- Santander US (New York, NY)
- Vice President , Compliance - Trade Surveillance New York, United States of America This Trade Surveillance role is an integral part of the Santander ... trade flows and/or implement new types of reviews. + Creates/maintains/provides compliance metrics, as needed, relating to trade surveillance. + Responds to… more
- SMBC (New York, NY)
- …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... benefits to its employees. **Role Description** The candidate will support the Global Trade Finance businesses from our New York office focusing on global customers… more
- JPMorgan Chase (New York, NY)
- …to be best-in-class. As a Compliance , Conduct and Operational Risk (CCOR) Vice President within the JPM Wealth Management team, you will partner effectively ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...relevant to fixed income trading with focus on regulatory trade reporting, best execution, distribution of fixed income new… more
- TD Bank (New York, NY)
- …related subject matter expertise and input into GTB's payments product strategy. The Vice President , US Domestic Payments, Product Transformation is a member of ... team and will report directly to the Director, GTB Payments, Product Transformation. The Vice President , US Domestic Payments will act as a catalyst and… more
- JPMorgan Chase (New York, NY)
- …you will be responsible for managing key products within CCOR's Global Compliance Trade and Electronic Communications Surveillance Program. This role requires ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...delivery. + Leverage and deepen subject matter expertise in trade and communications surveillance data and functional domains to… more
- SMBC (New York, NY)
- …a competitive portfolio of benefits to its employees. **Role Description** The Vice President , Cloud Security Architecture will be responsible for ensuring ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...is made up of Azure, AWS and GCP. The Vice President of Cloud Security Architecture focuses… more
- HSBC (New York, NY)
- …key initiatives, such as servicing more transactional needs via e-capability. As our Vice President , Corporate Sales you will: * Identify sales opportunities ... of the products that Strategic and Focus clients typically trade ; the role holder should therefore be familiar with,...clients in the Strategic and Focus service tier In compliance with applicable laws, HSBC is committed to employing… more
- JPMorgan Chase (New York, NY)
- As an Operational Risk Management Lead in Risk Management and Compliance (RM&C), you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more
- JPMorgan Chase (New York, NY)
- **Job Summary:** As a Vice President in Capital & Liquidity Policy, you will help to interpret and provide guidance on US regulatory capital and liquidity rules ... Aid in the activities of established teams in Finance and Risk to ensure compliance with US regulatory capital & liquidity requirements + to provide input and… more
- SMBC (New York, NY)
- …and systems that meet regulatory requirements and industry best practices. The Vice President will be responsible for driving defined projects/workstreams as ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...core Finance teams and other key colleagues (Technology, Risk, Compliance , etc.), Finance Change is primarily responsible for establishing… more
- HSBC (New York, NY)
- …of global opportunity for entrepreneurs and investors alike. The Opportunity - Vice President /Director, Relationship Banking As our business continues to grow ... you improve your health and well-being, finances, and lifestyle. **Qualifications** In compliance with applicable laws, HSBC is committed to employing only those who… more
- SMBC (New York, NY)
- …and Governance) across all finance functions (eg, Treasury, FP&A, Controllers etc.). The Vice President will be responsible for rigorously executing upon and ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...core Finance teams and other key colleagues (Technology, Risk, Compliance , etc.), Finance Change is primarily responsible for establishing… more
- BMO Financial Group (New York, NY)
- …to support trading products business and facilitating credit approvals in support of Trade Finance products. Cross sells Corporate Banking products (eg FX / treasury ... cash management & corporate cards, commodities, investment management, securitization, leasing, Trade Finance products, etc.) to BMO Capital Market clients. Also… more
- SMBC (New York, NY)
- …which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. The anticipated ... scenarios covering historical and forward-looking scenarios to ensure the firm's compliance with regulatory requirements (SR 11-10). The candidate will perform… more
- SMBC (New York, NY)
- …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... triggers for easing and tightening credit underwriting standards, CRVD and Audit compliance on sound Credit Risk Management practices and any other duties that… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance (RM&C), you are at the center of keeping JPMorgan Chase strong and resilient. You ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more
- Citigroup (New York, NY)
- …and other organizations across Markets and Securities Services and the broader business + Trade a book and deliver on budgeted revenues and manage book risk + ... controls: + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order to ensure appropriate… more
- Citigroup (New York, NY)
- …industry leaders such as Moody's Analytics (CLO eBidding) and BlackRock iShares (ETF Pre- Trade Tool) to bring investment information and analytics to the platform. + ... hedge funds and strategic data clients. + Develop Usage Metrics Dashboard in compliance with Need to Know infrastructure. Lead strategic reviews to ensure platform… more
- SMBC (New York, NY)
- …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... with legal developments and evolving best practices. + Support the Compliance Department, Human Resources Department, and other relevant stakeholders, in related… more
- BMO Financial Group (New York, NY)
- …Areas of Accountability** **Skills:** + Minimum 5 years experience at a bank, trade shop, market-maker or hedge fund managing an active book of Energy Derivatives ... + Documentation & Legal + Market Risk + Client Onboarding + Compliance **Compensation and Benefits:** $250,000 - 275,000 USD **Salary:** **Pay Type:** Salaried… more