- Citigroup (New York, NY)
- Equities Supervisory Risk and Control position supports a trading and sales environment in relation to US Regulatory Rules as defined by FINRA and the ... more
- HSBC (New York, NY)
- …our people, our investors, our communities and the planet we all share. As our Equities Non-Financial Risk Officer, you will oversee the non-financial risk ... more
- Citigroup (New York, NY)
- …central initial point of escalation. + Support efforts to embed an effective supervisory control framework that fully meets Audit, Compliance and Regulatory ... more
- Mizuho Corporate Bank (New York, NY)
- …trading or research (including corporate bonds, securitized products, treasury auctions, equities , electronic and program trading, equity research, sales, ... more
- Scotiabank (New York, NY)
- …with the requirements of US compliance procedures. + Coordinate with Internal Control on compliance risk assessments, independently conduct the effective ... more
- Mizuho Corporate Bank (New York, NY)
- …of relevant work experience, including in internal auditing or external auditing, risk management, supervisory examinations, or their equivalent. Demonstrates a ... more
- Scotiabank (New York, NY)
- …the methodologies, policies, process, and tools to support the US Third Party Risk Management Framework while meeting US supervisory expectations. **What You'll ... more
- JPMorgan Chase (New York, NY)
- …execution of supervisory controls. + Manage 1st line responsibilities, including risk event data occurrences and control -related due diligence. + Achieve ... more
- JPMorgan Chase (New York, NY)
- …and Clearing along with adjacent functions such as operations, finance, control , technology, risk , on-boarding, product development, treasury and business ... more
- JPMorgan Chase (Jersey City, NJ)
- …Executive Director, ensuring robust controls for firm's security and success As a Control Manager Executive Director within our risk assessment team, you will ... more
- TD Bank (New York, NY)
- …we acquired Cowen Inc., offering our clients access to a premier US equities business and highly-diverse equity research franchise, while growing our strong, ... more
- City of New York (New York, NY)
- …PROGRAM AND JOB DESCRIPTION: The New York City (NYC) Bureau of Tuberculosis Control (BTBC) is committed to preventing the spread of tuberculosis (TB) and eliminating ... more
- City of New York (New York, NY)
- …bring extraordinary diversity to the work of public health. True to our value of equity as a foundational element of all of our work, and a critical foundation to ... more
- City of New York (New York, NY)
- Job Description Division/Program Summary Description: The mission of the Bureau of Tuberculosis Control is to prevent the spread of tuberculosis and to eliminate it ... more
- Unilever (Englewood Cliffs, NJ)
- …snacking and refreshment industry, growing consistently at high pace. We have strong brands equities : 5 of top 10 selling brands including Ben & Jerry's, Breyers , ... more
- Scotiabank (New York, NY)
- …Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development ... more
- TD Bank (West Orange, NJ)
- …to ensure operational excellence and compliance with policies and procedures to mitigate risk and protect the Bank and Customers. This role will drive, reinforce, ... more
- TD Bank (Fanwood, NJ)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... more
- The Nightingale-Bamford School (New York, NY)
- …enforce comprehensive safety and security protocols, including emergency response, risk prevention, and regulatory compliance. + Conduct regular safety assessments, ... more
- M&T Bank (New York, NY)
- …and structure transactions to ensure that the projects are in line with the risk appetite of the Bank. + Cross-sell all aspects of financial solutions and bank ... more