- PNC (New York, NY)
- …feel respected, valued and have an opportunity to contribute to the company's success. As a Bank Risk Investment Officer within PNC's Market Risk ... Analytics, Financial Analysis, Model Development, Operational Risks, Quantitative Models, Risk Appetite **Competencies** Bank Quantitative Analysis, Consulting,… more
- City National Bank (New York, NY)
- *COMPLIANCE OFFICER SENIOR- INVESTMENT ADVISORY* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight and advisory role ... supporting assigned business units including two registered investment managers. The role will also be responsible for managing and maintaining assigned areas of the… more
- TD Bank (New York, NY)
- …existing Customer relationships and is the bridge between client and internal credit/ risk partners. The CRE REITs and Investment Funds Relationship Manager ... Business:** Personal & Commercial Banking **Job Description:** The Sr. Commercial Loan Officer combines an external sales role focusing on growing a Commercial… more
- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer -CIB **Reports to:** Director, Financial Crime Risk Oversight, TD… more
- US Bank (New York, NY)
- …their financial goals with confidence and integrity. The Asset Management Group Chief Investment Officer (CIO) is a key executive responsible for shaping and ... executing the investment strategy for US Bank Wealth Management.... strategy across Wealth Management, ensuring consistent execution and risk management + Oversee all portfolio management activities and… more
- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... you more specific details for this role. **Job Description:** The Assoc Investment Banking is responsible for providing structure, marketing and execution activities… more
- City National Bank (New York, NY)
- …exchange, investment and trust, etc.). May interface with other Bank departments as necessary to define responsibilities and coordinate objectives for all ... *SENIOR MORTGAGE LOAN OFFICER - ENTERPRISE* WHAT IS THE OPPORTUNITY? This...May identify business opportunities and solicit referrals of other Bank products or services from existing clients, referral sources… more
- Bank of America (New York, NY)
- …least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Houston/Treasury-Sales- Officer -I\_25038554-2) **Job Description:** At Bank ... Treasury Sales Officer I Houston, Texas;Dallas, Texas; New York, New...we make an impact in the communities we serve. Bank of America is committed to an in-office culture… more
- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... and analysis on regulatory/compliance/technology issues. Position will support the Chief Compliance Officer (CCO) in ensuring the Bank 's compliance with all… more
- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US...and coordinating the Compliance Oversight program over first line Risk Owner (RO) activities contributing to the overall Compliance… more
- JPMorgan Chase (New York, NY)
- …your clients? You have found the right team. As a Treasury Management Officer in Commercial Banking, you will generate new treasury management business and maintain ... industry conferences, webinars, and professional media platforms + Manage the non-credit risk for customer portfolio and monitor and enhance profitability of all… more
- Federal Reserve Bank (Newark, NJ)
- …Senior Vice President and OEB Chief Counsel, Senior Vice President and Chief Investment Officer , Senior Vice President and Chief Technology Officer , ... Analysts, Consultants, and Manager) Other key relationships: + President and Chief Executive Officer , Federal Reserve Bank of Atlanta + OEB Senior Leadership… more
- Mizuho Corporate Bank (New York, NY)
- …report monitoring + Effectively manage all audits and close all required audit and risk issues in a timely manner + Provide leadership for all team projects and ... + Implement and monitor internal controls to effectively minimize operational risk . + Oversee staff training and development programs, including performance… more
- TD Bank (New York, NY)
- …data governance, trade surveillance systems, and regulatory requirements at a large investment bank /systemically important financial institution in the US. Our ... + 10 years of experience in surveillance data quality at a large investment bank /systemically important financial institution (SIFI) in the US. + Demonstrated… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside...and striving to be best-in-class. As a Lead Credit Officer - Vice President in Commercial and Specialized Industries… more
- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... requirements and assisting business units to manage their regulatory risk . **Key Accountabilities** + Consistently exercise discretion in managing correspondence,… more
- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... TDS US Compliance team is looking for an Associate candidate (Senior Compliance Officer ) to join the new Trade Surveillance team. Preferred 3-5 years of experience… more
- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... details for this role. **Job Description:** We are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This role is… more
- Mizuho Corporate Bank (New York, NY)
- …appropriate configuration settings and thresholds values while consideration AML and OFAC Risk Assessments. + Execute a periodic Transaction Monitoring (TM) Risk ... with current risks. + Conduct annual assessment on customer risk rating model inputs and thresholds, ensuring that the...integrity and compliance. + Partner with the Chief Information Officer (CIO) function on the broader Data Program Roadmap,… more
- TD Bank (New York, NY)
- …highly-diverse equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. ... global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance program as… more