- Mizuho Corporate Bank (New York, NY)
- …as determine when full KYC Onboarding is required versus streamlined KYC Onboarding is required + Ensure client packages adhere to internal audit ... Responsibilities: Support direct team manager for all onboarding processes: + Compose KYC packages and perform...and review Dodd Frank regulatory information provided by the client and determine if sufficient based on regulation +… more
- JPMorgan Chase (New York, NY)
- …activities that touch prospective or existing clients. **Job responsibilities:** + Own the client onboarding and account maintenance for new and existing clients ... customize solutions tailored to clients' specific needs. As a Client Associate in JP Morgan Advisors , you...and procedures + Interface directly with clients and Financial Advisors to make investment recommendations, propose firm… more
- Neuberger Berman (New York, NY)
- …**Primary Responsibilities:** + Partner with internal teams to identify onboarding requirements (Product Management, Marketing, Portfolio Management, Client ... **Position Overview** The Fund Onboarding Team is responsible for managing the implementation...2,900 employees in total-united in their commitment to delivering client outcomes and investment excellence. It is… more
- JPMorgan Chase (New York, NY)
- …types and investment wrappers. You will collaborate with portfolio managers, client advisors , and many internal teams, including RFP, Marketing, Product ... development, distribution management, and portfolio management. + Oversee the end-to-end client onboarding process, including negotiating investment … more
- BlackRock (New York, NY)
- …traded funds, retail mutual funds, business development companies, institutional collective investment funds and separately managed accounts. This in-house role is ... tax support and strategic advice across a range of investment products and fund structures, with a specific focus...letters, purchase agreements, credit agreements) with legal and tax advisors . Business Support + Provide technical tax support to… more
- BlackRock (New York, NY)
- …for the firm's Municipal products, and ensuring the team provides high-quality, investment -focused client service. As the candidate progresses in this role, ... preeminent asset management firms and a premier provider of global investment management, risk management and advisory services to institutional, intermediary, and… more
- BlackRock (Princeton, NJ)
- …Solutions helps clients customize portfolios for unique tax, values-alignment, or investment exposures across direct indexing, fixed income, active equity, and ... world-class service to all of our clients, from wealth advisors to family offices to endowments and foundations. **About...or a related field with a keen interest in client service and operational excellence + 1-3 years of… more
- TD Bank (New York, NY)
- …I acts as sales and relationship support for Relationship Managers and Investment Advisors who serves clients in the high-net-worth segment, supporting ... role will support other team members (Relationship Managers, Trust Advisors , or Investment Advisors ) and...to ensure that all new clients receive the complete onboarding experience. This includes a thorough client … more
- Publicis Groupe (New York, NY)
- …just media metrics, that will have a measurable effect on our clients' business. Every investment we make has an ROI mindset-not just for our clients, but for our ... aspects of implementation. **Responsibilities** + Assist with planning and implementation for client accounts across digital and print for clients in the Technology… more
- Neuberger Berman (New York, NY)
- …and improved client experiences. + Assess technology solutions to enhance client onboarding /offboarding experiences. + Serve as a partner to Product ... be responsible for overseeing operational and change-management aspects of our client lifecycle from onboarding , transition management, offboarding, and overall… more
- TD Bank (New York, NY)
- …regulatory regimes. The Financial Advisors , Relationship Managers, and Investment Advisors who are part of the client -facing Distribution teams are both ... of TD Bank, NA encompassing banking, custom credit, asset management, securities, investment advisory and insurance) through multiple legal entities (TD Bank NA, TD… more
- Thrivent Financial (Edison, NJ)
- …financial advisors and professionals. Only individuals who are financial advisors are credentialed to provide investment advisory services. Visit ... contracts), Series 7 and 66 registrations, and complete Thrivent's comprehensive advisor onboarding program. After onboarding , you'll have control over the… more
- Thrivent Financial (Newark, NJ)
- …financial advisors and professionals. Only individuals who are financial advisors are credentialed to provide investment advisory services. Visit ... contracts), Series 7 and 66 registrations, and complete Thrivent's comprehensive advisor onboarding program. After onboarding , you'll have control over the… more
- Citigroup (New York, NY)
- … investment offerings. + Conduct training sessions and follow ups for bankers, investment counselors, and financial advisors for newly launched investment ... preferred. + 8-10 years relevant experience in real estate, private equity, or investment management. + Prior experience with the onboarding and distribution of… more
- KeyBank (New York, NY)
- …client and external advisors to resolve. + Collaborates with external client advisors (attorneys, accountants, etc.) to deliver advice. **Growth- Book of ... is primarily responsible for fulfilling the fiduciary responsibilities of KeyBank by providing client advisory services to Ultra High Net Worth (UHNW) clients with a… more
- Bank of America (New York, NY)
- …Join us! **Job Description:** Acts as the senior product representative on a client team and is solely responsible for all product transactions with key clients. ... of product functions and can operate independently in handling transactions. Strong client relationship skills used to control and coordinate all aspects of a… more
- TD Bank (New York, NY)
- …and complex needs of TD Wealth clients by reviewing financial goals and making investment recommendations aligned to their client 's goals. The role will serve as ... a three-year program with a forgivable draw, for financial advisors or planners who will be providing financial planning...who will be providing financial planning guidance & selling investment management solutions. A FA will need to leverage… more
- TD Bank (Brooklyn, NY)
- …Mass Affluent (MA) segment by identifying needs, reviewing financial goals and making investment recommendations aligned to their client 's goals. The role will ... is a three-year program with a draw, for financial advisors or planners who will be providing financial planning...who will be providing financial planning guidance & selling investment management solutions. A Transitional FA will need to… more
- Bank of America (New York, NY)
- …other life goals through investment advice and guidance. Merrill's Financial Advisors and Wealth Management Client Associates help clients pursue the life ... client service model. Job expectations include assisting with client meetings related to investment strategy, account... client 's needs + Manages aspects of the client relationship process, including client onboarding… more
- JPMorgan Chase (New York, NY)
- …reviewing information for underwriting, and collaborating with internal teams to complete onboarding , including Know Your Client ("KYC") due diligence. + Partner ... across four business segments including Asset & Wealth Management, Corporate and Investment Banking, Commercial Banking and Consumer and Community Banking. JP Morgan… more