- USAA (Alhambra, CA)
- …effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. What you have: High School Diploma or ... Active Group 1 Life & Health license Active, in good standing, and maintained FINRA 7 license Active, in good standing, and maintained FINRA Series 66 (or 63 & 65)… more
- Netflix (Los Angeles, CA)
- …their plans at any time. The Role This role is dedicated to US State Regulatory and Production Policy, focusing on California within the UCAN Public Policy team, and ... reports to the Director of US State Regulatory and Production Policy. It is based in Los...legislative hearings, public meetings, and industry events. + Ensure compliance with all lobbying laws, regulations, and reporting requirements.… more
- City National Bank (Los Angeles, CA)
- …2nd line risk partners (to include Operational and Enterprise Risk Management teams, Regulatory Compliance , Business Continuity, IT Risk, Third Party Risk, Corp. ... Management System (CMS) process, with a focus on compliance issue management, regulatory change management, reporting...preferred * 8 years of experience managing projects * 7 years in a role requiring complex problem solving… more
- Lineage Logistics (Los Angeles, CA)
- …is responsible for driving and supporting personnel safety, process safety and regulatory compliance initiatives throughout their region. Developing and rolling ... be to ensure processes and individuals are operating in compliance with regulations mandated by federal, state, and local...time off, annual bonus eligibility, and a minimum of 7 holidays throughout the calendar year . More… more
- House of Blues (Beverly Hills, CA)
- …entertainment in the world promoting more than 50,000 events annually for nearly 7 ,000 artists in 40+ countries. These businesses allow Live Nation Media & ... 145 million fans that attend Live Nation Entertainment events each year . For additional information, visit www.livenationentertainment.com. WHO ARE YOU? Passionate… more
- US Bank (Los Angeles, CA)
- …**Job Description** Partners with their assigned Line of Business, other Risk/ Compliance /Audit (RCA) professionals, and RCA Managers to, depending on their function, ... risk management framework. Participates in projects and/or activities that ensure compliance with applicable federal, state, and local laws and regulations.… more
- MetroLink (Los Angeles, CA)
- …regarding station design, grade crossings, separations, and utilities to ensure compliance with railroad engineering standards and regulatory requirements. This ... as part of the Southern California Optimized Rail Expansion (SCORE) Program, a multi- year program to increase the capacity of the regional rail system by adding… more
- MetroLink (Los Angeles, CA)
- …grade crossings, separations, overbridges, maintenance yards, and utilities to ensure compliance with railroad engineering standards and regulatory requirements. ... Capital & Third-Party Construction. + Proactively manage scope, contractual compliance , budget, schedule, assurance of functional quality, internal and external… more
- Wells Fargo (Beverly Hills, CA)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... + 2+ years of leadership experience + US Only: Successfully completed Financial Industry Regulatory Authority (FINRA) Series 7 , 9/10 and 63 exams or 7… more
- The County of Los Angeles (Los Angeles, CA)
- …performance and works with contracted services personnel to ensure compliance . Develops and implements efficient/productive cleaning methods, protocols, policies, ... Commission (TJC), National Fire Protection Association (NFPA) and other regulatory agencies. Manages administration of training programs, customer relations and… more
- City National Bank (Los Angeles, CA)
- …(FRBNY, OCC) and to meet the evolving demands of the US regulatory environment and heightened expectations of internal audit. This includes the coordination ... of IT related regulatory continuous monitoring, coordination...existing and emerging technologies, and related risk management framework, compliance and audit techniques. * Raise the technical and… more
- The County of Los Angeles (Los Angeles, CA)
- …laws, including the investigation of violations and court prosecution for an animal control/ regulatory agency. One year of the experience must have been at ... field; revises priorities and deployment of personnel as necessary to ensure compliance with departmental practices and procedures. + Reviews field reports and… more
- The County of Los Angeles (Los Angeles, CA)
- …coordinate pharmacy services with other patient care activities, and ensure compliance with all regulatory requirements. Incumbents must exercise knowledge ... usage and costs. Designs and maintains internal controls to meet all regulatory requirements for the receipt, storage, dispensing, and disposition of narcotics and… more
- The County of Los Angeles (Los Angeles, CA)
- …partnerships with community-based clinics, DHS cares for about 800,000 unique patients each year , employs over 23,000 staff, and has an annual operating budget of ... Achievable standards. + Performs assigned quality assurance and institutional regulatory procedures. + Prepares radiopharmaceuticals according to manufacturer's standards.… more
- City National Bank (Los Angeles, CA)
- …systems, information security applications, security administration and business continuity planning. Compliance audits assessing the bank's compliance program to ... processes are adequately designed and functioning effectively to meet regulatory requirements.Data Analytics supporting the continuous improvement of audit… more
- BMO Financial Group (Torrance, CA)
- …client contact to uncover financial needs and provide meaningful solutions in compliance with regulatory and compliance policies. Works collaboratively ... to uncover financial needs and provide meaningful solutions in compliance with regulatory and compliance ...in related field of study preferred, not required. + 7 + years of experience in a financial services organization… more
- City National Bank (Los Angeles, CA)
- …the design and operating effectiveness of the Bank's risk management practices, Regulatory Compliance governance processes and the system of internal controls ... support to meet the evolving demands of the US regulatory environment and heightened expectations of internal audit. The...applicants. *Must-Have** * Bachelor's Degree or equivalent * Minimum 7 + years of audit experience in an internal audit… more
- City National Bank (Los Angeles, CA)
- …is maintained between departments and colleagues. * Ensures activities are in compliance with legal/ regulatory requirements and CNB policy and procedure with ... and its function. Responsible for all projects assigned to operational department, compliance related activities and serves as subject matter expert and liaison on… more
- City of Long Beach (Long Beach, CA)
- …to ensure program fidelity of HSB and its subrecipients, as well as ensure compliance with contractual, statutory, regulatory , and policy requirements of HSB and ... of program standards, instructional guides, Statements of Work, and/or other contract and regulatory documents for new and existing SSO programs that will provide a… more
- The County of Los Angeles (Los Angeles, CA)
- …manner. + Conducts routine internal audits of the review process to ensure compliance with regulatory agencies; assures credential files are prepared and ... to the medical staff of a hospital or clinic and ensures compliance with applicable rules and regulations. Essential Job Functions + Evaluates completed… more
