• Senior Lead Control Management…

    Wells Fargo (New York, NY)
    …we invest in you. Apply today. **About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer to support the Global Operations Control ... Team **In this role, you will:** + Lead the strategy and resolution of highly complex initiatives requiring in-depth evaluation across multiple operations groups +… more
    Wells Fargo (11/05/24)
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  • SVP, Compliance Product Senior

    Citigroup (New York, NY)
    Serves as a senior product compliance risk officer...as well as testing and audit. + Designing and lead compliance and control reviews. + Partnering ... in other functional units; ability to navigate a complex organization; to influence and lead people across cultures at a senior level + Experience in managing… more
    Citigroup (10/18/24)
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  • Senior Compliance Officer

    SMBC (New York, NY)
    …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... compliance risk, and is represented by the Chief Compliance Officer as either a member or...team and other legal entities in the Americas to lead a coordinated effort throughout the organization. + Collaborates… more
    SMBC (08/28/24)
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  • Senior Compliance Officer

    Wellington (New York, NY)
    …Therefore, a key responsibility of the role is to work with the Chief Compliance Officer to build-out, manage and execute the compliance infrastructure ... Group and will report to the Private Investments Chief Compliance Officer , working closely with other ...Ability to self-start, think creatively and initiate projects that lead to improved scalable workflows + Highly organized and… more
    Wellington (10/14/24)
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  • Client Analytics & Lead Finance…

    Citigroup (New York, NY)
    The Client Analytics & Lead Finance Officer Team - Senior Vice President position is a Finance Risk & Control role responsible for leading all aspects of ... transparency, and control, as well as ensure alignment with Citi standards and compliance with key regulatory requirements. In fulfilling this mandate, the role will… more
    Citigroup (09/03/24)
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  • Senior Contracts and Grants Officer

    International Rescue Committee (New York, NY)
    …Technical Unit (LSTU) and reports to the US Legal Services Director. The Senior Officer provides operational oversight related to legal services contracts and ... Requisition ID: req55989 Job Title: Senior Contracts and Grants Officer Sector:...grants across the US, including budgeting, financial and performance compliance , and reporting. Major Responsibilities: Contract and Grant Management… more
    International Rescue Committee (11/04/24)
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  • Senior Program Officer - Grants…

    International Rescue Committee (New York, NY)
    Requisition ID: req55501 Job Title: Senior Program Officer - Grants and Growth Management Sector: Grants Employment Category: Fixed Term Employment Type: ... of the Role Reporting to the Director, Signpost, the Senior Program Officer (SPO) plays a vital...to the Director, Signpost, advising together with the Program Lead and the Senior Technical Advisor on… more
    International Rescue Committee (10/12/24)
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  • Senior Treasury Sales Officer

    Bank of America (New York, NY)
    Senior Treasury Sales Officer New York, New York;Chicago, Illinois **Job Description:** At Bank of America, each day brings innovation and opportunity. We are ... of America. Powered by people. Driven by Technology. The Senior Treasury Sales Officer (TSO) is responsible...He or she will partner with Corporate Bankers, Product, Compliance , Credit, Risk and Service partners to present optimal… more
    Bank of America (10/31/24)
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  • Reg & Exam Senior Officer I - C14

    Citigroup (New York, NY)
    …in other functional units; ability to navigate a complex organization; to influence and lead people across cultures at a senior level + Experience in managing ... Serves as a risk officer for Client's Regulatory Management responsible for the...regulators. + Establishing and developing effective relationships within Citigroup senior management, front line, second line (including independent risk,… more
    Citigroup (11/02/24)
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  • Core Compliance Officer

    Tradeweb (New York, NY)
    Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities ... have a reporting line to a supportive and experienced compliance officer based in New York. You...key findings and areas of improvement to members of senior management within compliance + Monitoring and… more
    Tradeweb (08/14/24)
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  • Lead Investigative Protection…

    US Secret Service (New York, NY)
    …Secret Service, Office of Protective Operations, allows you to serve as a Lead Investigative Protection Officer . This position supports an integrated protective ... which may be paid up to 25% of the base salary. Responsibilities This Lead Investigative Protection Officer position starts at $102,163.00 (GS-12, Step-1), with… more
    US Secret Service (11/01/24)
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  • Chief Compliance Officer

    Amalgamated Bank (New York, NY)
    Amalgamated Bank seeks a Chief Compliance Officer (CCO) who will be r eporting to the Chief Legal Officer . The Chief Compliance Officer (CCO) is ... with all applicable regulations as well as internal compliance policies and procedures. The CCO will lead...issues + Participate in various bank committees to ensure compliance obligations are communicated to senior management… more
    Amalgamated Bank (10/29/24)
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  • Compliance Officer , Americas

    Wellington (New York, NY)
    …aligns our perspectives with those of our clients. **About the Role** The Compliance Officer will support Wellington Management's compliance program, ... infrastructure against these growth initiatives and implementing enhancements where necessary. The Compliance Officer will be a member of the Legal, … more
    Wellington (08/27/24)
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  • Chief Compliance Officer

    City of New York (New York, NY)
    …external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position will use an ... areas of concern. NYC Aging seeks a highly motivated Senior manager with broad-based experience in compliance ,...to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include… more
    City of New York (09/15/24)
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  • Business Risk Senior Officer II,…

    Citigroup (New York, NY)
    …other functional units; ability to navigate a complex organization; to influence and lead people across cultures at a senior level. + Bachelor's/University ... **Client Control - Non-Regulatory Engagements, Policies, Regulations, and Issue Remediation Lead (C15)** and will be responsible for implementing key processes and… more
    Citigroup (10/22/24)
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  • Research, Marketing, and Content Compliance

    Citigroup (New York, NY)
    Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... as well as testing and audit. + Designing and lead compliance and control reviews. + Partnering...ability to navigate a complex organization; to influence and lead people across cultures at a senior more
    Citigroup (09/20/24)
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  • Risk Officer , Risk and Compliance

    Amazon (New York, NY)
    Description We are looking for a passionate and driven individual to lead our 2LoD Risk Function. The successful candidate will already be operating at Chief Risk ... Officer level at a financial services regulated company. They...deliver data driven insights that balance risk management and compliance concerns with supporting business growth and innovation. In… more
    Amazon (10/24/24)
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  • Fixed Income Compliance Officer

    SMBC (New York, NY)
    …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... compliance risk, and is represented by the Chief Compliance Officer as either a member or...team and other legal entities in the Americas to lead a coordinated effort throughout the organization. + Collaborates… more
    SMBC (10/05/24)
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  • Compliance Risk Management Sr…

    Citigroup (New York, NY)
    Serves as a senior compliance risk officer ...ability to navigate a complex organization; to influence and lead people across cultures at a senior ... framework. **Responsibilities:** + Designing, developing, delivering and maintaining best-in-class Compliance , programs, policies and practices for ICRM. + Translating… more
    Citigroup (11/01/24)
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  • Finance Sub-function Lead Financial…

    Citigroup (New York, NY)
    The Financial Planning and Analysis Senior Lead Analyst is a senior level position responsible for providing management with an analysis and insight of ... provide a summary of financial trends and insight to senior management + Lead analysis of forecasts,...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
    Citigroup (10/23/24)
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