- JPMorgan Chase (Jersey City, NJ)
- …quo and striving to be best-in-class. As a Compliance , Conduct and Operational Risk ( CCOR ) - Surveillance Lead (Fixed Income Trade Surveillance ) - ... work closely with Line of Business management and LOB Compliance stakeholders, as well as global/regional Surveillance ...LOB Compliance stakeholders, as well as global/regional Surveillance teams, to promote our global program and its… more
- JPMorgan Chase (Jersey City, NJ)
- …outside the box, challenging the status quo and striving to be best-in-class. As a CCOR - Surveillance Lead ( Surveillance Strategy) - Vice President ... + Experience working on strategic initiatives, preferably in the compliance /regulatory/ surveillance environment - including defining requirements, conducting… more
- JPMorgan Chase (Jersey City, NJ)
- …and striving to be best-in-class. As a Compliance , Conduct and Operational Risk ( CCOR ) Surveillance Lead (Wealth Management Trade Surveillance ) Vice ... Surveillance program + Interact with Line of Business Compliance and LOB Management to appropriately escalate potential issues...and skills** + Prior financial services experience in Trade Surveillance or other Compliance function + FINRA… more
- JPMorgan Chase (Jersey City, NJ)
- …striving to be best-in-class. As a Surveillance Lead supporting the Compliance , Conduct and Operational Risk ( CCOR ) organization, you will work on daily ... Business Compliance and other internal teams to appropriately escalate potential compliance issues + Develop and enhance surveillance review processes and… more