- Bank of America (New York, NY)
- Senior Audit Manager - BSA/ AML including Sanctions Charlotte, North Carolina;East Hartford, Connecticut; Plano, Texas; Boston, Massachusetts; Wilmington, ... of Business (LOBs) ranging in scale and scope. Key responsibilities include developing BSA/ AML and Sanctions audit plans, assessing issues for impact, assigning… more
- Scotiabank (New York, NY)
- Senior Audit Manager , Compliance Audit (Non- AML ) **Requisition ID:** 209949 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary ... together to drive ambition for every future! **Purpose** Seeking a detail-oriented Senior Audit Manager who is seasoned Compliance Auditor with significant… more
- Robert Half Management Resources (New York, NY)
- Description We are in search of an AML Audit Manager to join our team in the Financial Services industry, based in New York. This role offers a contract ... clearly understood and followed. * Generate detailed reports of audit results and present findings to senior ...financial services industry * Strong knowledge and experience in audit procedures and compliance and AML , OFAC,… more
- TD Bank (New York, NY)
- …the Bank's risk appetite and strategic direction. **Depth & Scope:** + Senior specialist with AML /ATF/Sanctions/ABAC expertise, works independently and is ... role. **Line of Business:** Financial Crime Risk Management **Job Description:** The AML Financial Crime Risk Oversight Specialist acts as key business oversight… more
- TD Bank (New York, NY)
- …mitigation and program enhancement opportunities to FCRM colleagues, stakeholders, and senior management + Through the normal course of executing responsibilities, ... of relevant industry experience and proven leadership roles in AML , model management, or risk management + Significant exposure...levels + Experience creating documentation that meets regulatory and audit standards **Who We Are:** TD is one of… more
- Scotiabank (New York, NY)
- Senior Manager , Regulatory Reporting **Requisition ID:** 206287 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a guideline ... together to drive ambition for every future! **Overview** In this role as a Senior Manager , Regulatory Reporting, you will contribute to the overall success of… more
- Scotiabank (New York, NY)
- Senior Manager , US Compliance Risk Assessment **Requisition ID:** 207309 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... industries! We work together to drive ambition for every future! **Purpose** The Senior Manager , US Compliance Risk Assessment contributes to the overall success… more
- TD Bank (New York, NY)
- …role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Manager , Financial Crime Risk Management role leads, develops and ... / regulatory guidance and advice related to specialized domains of TD's AML /ATF/Sanctions /ABAC programs. This role provides specialized project support or services.… more
- Scotiabank (New York, NY)
- Senior Manager , Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... Identify and escalate compliance issues and execute action plans for Internal Audit and Compliance Testing findings assigned to Compliance to adequately address… more
- Scotiabank (New York, NY)
- Senior Manager , Head of Volcker Compliance **Requisition ID:** 206763 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... for Volcker breaches and ensure valid breaches are promptly remediated and senior management is informed. + Execute Enterprise Compliance requirements such as the… more
- TD Bank (New York, NY)
- … and KYC requirements and works with cross-functional units (Compliance, Technology, Business, Audit ) to support and help execute AML and KYC-related projects. ... the policy and training exemption governance and reporting processes to the GAML Senior Executive Team (and related AML Sub-Committees) + Prepares summaries,… more
- TD Bank (New York, NY)
- …the ABAC program including governance, controls, risk assessment, training, and testing. The Manager , AML Financial Crime Risk Management role leads and develops ... role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Manager , Anti-Bribery/Corruption (ABAC) Program role will report into the Sr. … more
- Wells Fargo (New York, NY)
- …controls, US and International financial crimes regulations + Experience with BSA/ AML /OFAC/ABC and Audit /Examination + Big 4 consulting/accounting and/or ... Exams and Issues Monitoring (AEIM) Team is seeking a ** Senior Business Execution Consultant** . The AEIM team is...volume of applicants. The ideal candidate will possess solid BSA/ AML /OFAC/ABC experience in Audit /Compliance with integrity and… more
- Bank of America (New York, NY)
- …as needed. * Writing technical reports for distribution and presentation to model developers, senior management, audit and banking regulators. * Acts as a ... Quantitative Finance Manager Charlotte, North Carolina;Jersey City, New Jersey; New...oversees stakeholder engagement, including team effort in preparation for audit and regulatory exams + Sets priorities related to… more
- TD Bank (New York, NY)
- …Crime Risk Specialist role develops and maintains TD's AML /ATF/Sanctions/ABAC programs, including frameworks, methodologies, policies, standards, procedures, ... internal/external exam support, etc. including but not limited to regulatory mandated AML historical reviews. This position, sitting within the Financial Crimes Risk… more
- Scotiabank (New York, NY)
- …guidance for remediation if deficiencies identified. + Serve as an effective risk manager to assist senior leadership in evaluating key operational risks across ... Manager , First Line Operational Risk, SBUS Risk Assessments...Line (FLSS), Second Line (Operational Risk Management), and Internal Audit , to confirm comprehensive and consistent practices are followed… more
- Scotiabank (New York, NY)
- …data points to the operational risk framework. + Serve as an effective risk manager to assist senior leadership in evaluating key operational risks across their ... Manager , First Line Operational Risk & RCSA **Requisition...RCSA technology universe. + Evaluate enterprise-wide assessments in TPRM, BSA/ AML , CRCA, Risk ID, operational resiliency, to tie critical… more
- CIBC (New York, NY)
- …business initiatives, management reporting, governance and controls and internal audit /deficiency remediations. **What You'll Be Doing** + New Business Initiatives ... stakeholders across the different businesses our team supports including up to Senior Management levels + Prioritizes, directs and implements assignments / projects… more
- Citigroup (New York, NY)
- …the thematic Compliance programs on the resolution of open issues related to audit and examination findings; report progress to senior ICRM and Business/Function ... Serves as key credit cards product and unsecured lending compliance risk manager and thought leader for Independent Compliance Risk Management (ICRM) responsible for… more