridge, NJ)
- Branch Manager , Atlantic Liberty ( 240000MS ) **Primary Location** : UNITED STATES-NJ-Woodbridge **Organization** : Equitable **Schedule** : Full-time ... an organization that will help unlock your potential? Equitable is seeking a Branch Manager to join our Atlantic Liberty Branch in Woodbridge, NJ. This position is a… more
- SMBC (New York, NY)
- …products. SMBC Nikko Securities America, Inc. (Nikko US) is an SEC -registered securities broker-dealer and member of the Financial Industry Regulatory Authority ... the SMBC Global Markets business unit. The Credit Intake Manager will be part of the Client Lifecycle team...managing risks & controls during onboarding. The Credit Intake Manager will drive high-priority clients through the credit application,… more
- Arena Investors LP (New York, NY)
- …Arena's Head of Software Development is looking for hands-on IT project manager who will focus on vendor system integrations and proprietary software development ... act as an internal consulting capacity. As a project manager , this position would drive projects from start to...to IT in financial services (eg, GDPR, MiFID II, SEC rules). + Strong organizational and time management skills.… more
- KPMG (New York, NY)
- **Business Title:** Manager , Capital Solutions **Requisition Number:** 119344 - 68 **Function:** Advisory **Area of Interest:** **State:** NY **City:** New York ... a career in Advisory. KPMG is currently seeking a Manager , Capital Solutions to join our Capital Solutions group...knowledge in one of the following: US GAAP, IFRS, SEC financial reporting issues, bankruptcies, business combinations or financial… more
- Robert Half Finance & Accounting (New York, NY)
- …technology company located in the New York, NY, area is looking to add an Accounting Manager to their team. 2 days a month will be work from home. * Detail prepare ... Help with quarterly review and year-end financial audit and SEC filings * Work with external auditors to ensure...experience). + Certified Public Accountant is required for Accounting Manager level. + Familiarity with Workday, Workiva, and Visual… more
- Scotiabank (New York, NY)
- Senior Audit Manager , Compliance Audit (Non-AML) **Requisition ID:** 209949 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... for every future! **Purpose** Seeking a detail-oriented Senior Audit Manager who is seasoned Compliance Auditor with significant experience...related to market abuse and conduct (eg FINRA, CFTC, SEC , FCA) + Strong analytical skills with a proven… more
- Citigroup (New York, NY)
- The Tax Controller Senior Group Manager is a senior management level position responsible for the provision of tax reporting and analysis in coordination with the ... Finance team. Additionally, the Tax Controller Senior Group Manager develops reporting and control procedures to accurately prepare information for financial… more
- KPMG (New York, NY)
- **Business Title:** Manager , Accounting Advisory Services **Requisition Number:** 118706 - 68 **Function:** Advisory **Area of Interest:** **State:** NY **City:** ... then consider a career in Advisory. KPMG is currently seeking a Manager in Accounting Advisory Services for our Deal Advisory (https://advisory.kpmg.us/) practice.… more