- Office of the New York City Comptroller (New York, NY)
- …Transformative, and Innovative. The Bureau of Asset Management (BAM) is responsible for oversight of the investment portfolios of the five New York City pension ... Officer (DCIO) will be a member of the BAM senior leadership team and a voting member of the...the Economically Targeted Investment (ETI) program and will have oversight over the Diverse and Emerging Manager and Brokerage… more
- Arche (New York, NY)
- …of an Investment Banking client account. As a key member of the Global senior management team, they will provide the Account/ Divisional/ Global leadership with high ... contract.Drive high quality financial / commercial performance throughout the business , by developing strategic internal and external client relationships.Hold key… more
- TD Bank (New York, NY)
- …the role in addition to the above department specific overview **Job Description:** The Senior Compliance Business Oversight Analyst provides objective ... **The compliance department** **is a second line function that** **provides compliance oversight and independent guidance for consumer banking products.** +… more
- TD Bank (New York, NY)
- …implementation of AML/ATF/Sanctions/ABAC Compliance programs + Works with senior business unit management/partners to develop proactive strategies, tactics, ... role. **Line of Business :** Financial Crime Risk Management **Job Description:** The Senior Manager, AML Financial Crime Risk Oversight oversees the team and… more
- Ankura (New York, NY)
- …defined by HOW we solve challenges. Whether a client is facing an immediate business challenge, trying to increase the value of their company or protect against ... innovative, customized solutions and strategies designed for today's ever‐changing business environment. This gives our clients unparalleled insight and experience… more
- Pfizer (New York, NY)
- …improvement framework. This involves working with senior leaders, BPOs, business lines, digital, legal, compliance , quality groups and governance groups ... they are comprehensive, effective, and aligned with project goals. + Manage oversight governance committees to ensure compliance with quality standards and… more
- TD Bank (New York, NY)
- …implementation of AML/ATF/Sanctions/ABAC Compliance programs + Works with senior business unit management/partners to develop proactive strategies, tactics, ... Financial Crime Risk Oversight oversees the team and leads 2nd-line oversight activities and monitoring of the AML/ATF/Sanctions/ABAC compliance programs for… more
- Bloomberg (New York, NY)
- …Services team, you will work with Risk colleagues, as well as key Legal, Compliance , and Business partners, in implementing and executing on risk assurance ... up to you to make it happen. **What's the role?** Bloomberg's Risk and Compliance Departments play a critical role in supporting our businesses and operations around… more
- Amazon (New York, NY)
- …& Oversight management tools. * Manage partnerships with internal business stakeholders. * Create monitoring and testing plans for applicable advertising ... bar on our advertising products and services through privacy, compliance , security, trust, and regulatory engagement. We are looking...to help us lead and conduct our Audit & Oversight program. The role has impact across critical areas… more
- Guardian Life (Holmdel, NJ)
- …assignments in support of Group Benefits Compliance efforts. **Reporting Relationships** As our Senior Compliance Analyst, you will report to our Senior ... oversight for the following product lines, services, and business units: + Family and Medical Leave (FMLA), Paid...Compliance Leader, who reports to our Group Benefits Senior Compliance Lead **Location /Travel** Hybrid role:… more
- MTA (New York, NY)
- Senior Manager Corporate Compliance Job ID: 8646 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: Regular Department: ... Counsel Date Posted: Sep 4, 2024 Description JOB TITLE: Senior Compliance Manager SALARY RANGE: $97,000 ‐...agencies, as requested. + Assist delegated persons in exercising oversight responsibility for the MTA 's corporate compliance… more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, support, ... its regulators, including queries arising in the normal course of business outside of specific examinations, and managing supervisory examinations, globally.… more
- City National Bank (New York, NY)
- ** COMPLIANCE OFFICER SENIOR ** **WHAT IS THE OPPORTUNITY?** The Senior Compliance Officer is responsible for managing and maintaining assigned areas of ... the compliance program including monitoring business area ...role is responsible for directly managing members of the compliance team with oversight of periodic analysis… more
- Intuit (New York, NY)
- …cybersecurity risk landscape continues to evolve, the importance of scaling our Small Business compliance program to meet the security obligations of our ... their tracks? Join us to lead the GBSG (Global Business Solutions Group.) Compliance team to design...We are looking for a motivated, innovative, and passionate Senior Technical Compliance Manager who is driven… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to support the business aligned compliance functions on the Fixed Income ... This role within the Fixed Income Sales & Trading Compliance Team is the Business Aligned ...+ Provide oversight and governance of a business group or manage companywide compliance programs… more
- KPMG (New York, NY)
- ** Business Title:** Senior Specialist, Cyber Security Compliance Lead **Requisition Number:** 115313 - 68 **Function:** Advisory **Area of Interest:** ... a career in Advisory. KPMG is currently seeking a Senior Specialist, Cyber Security Compliance Lead to...work experience + Skilled with security controls design, implementation oversight , and testing as well as strong writing abilities… more
- Robert Half (New York, NY)
- …global consulting firm. Where We Need You Protiviti is looking for a Risk & Compliance Senior Manager to join our growing Lender Due Diligence team. Protiviti's ... JOB REQUISITION Risk and Compliance Lender Due Diligence Senior Manager...business relationships and a professional network, including with senior executives. + Successfully pursuing business development… more
- M&T Bank (New York, NY)
- …key compliance risks. **Primary Responsibilities:** + Consult with managers of business units on compliance matters. + Provide timely and thoughtful ... of the laws, rules and regulations with which the business and/or Compliance Risk Management (CRM) must...- Supports the 2nd Line of Defense Fiduciary Risk Oversight program through execution of the CRM Program and… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Senior Officer, you will assist the Compliance ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...rules * Review risks and controls related to new business initiatives * Participate in governance and oversight… more
- Wellington (New York, NY)
- …providing regulatory compliance advice and guidance to the private investments business and in collaboration with legal and enterprise risk colleagues + Provide ... those of our clients. **About the Role** The Head of Private Credit Compliance will support and provide leadership to Wellington Management's private investments … more