- Citigroup (New York, NY)
- Serves as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... preferred **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:**… more
- Citigroup (New York, NY)
- Serves as a senior function/business/ product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... a plus **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** New… more
- SMBC (New York, NY)
- …New Product , Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as the… more
- Citigroup (New York, NY)
- …(ICRM) responsible for leading and managing business execution activities, supporting the Chief Compliance Officer and the Senior Leadership team for Banking ... and coordinating communications for the Banking & International Chief Compliance Officer and Senior Leadership...Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full… more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... firm's risk appetite and protect the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner to develop and apply CRM… more
- Bloomberg (New York, NY)
- …up to you to make it happen. What's the role? Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the ... as evidenced by our award-winning pro bono program. The Data Privacy Compliance team works closely with our Legal counterparts, business and engineering stakeholders… more
- Citigroup (New York, NY)
- …and indicators for maximum efficacy. The Counterparty Credit Risk (CCR), Credit Portfolio Senior Officer is a senior -level position responsible for managing ... requisite impact of those governance items to prospective new partners or product initiatives + Establish and leverage cross-functional partnerships and network with… more
- Citigroup (New York, NY)
- Serves as a risk officer for Client's Regulatory Management Office, with a focus on Institutional Credit Management (ICM), responsible for the promotion, support, ... firm's risk appetite and protect the franchise. In addition, engages with the Client product and function coverage teams, in order to partner to develop and apply… more
- Truist (New York, NY)
- …performance inclusive of serving as a member of the assigned EL's senior leadership team. Provide leadership, talent development, and mentoring for team members ... and spirit of applicable company policies, procedures, processes, standards and regulatory/ compliance requirements. Drives change and takes a new perspective on… more
- Tradeweb (New York, NY)
- Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities ... have a reporting line to a supportive and experienced compliance officer based in New York. You...key findings and areas of improvement to members of senior management within compliance + Monitoring and… more
- Amazon (New York, NY)
- …Risk Function. The successful candidate will already be operating at Chief Risk Officer level at a financial services regulated company. They will have proven ... risk programs to deliver data driven insights that balance risk management and compliance concerns with supporting business growth and innovation. In this role, you… more
- SMBC (New York, NY)
- …New Product , Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as the… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... firm's risk appetite and protect the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner to develop and apply CRM… more
- Citigroup (New York, NY)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, ... firm's risk appetite and protects the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner to develop and apply CRM… more
- Morgan Stanley (New York, NY)
- …variety of supervisory, compliance and risk functions. In conjunction with the Senior Risk Officer (SRO) and the Associate/Regional Risk Officer ... clients Facilitates any supervisory inquiry or process that requires escalation from the Senior Risk Officer (SRO) and/or the Associate/Regional Risk Officer … more
- SMBC (New York, NY)
- …knowledge of the Volcker rule, and be able to implement, and manage SMBC's compliance program for the Volcker Rule. On a day-to-day basis, the position works closely ... global stakeholders and regional Volcker Offices on various aspects of Volcker compliance . The Director will be responsible for rigorously supporting the Executive… more
- Citigroup (New York, NY)
- **Citi Commercial Bank - Commercial Lending Management - Credit Officer , Consumer Products & Retail, SVP** **Description** Citi's US Commercial Bank (CCB) is a ... delivery model for the CCB, translating thought-leadership, industry and product expertise, and an end-to-end ownership of the credit...City, New York or Iselin, NJ. The CLM Credit Officer facilitates the end-to-end lending process for a covered… more
- City of New York (New York, NY)
- …duties will include serving in the position of Records Access and Chief Privacy Officer for the Department. Under the leadership of the Deputy Commissioner for Legal ... for independent initiative and judgment, the Records Access and Chief Privacy Officer is responsible for overseeing the Department's response to Freedom of… more
- International Rescue Committee (New York, NY)
- …tools to meet program guidelines. + Other duties as assigned. + Alongside the Senior Program Officer of Quality Assurance and Data, co-lead remote and on-site ... Requisition ID: req54607 Job Title: Quality Assurance & Monitoring Officer , HSPRS Sector: Monitoring & Evaluation Employment Category: Fixed Term Employment Type:… more
- JPMorgan Chase (New York, NY)
- …process and quarterly (Current Expected Credit Losses) reserving process + Work alongside senior team members on product specific analysis required to support ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...and striving to be best-in-class. As a Lead Credit Officer - Vice President within the Risk Management team,… more